What does CUSIP 192005106 represent in this 13F holders report?

CUSIP 192005106 is the security identifier for CDXS - CODEXIS, INC. - Common Stock, par value $0.0001 per share used to aggregate holder disclosures.

How many institutions held CDXS - CODEXIS, INC. - Common Stock, par value $0.0001 per share in Q4 2016?

58 institutional investors reported CDXS - CODEXIS, INC. - Common Stock, par value $0.0001 per share for Q4 2016. Use the holders table for investor-level position and value details.

CODEXIS, INC. - Common Stock, par value $0.0001 per share (CDXS)

CUSIP: 192005106

Q4 2016 13F Holders as of 31 Dec 2016

Type / Class: Equity / Common Stock, par value $0.0001 per share
Shares outstanding: 91,050,519
Total 13F shares: 24,154,209
Share change: +474,363
Total reported value: $111,107,286
Price per share: $4.60
Number of holders: 58
Value change: +$2,230,034
Number of buys: 27
Number of sells: 25

Quarterly Holders Quick Answers

What is CUSIP 192005106?
CUSIP 192005106 identifies CDXS - CODEXIS, INC. - Common Stock, par value $0.0001 per share in SEC institutional holdings data.

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Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q1 2017
Previous quarter: Q3 2016

Recent filing periods for CUSIP 192005106:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of CDXS - CODEXIS, INC. - Common Stock, par value $0.0001 per share (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
Nantahala Capital Management, LLC	13F	Company	6.1%	5,561,082	$24,691,000	—	30 Sep 2016	13F
Vivo Capital, LLC	13F	Company	5.8%	5,294,825	$23,509,000	—	30 Sep 2016	13F
FMR LLC	13F	Company	2.3%	2,133,282	$9,472,000	—	30 Sep 2016	13F
BlackRock Institutional Trust Company, N.A.	13F	Company	1.3%	1,223,476	$5,432,000	—	30 Sep 2016	13F
BAILLIE GIFFORD & CO	13F	Company	1.3%	1,185,133	$5,262,000	—	30 Sep 2016	13F
Opaleye Management Inc.	13F	Company	1.3%	1,170,000	$5,195,000	—	30 Sep 2016	13F
VANGUARD GROUP INC	13F	Company	1.1%	1,005,513	$4,464,000	—	30 Sep 2016	13F
BlackRock Fund Advisors	13F	Company	1%	914,830	$4,062,000	—	30 Sep 2016	13F
RENAISSANCE TECHNOLOGIES LLC	13F	Company	0.96%	872,200	$3,873,000	—	30 Sep 2016	13F
WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC	13F	Company	0.79%	716,160	$3,180,000	—	30 Sep 2016	13F
STATE STREET CORP	13F	Company	0.44%	398,939	$1,771,000	—	30 Sep 2016	13F
NORTHERN TRUST CORP	13F	Company	0.39%	357,821	$1,589,000	—	30 Sep 2016	13F
BRIDGEWAY CAPITAL MANAGEMENT, LLC	13F	Company	0.29%	265,500	$1,179,000	—	30 Sep 2016	13F
PALISADE CAPITAL MANAGEMENT, LP	13F	Company	0.25%	226,000	$1,003,000	—	30 Sep 2016	13F
GEODE CAPITAL MANAGEMENT, LLC	13F	Company	0.24%	216,585	$961,000	—	30 Sep 2016	13F
Spark Investment Management LLC	13F	Company	0.23%	206,500	$916,000	—	30 Sep 2016	13F
Granite Investment Partners, LLC	13F	Company	0.22%	204,847	$909,000	—	30 Sep 2016	13F
AXA S.A.	13F	Company	0.17%	153,201	$680,000	—	30 Sep 2016	13F
ESSEX INVESTMENT MANAGEMENT CO LLC	13F	Company	0.16%	143,674	$638,000	—	30 Sep 2016	13F
OXFORD ASSET MANAGEMENT LLP	13F	Company	0.15%	139,364	$619,000	—	30 Sep 2016	13F
BlackRock Investment Management, LLC	13F	Company	0.14%	123,639	$549,000	—	30 Sep 2016	13F
Bank of New York Mellon Corp	13F	Company	0.13%	114,377	$507,000	—	30 Sep 2016	13F
