CODEXIS, INC. - Common Stock, par value $0.0001 per share (CDXS)
CUSIP: 192005106
Q3 2016 13F Holders as of 30 Sep 2016
- Type / Class
- Equity / Common Stock, par value $0.0001 per share
- Shares outstanding
- 91,050,519
- Total 13F shares
- 23,606,886
- Share change
- +38,152
- Total reported value
- $104,808,783
- Price per share
- $4.44
- Number of holders
- 60
- Value change
- +$180,655
- Number of buys
- 33
- Number of sells
- 19
Quarterly Holders Quick Answers
What is CUSIP 192005106?
CUSIP 192005106 identifies CDXS - CODEXIS, INC. - Common Stock, par value $0.0001 per share in SEC institutional holdings data.
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Related Filing Research
- Latest 13F filings for newly reported positions.
- Latest Schedule 13D/13G reports for ownership changes outside 13F cadence.
- Latest 10-Q/10-K reports for financial context tied to this issuer.
- Recent insider transactions for executive and insider activity.
- SEC investors directory and top value investors for manager drilldown.
- Back to full security ownership history.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 192005106:
Top shareholders of CDXS - CODEXIS, INC. - Common Stock, par value $0.0001 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Vivo Capital, LLC |
13F
|
Company |
6.1%
|
5,573,319
|
$22,460,000 | — | 30 Jun 2016 | |
| Nantahala Capital Management, LLC |
13F
|
Company |
6.1%
|
5,545,543
|
$22,349,000 | — | 30 Jun 2016 | |
| FMR LLC |
13F
|
Company |
2.3%
|
2,133,282
|
$8,597,000 | — | 30 Jun 2016 | |
| BlackRock Institutional Trust Company, N.A. |
13F
|
Company |
1.4%
|
1,260,155
|
$5,078,000 | — | 30 Jun 2016 | |
| BAILLIE GIFFORD & CO |
13F
|
Company |
1.3%
|
1,185,133
|
$4,777,000 | — | 30 Jun 2016 | |
| Opaleye Management Inc. |
13F
|
Company |
1.3%
|
1,178,500
|
$4,749,000 | — | 30 Jun 2016 | |
| VANGUARD GROUP INC |
13F
|
Company |
1.1%
|
965,982
|
$3,893,000 | — | 30 Jun 2016 | |
| BlackRock Fund Advisors |
13F
|
Company |
0.96%
|
876,101
|
$3,531,000 | — | 30 Jun 2016 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
0.92%
|
838,800
|
$3,380,000 | — | 30 Jun 2016 | |
| WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
0.74%
|
670,383
|
$2,702,000 | — | 30 Jun 2016 | |
| Granite Investment Partners, LLC |
13F
|
Company |
0.41%
|
375,805
|
$1,515,000 | — | 30 Jun 2016 | |
| STATE STREET CORP |
13F
|
Company |
0.41%
|
373,655
|
$1,504,000 | — | 30 Jun 2016 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.38%
|
347,068
|
$1,399,000 | — | 30 Jun 2016 | |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.29%
|
265,500
|
$1,070,000 | — | 30 Jun 2016 | |
| PALISADE CAPITAL MANAGEMENT, LP |
13F
|
Company |
0.27%
|
246,000
|
$991,000 | — | 30 Jun 2016 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.21%
|
189,435
|
$763,000 | — | 30 Jun 2016 | |
| Spark Investment Management LLC |
13F
|
Company |
0.17%
|
151,600
|
$610,000 | — | 30 Jun 2016 | |
| ESSEX INVESTMENT MANAGEMENT CO LLC |
13F
|
Company |
0.16%
|
147,015
|
$592,000 | — | 30 Jun 2016 | |
| BlackRock Investment Management, LLC |
13F
|
Company |
0.14%
|
123,762
|
$499,000 | — | 30 Jun 2016 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.13%
|
117,733
|
$475,000 | — | 30 Jun 2016 | |
| AXA S.A. |
13F
|
Company |
0.12%
|
105,675
|
$426,000 | — | 30 Jun 2016 | |
| TIAA CREF INVESTMENT MANAGEMENT LLC |
13F
|
Company |
0.11%
|
103,482
|
$417,000 | — | 30 Jun 2016 | |
| OXFORD ASSET MANAGEMENT LLP |
13F
|
Company |
0.11%
|
103,404
|
$417,000 | — | 30 Jun 2016 | |
