Security key
14986C102
CBAK Energy Technology, Inc. - COMMON STOCK, PAR VALUE $0.001 (CBAT)
CUSIP: 14986C102
Q3 2023 13F Holders as of 30 Sep 2023
- Type / Class
- Equity / COMMON STOCK, PAR VALUE $0.001
- Shares outstanding
- 89,003,171
- Total 13F shares
- 1,692,387
- Share change
- +386,264
- Total reported value
- $1,385,974
- Price per share
- $0.82
- Number of holders
- 23
- Value change
- +$311,954
- Number of buys
- 12
- Number of sells
- 6
Report period
Q3 2023
Institutions
23
Top holders
10
CBAT full security history
Newer quarter: Q4 2023
Previous quarter: Q2 2023
CBAK Energy Technology, Inc. SEC filings
CBAK Energy Technology, Inc. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 14986C102
Recent filing periods:
Top shareholders of CBAT - CBAK Energy Technology, Inc. - COMMON STOCK, PAR VALUE $0.001 (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| STATE STREET CORP |
13F
|
Company |
0.42%
|
376,586
|
$459,435 | — | 30 Jun 2023 | |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.42%
|
371,073
|
$452,709 | — | 30 Jun 2023 | |
| EA Series Trust |
13F
|
Company |
0.24%
|
211,073
|
$257,509 | — | 30 Jun 2023 | |
| Empowered Funds, LLC |
13F
|
Company |
0.24%
|
211,073
|
$257,509 | — | 30 Jun 2023 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.07%
|
60,126
|
$73,353 | — | 30 Jun 2023 | |
| AZZAD ASSET MANAGEMENT INC /ADV |
13F
|
Company |
0.05%
|
47,815
|
$58,334 | — | 30 Jun 2023 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.05%
|
45,462
|
$55,464 | — | 30 Jun 2023 | |
| MORGAN STANLEY |
13F
|
Company |
0.04%
|
37,688
|
$45,980 | — | 30 Jun 2023 | |
| JAMES INVESTMENT RESEARCH, INC. |
13F
|
Company |
0.04%
|
37,000
|
$45,140 | — | 30 Jun 2023 | |
| NewEdge Advisors, LLC |
13F
|
Company |
0.04%
|
37,000
|
$45,140 | — | 30 Jun 2023 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.03%
|
26,791
|
$32,685 | — | 30 Jun 2023 | |
| Trek Financial, LLC |
13F
|
Company |
0.02%
|
14,964
|
$18,256 | — | 30 Jun 2023 | |
| B. Riley Wealth Advisors, Inc. |
13F
|
Company |
0.01%
|
12,200
|
$14,884 | — | 30 Jun 2023 | |
| JANE STREET GROUP, LLC |
13F
|
Company |
0.01%
|
10,472
|
$12,776 | — | 30 Jun 2023 | |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management |
13F
|
Company |
0.01%
|
10,250
|
$12,505 | — | 30 Jun 2023 | |
| Concord Wealth Partners |
13F
|
Company |
0%
|
2,800
|
$3,416 | — | 30 Jun 2023 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0%
|
1,900
|
$2,318 | — | 30 Jun 2023 | |
| UBS Group AG |
13F
|
Company |
0%
|
1,450
|
$1,769 | — | 30 Jun 2023 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0%
|
1,104
|
$1,346 | — | 30 Jun 2023 | |
| CITIGROUP INC |
13F
|
Company |
0%
|
264
|
$322 | — | 30 Jun 2023 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
105
|
$128 | — | 30 Jun 2023 | |
| Lumature Wealth Partners, LLC |
13F
|
Company |
0%
|
60
|
$73 | — | 30 Jun 2023 | |
| Asia EVK New Energy Auto Ltd |
3/4/5
|
10%+ Owner |
—
class O/S missing
|
8,402,615
|
— | — | 01 Jun 2021 | |
| Xiangyu Pei |
3/4/5
|
Director |
—
mixed-class rows
|
150,000
mixed-class rows
|
— | — | 11 Apr 2023 | |
| Jiewei Li |
3/4/5
|
CFO |
—
class O/S missing
|
5,000
|
— | — | 22 Aug 2023 |
Institutional Holders of CBAK Energy Technology, Inc. - COMMON STOCK, PAR VALUE $0.001 (CBAT) as of Q3 2023
As of 30 Sep 2023,
CBAK Energy Technology, Inc. - COMMON STOCK, PAR VALUE $0.001 (CBAT) was held by
23 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,692,387 shares.
The largest 10 holders included
BRIDGEWAY CAPITAL MANAGEMENT, LLC, STATE STREET CORP, Empowered Funds, LLC, CITADEL ADVISORS LLC, Invesco Ltd., GEODE CAPITAL MANAGEMENT, LLC, SUSQUEHANNA INTERNATIONAL GROUP, LLP, AZZAD ASSET MANAGEMENT INC /ADV, NewEdge Advisors, LLC, and JAMES INVESTMENT RESEARCH INC.
This page lists
23
institutional shareholders reporting positions in this security
for the Q3 2023 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2023 vs Q2 2023 Across Filers
Q2 2023 holders
22
Q3 2023 holders
23
Holder diff
1
| Investor | Q2 2023 Shares | Q3 2023 Shares | Share Diff | Share Chg % | Q2 2023 Value $ | Q3 2023 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.