STRS OHIO	13F	Company	0.11%	104,707	$464,000	—	30 Sep 2016	13F
TIAA CREF INVESTMENT MANAGEMENT LLC	13F	Company	0.11%	103,482	$459,000	—	30 Sep 2016	13F
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM	13F	Company	0.08%	70,898	$315,000	—	30 Sep 2016	13F
CHARLES SCHWAB INVESTMENT MANAGEMENT INC	13F	Company	0.06%	55,370	$246,000	—	30 Sep 2016	13F
TEACHERS ADVISORS, LLC	13F	Company	0.06%	52,753	$234,000	—	30 Sep 2016	13F
MILLENNIUM MANAGEMENT LLC	13F	Company	0.05%	47,251	$210,000	—	30 Sep 2016	13F
Alambic Investment Management, L.P.	13F	Company	0.04%	39,762	$177,000	—	30 Sep 2016	13F
RHUMBLINE ADVISERS	13F	Company	0.04%	35,558	$158,000	—	30 Sep 2016	13F
NEW YORK STATE COMMON RETIREMENT FUND	13F	Company	0.04%	34,400	$153,000	—	30 Sep 2016	13F
JACOBS LEVY EQUITY MANAGEMENT, INC	13F	Company	0.04%	33,329	$148,000	—	30 Sep 2016	13F
DIMENSIONAL FUND ADVISORS LP	13F	Company	0.04%	32,866	$146,000	—	30 Sep 2016	13F
Campbell & CO Investment Adviser LLC	13F	Company	0.03%	31,619	$140,000	—	30 Sep 2016	13F
MENTA CAPITAL LLC	13F	Company	0.03%	31,095	$138,000	—	30 Sep 2016	13F
BLAIR WILLIAM & CO/IL	13F	Company	0.03%	27,782	$123,000	—	30 Sep 2016	13F
WELLS FARGO & COMPANY/MN	13F	Company	0.03%	26,279	$117,000	—	30 Sep 2016	13F
MANUFACTURERS LIFE INSURANCE COMPANY, THE	13F	Company	0.03%	25,861	$115,000	—	30 Sep 2016	13F
DEUTSCHE BANK AG\	13F	Company	0.02%	22,006	$97,000	—	30 Sep 2016	13F
BANK OF AMERICA CORP /DE/	13F	Company	0.02%	21,303	$94,000	—	30 Sep 2016	13F
Nationwide Fund Advisors	13F	Company	0.02%	20,988	$93,000	—	30 Sep 2016	13F
Acrospire Investment Management LLC	13F	Company	0.02%	20,141	$89,000	—	30 Sep 2016	13F
AMERICAN INTERNATIONAL GROUP, INC.	13F	Company	0.02%	19,301	$85,696	—	30 Sep 2016	13F
GOLDMAN SACHS GROUP INC	13F	Company	0.02%	18,371	$82,000	—	30 Sep 2016	13F
STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM	13F	Company	0.01%	13,218	$59,000	—	30 Sep 2016	13F
CREDIT SUISSE AG/	13F	Company	0.01%	13,146	$59,000	—	30 Sep 2016	13F
BLACKROCK ADVISORS LLC	13F	Company	0.01%	12,335	$55,000	—	30 Sep 2016	13F
FIRST QUADRANT LLC/CA	13F	Company	0.01%	11,747	$52,000	—	30 Sep 2016	13F
GUGGENHEIM CAPITAL LLC	13F	Company	0.01%	11,558	$51,000	—	30 Sep 2016	13F
MORGAN STANLEY	13F	Company	0.01%	10,639	$47,000	—	30 Sep 2016	13F

Institutional Holders of CODEXIS, INC. - Common Stock, par value $0.0001 per share (CDXS) as of Q4 2016

As of 31 Dec 2016, CODEXIS, INC. - Common Stock, par value $0.0001 per share (CDXS) was held by 58 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 24,154,209 shares. The largest 10 holders included Nantahala Capital Management, LLC, Vivo Capital, LLC, FMR LLC, BlackRock Institutional Trust Company, N.A., BAILLIE GIFFORD & CO, Opaleye Management Inc., BlackRock Fund Advisors, VANGUARD GROUP INC, RENAISSANCE TECHNOLOGIES LLC, and WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC. This page lists 58 institutional shareholders reporting positions in this security for the Q4 2016 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q4 2016 vs Q3 2016 Across Filers

Q3 2016 holders

Q4 2016 holders

Holder diff

-2

Investor	Q3 2016 Shares	Q4 2016 Shares	Share Diff	Share Chg %	Q3 2016 Value $	Q4 2016 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.