| STRS OHIO |
13F
|
Company |
0.08%
|
77,000
|
$310,000 | — | 30 Jun 2016 | |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM |
13F
|
Company |
0.08%
|
70,198
|
$283,000 | — | 30 Jun 2016 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
0.07%
|
65,695
|
$265,000 | — | 30 Jun 2016 | |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
13F
|
Company |
0.06%
|
55,370
|
$224,000 | — | 30 Jun 2016 | |
| TEACHERS ADVISORS, LLC |
13F
|
Company |
0.06%
|
52,753
|
$213,000 | — | 30 Jun 2016 | |
| MENTA CAPITAL LLC |
13F
|
Company |
0.04%
|
39,878
|
$161,000 | — | 30 Jun 2016 | |
| NEW YORK STATE COMMON RETIREMENT FUND |
13F
|
Company |
0.04%
|
34,400
|
$139,000 | — | 30 Jun 2016 | |
| RHUMBLINE ADVISERS |
13F
|
Company |
0.03%
|
30,458
|
$123,000 | — | 30 Jun 2016 | |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE |
13F
|
Company |
0.03%
|
28,751
|
$116,000 | — | 30 Jun 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.03%
|
25,095
|
$101,000 | — | 30 Jun 2016 | |
| BLAIR WILLIAM & CO/IL |
13F
|
Company |
0.03%
|
24,922
|
$100,000 | — | 30 Jun 2016 | |
| TFS CAPITAL LLC |
13F
|
Company |
0.03%
|
24,097
|
$97,000 | — | 30 Jun 2016 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.02%
|
21,616
|
$86,000 | — | 30 Jun 2016 | |
| Nationwide Fund Advisors |
13F
|
Company |
0.02%
|
20,988
|
$85,000 | — | 30 Jun 2016 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0.02%
|
19,272
|
$77,666 | — | 30 Jun 2016 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.02%
|
16,937
|
$68,000 | — | 30 Jun 2016 | |
| JACOBS LEVY EQUITY MANAGEMENT, INC |
13F
|
Company |
0.02%
|
16,629
|
$67,000 | — | 30 Jun 2016 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
0.02%
|
15,043
|
$61,000 | — | 30 Jun 2016 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.01%
|
10,000
|
$40,000 | — | 30 Jun 2016 | |
| BLACKROCK ADVISORS LLC |
13F
|
Company |
0.01%
|
9,569
|
$39,000 | — | 30 Jun 2016 | |
| BlackRock Finance, Inc. |
13F
|
Company |
0.01%
|
6,710
|
$27,000 | — | 30 Jun 2016 | |
| Legal & General Group Plc |
13F
|
Company |
0.01%
|
6,312
|
$26,000 | — | 30 Jun 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.01%
|
5,130
|
$21,000 | — | 30 Jun 2016 | |
| MORGAN STANLEY |
13F
|
Company |
0%
|
4,520
|
$18,000 | — | 30 Jun 2016 | |
| CITIGROUP INC |
13F
|
Company |
0%
|
3,372
|
$14,000 | — | 30 Jun 2016 | |
| BNP PARIBAS FINANCIAL MARKETS |
13F
|
Company |
0%
|
1,324
|
$5,336 | — | 30 Jun 2016 | |
| MUFG Americas Holdings Corp |
13F
|
Company |
0%
|
1,282
|
$5,000 | — | 30 Jun 2016 |
Institutional Holders of CODEXIS, INC. - Common Stock, par value $0.0001 per share (CDXS) as of Q3 2016
As of 30 Sep 2016,
CODEXIS, INC. - Common Stock, par value $0.0001 per share (CDXS) was held by
60 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
23,606,886 shares.
The largest 10 holders included
Nantahala Capital Management, LLC, Vivo Capital, LLC, FMR LLC, BlackRock Institutional Trust Company, N.A., BAILLIE GIFFORD & CO, Opaleye Management Inc., VANGUARD GROUP INC, BlackRock Fund Advisors, RENAISSANCE TECHNOLOGIES LLC, and WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC.
This page lists
60
institutional shareholders reporting positions in this security
for the Q3 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2016 vs Q2 2016 Across Filers
Q2 2016 holders
55
Q3 2016 holders
60
Holder diff
5
| Investor | Q2 2016 Shares | Q3 2016 Shares | Share Diff | Share Chg % | Q2 2016 Value $ | Q3 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.