CBAK Energy Technology, Inc. - COMMON STOCK, PAR VALUE $0.001 (CBAT)
CUSIP: 14986C102
Q4 2023 13F Holders as of 31 Dec 2023
- Type / Class
- Equity / COMMON STOCK, PAR VALUE $0.001
- Shares outstanding
- 89,003,171
- Total 13F shares
- 1,804,725
- Share change
- +111,207
- Total reported value
- $1,897,369
- Price per share
- $1.05
- Number of holders
- 24
- Value change
- +$143,680
- Number of buys
- 8
- Number of sells
- 9
Quarterly Holders Quick Answers
What is CUSIP 14986C102?
CUSIP 14986C102 identifies CBAT - CBAK Energy Technology, Inc. - COMMON STOCK, PAR VALUE $0.001 in SEC institutional holdings data.
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Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 14986C102:
Top shareholders of CBAT - CBAK Energy Technology, Inc. - COMMON STOCK, PAR VALUE $0.001 (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BRIDGEWAY CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.66%
|
589,875
|
$483,108 | — | 30 Sep 2023 | |
| STATE STREET CORP |
13F
|
Company |
0.33%
|
292,984
|
$239,954 | — | 30 Sep 2023 | |
| Empowered Funds, LLC |
13F
|
Company |
0.26%
|
229,875
|
$188,268 | — | 30 Sep 2023 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.16%
|
144,575
|
$118,406 | — | 30 Sep 2023 | |
| Invesco Ltd. |
13F
|
Company |
0.09%
|
84,054
|
$68,840 | — | 30 Sep 2023 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.07%
|
60,126
|
$49,243 | — | 30 Sep 2023 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.06%
|
56,601
|
$46,356 | — | 30 Sep 2023 | |
| AZZAD ASSET MANAGEMENT INC /ADV |
13F
|
Company |
0.05%
|
46,315
|
$37,932 | — | 30 Sep 2023 | |
| JAMES INVESTMENT RESEARCH, INC. |
13F
|
Company |
0.04%
|
37,000
|
$30,303 | — | 30 Sep 2023 | |
| NewEdge Advisors, LLC |
13F
|
Company |
0.04%
|
37,000
|
$30,303 | — | 30 Sep 2023 | |
| MORGAN STANLEY |
13F
|
Company |
0.02%
|
20,612
|
$16,881 | — | 30 Sep 2023 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
0.02%
|
17,855
|
$14,623 | — | 30 Sep 2023 | |
| TWO SIGMA SECURITIES, LLC |
13F
|
Company |
0.02%
|
16,623
|
$13,614 | — | 30 Sep 2023 | |
| Trek Financial, LLC |
13F
|
Company |
0.02%
|
14,964
|
$12,256 | — | 30 Sep 2023 | |
| B. Riley Wealth Advisors, Inc. |
13F
|
Company |
0.01%
|
12,200
|
$9,992 | — | 30 Sep 2023 | |
| UBS Group AG |
13F
|
Company |
0.01%
|
12,090
|
$9,902 | — | 30 Sep 2023 | |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management |
13F
|
Company |
0.01%
|
10,250
|
$8,395 | — | 30 Sep 2023 | |
| Concord Wealth Partners |
13F
|
Company |
0%
|
2,800
|
$2,293 | — | 30 Sep 2023 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0%
|
2,800
|
$2,292 | — | 30 Sep 2023 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0%
|
2,551
|
$2,000 | — | 30 Sep 2023 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0%
|
900
|
$737 | — | 30 Sep 2023 | |
| Qube Research & Technologies Ltd |
13F
|
Company |
0%
|
178
|
$146 | — | 30 Sep 2023 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
159
|
$130 | — | 30 Sep 2023 | |
| Asia EVK New Energy Auto Ltd |
3/4/5
|
10%+ Owner |
—
class O/S missing
|
8,402,615
|
— | — | 01 Jun 2021 | |
| Xiangyu Pei |
3/4/5
|
Director |
—
mixed-class rows
|
150,000
mixed-class rows
|
— | — | 11 Apr 2023 | |
| Jiewei Li |
3/4/5
|
CFO |
—
class O/S missing
|
5,000
|
— | — | 22 Aug 2023 |
Institutional Holders of CBAK Energy Technology, Inc. - COMMON STOCK, PAR VALUE $0.001 (CBAT) as of Q4 2023
As of 31 Dec 2023,
CBAK Energy Technology, Inc. - COMMON STOCK, PAR VALUE $0.001 (CBAT) was held by
24 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,804,725 shares.
The largest 10 holders included
BRIDGEWAY CAPITAL MANAGEMENT, LLC, STATE STREET CORP, Empowered Funds, LLC, SUSQUEHANNA INTERNATIONAL GROUP, LLP, CITADEL ADVISORS LLC, GEODE CAPITAL MANAGEMENT, LLC, ATTICUS WEALTH MANAGEMENT, LLC, RENAISSANCE TECHNOLOGIES LLC, AZZAD ASSET MANAGEMENT INC /ADV, and JAMES INVESTMENT RESEARCH INC.
This page lists
24
institutional shareholders reporting positions in this security
for the Q4 2023 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2023 vs Q3 2023 Across Filers
Q3 2023 holders
23
Q4 2023 holders
24
Holder diff
1
| Investor | Q3 2023 Shares | Q4 2023 Shares | Share Diff | Share Chg % | Q3 2023 Value $ | Q4 2023 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.