CBAK Energy Technology, Inc. - COMMON STOCK, PAR VALUE $0.001 (CBAT)
CUSIP: 14986C102
Q3 2024 13F Holders as of 30 Sep 2024
- Type / Class
- Equity / COMMON STOCK, PAR VALUE $0.001
- Shares outstanding
- 89,003,171
- Total 13F shares
- 1,955,515
- Share change
- -39,795
- Total reported value
- $2,443,914
- Put/Call ratio
- 0.45%
- Price per share
- $1.25
- Number of holders
- 31
- Value change
- -$72,593
- Number of buys
- 15
- Number of sells
- 14
Quarterly Holders Quick Answers
What is CUSIP 14986C102?
CUSIP 14986C102 identifies CBAT - CBAK Energy Technology, Inc. - COMMON STOCK, PAR VALUE $0.001 in SEC institutional holdings data.
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Recent filing periods for CUSIP 14986C102:
Top shareholders of CBAT - CBAK Energy Technology, Inc. - COMMON STOCK, PAR VALUE $0.001 (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BRIDGEWAY CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.74%
|
654,525
|
$896,699 | — | 30 Jun 2024 | |
| Empowered Funds, LLC |
13F
|
Company |
0.33%
|
294,525
|
$403,499 | — | 30 Jun 2024 | |
| STATE STREET CORP |
13F
|
Company |
0.3%
|
266,382
|
$364,943 | — | 30 Jun 2024 | |
| MARSHALL WACE, LLP |
13F
|
Company |
0.14%
|
124,698
|
$170,838 | — | 30 Jun 2024 | |
| Leonteq Securities AG |
13F
|
Company |
0.13%
|
120,000
|
$164,400 | — | 30 Jun 2024 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.1%
|
88,662
|
$121,467 | — | 30 Jun 2024 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.07%
|
60,126
|
$82,372 | — | 30 Jun 2024 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.07%
|
60,061
|
$82,284 | — | 30 Jun 2024 | |
| ATTICUS WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.06%
|
55,000
|
$75,350 | — | 30 Jun 2024 | |
| SIMPLEX TRADING, LLC |
13F
|
Company |
0.06%
|
50,954
|
$69,000 | — | 30 Jun 2024 | |
| AZZAD ASSET MANAGEMENT INC /ADV |
13F
|
Company |
0.05%
|
46,312
|
$63,447 | — | 30 Jun 2024 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.05%
|
43,470
|
$59,554 | — | 30 Jun 2024 | |
| HRT FINANCIAL LP |
13F
|
Company |
0.05%
|
42,829
|
$58,000 | — | 30 Jun 2024 | |
| JAMES INVESTMENT RESEARCH, INC. |
13F
|
Company |
0.04%
|
37,000
|
$50,690 | — | 30 Jun 2024 | |
| NewEdge Advisors, LLC |
13F
|
Company |
0.04%
|
37,000
|
$50,690 | — | 30 Jun 2024 | |
| GROUP ONE TRADING LLC |
13F
|
Company |
0.03%
|
24,560
|
$33,647 | — | 30 Jun 2024 | |
| TWO SIGMA SECURITIES, LLC |
13F
|
Company |
0.02%
|
21,575
|
$29,558 | — | 30 Jun 2024 | |
| MORGAN STANLEY |
13F
|
Company |
0.02%
|
17,414
|
$23,858 | — | 30 Jun 2024 | |
| OLD MISSION CAPITAL LLC |
13F
|
Company |
0.02%
|
15,722
|
$21,539 | — | 30 Jun 2024 | |
| Trek Financial, LLC |
13F
|
Company |
0.02%
|
14,964
|
$20,501 | — | 30 Jun 2024 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.01%
|
12,475
|
$17,091 | — | 30 Jun 2024 | |
| B. Riley Wealth Advisors, Inc. |
13F
|
Company |
0.01%
|
12,200
|
$16,714 | — | 30 Jun 2024 | |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management |
13F
|
Company |
0.01%
|
10,250
|
$14,043 | — | 30 Jun 2024 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0%
|
1,919
|
$2,629 | — | 30 Jun 2024 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0%
|
900
|
$1,233 | — | 30 Jun 2024 | |
| UBS Group AG |
13F
|
Company |
0%
|
819
|
$1,122 | — | 30 Jun 2024 | |
| MATHER GROUP, LLC. |
13F
|
Company |
0%
|
550
|
$572 | — | 30 Jun 2024 | |
| Qube Research & Technologies Ltd |
13F
|
Company |
0%
|
178
|
$244 | — | 30 Jun 2024 | |
| Global Wealth Strategies & Associates |
13F
|
Company |
0%
|
120
|
$164 | — | 30 Jun 2024 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
110
|
$151 | — | 30 Jun 2024 | |
| Sachetta, LLC |
13F
|
Company |
0%
|
10
|
$13 | — | 30 Jun 2024 | |
| Asia EVK New Energy Auto Ltd |
3/4/5
|
10%+ Owner |
—
class O/S missing
|
8,402,615
|
— | — | 01 Jun 2021 | |
| Xiangyu Pei |
3/4/5
|
Director |
—
mixed-class rows
|
150,000
mixed-class rows
|
— | — | 11 Apr 2023 | |
| Jiewei Li |
3/4/5
|
CFO |
—
class O/S missing
|
5,000
|
— | — | 22 Aug 2023 |
Institutional Holders of CBAK Energy Technology, Inc. - COMMON STOCK, PAR VALUE $0.001 (CBAT) as of Q3 2024
As of 30 Sep 2024,
CBAK Energy Technology, Inc. - COMMON STOCK, PAR VALUE $0.001 (CBAT) was held by
31 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,955,515 shares.
The largest 10 holders included
BRIDGEWAY CAPITAL MANAGEMENT, LLC, Empowered Funds, LLC, STATE STREET CORP, Leonteq Securities AG, MILLENNIUM MANAGEMENT LLC, NewEdge Advisors, LLC, Invesco Ltd., GEODE CAPITAL MANAGEMENT, LLC, ATTICUS WEALTH MANAGEMENT, LLC, and SUSQUEHANNA INTERNATIONAL GROUP, LLP.
This page lists
32
institutional shareholders reporting positions in this security
for the Q3 2024 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2024 vs Q2 2024 Across Filers
Q2 2024 holders
30
Q3 2024 holders
31
Holder diff
1
| Investor | Q2 2024 Shares | Q3 2024 Shares | Share Diff | Share Chg % | Q2 2024 Value $ | Q3 2024 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.