Security key
14986C102
CBAK Energy Technology, Inc. - COMMON STOCK, PAR VALUE $0.001 (CBAT)
CUSIP: 14986C102
Q4 2024 13F Holders as of 31 Dec 2024
- Type / Class
- Equity / COMMON STOCK, PAR VALUE $0.001
- Shares outstanding
- 89,003,171
- Total 13F shares
- 1,855,596
- Share change
- -106,785
- Total reported value
- $1,743,815
- Put/Call ratio
- 27%
- Price per share
- $0.94
- Number of holders
- 29
- Value change
- -$188,255
- Number of buys
- 12
- Number of sells
- 16
Report period
Q4 2024
Institutions
29
Top holders
10
CBAT full security history
Newer quarter: Q1 2025
Previous quarter: Q3 2024
CBAK Energy Technology, Inc. SEC filings
CBAK Energy Technology, Inc. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 14986C102
Recent filing periods:
Top shareholders of CBAT - CBAK Energy Technology, Inc. - COMMON STOCK, PAR VALUE $0.001 (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BRIDGEWAY CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.75%
|
670,337
|
$837,921 | — | 30 Sep 2024 | |
| Empowered Funds, LLC |
13F
|
Company |
0.35%
|
310,337
|
$387,921 | — | 30 Sep 2024 | |
| STATE STREET CORP |
13F
|
Company |
0.29%
|
261,170
|
$326,463 | — | 30 Sep 2024 | |
| Leonteq Securities AG |
13F
|
Company |
0.13%
|
120,000
|
$150,000 | — | 30 Sep 2024 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.09%
|
82,208
|
$102,760 | — | 30 Sep 2024 | |
| NewEdge Advisors, LLC |
13F
|
Company |
0.09%
|
80,942
|
$101,180 | — | 30 Sep 2024 | |
| Invesco Ltd. |
13F
|
Company |
0.08%
|
73,689
|
$92,111 | — | 30 Sep 2024 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.07%
|
60,126
|
$75,157 | — | 30 Sep 2024 | |
| ATTICUS WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.06%
|
55,000
|
$68,750 | — | 30 Sep 2024 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.05%
|
42,205
|
$52,756 | — | 30 Sep 2024 | |
| JAMES INVESTMENT RESEARCH, INC. |
13F
|
Company |
0.04%
|
37,000
|
$46,250 | — | 30 Sep 2024 | |
| XTX Topco Ltd |
13F
|
Company |
0.04%
|
36,400
|
$45,500 | — | 30 Sep 2024 | |
| AZZAD ASSET MANAGEMENT INC /ADV |
13F
|
Company |
0.04%
|
36,312
|
$45,390 | — | 30 Sep 2024 | |
| PFG Investments, LLC |
13F
|
Company |
0.04%
|
35,250
|
$44,063 | — | 30 Sep 2024 | |
| GROUP ONE TRADING LLC |
13F
|
Company |
0.03%
|
24,560
|
$30,700 | — | 30 Sep 2024 | |
| SIMPLEX TRADING, LLC |
13F
|
Company |
0.02%
|
21,188
|
$26,000 | — | 30 Sep 2024 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.02%
|
19,914
|
$24,893 | — | 30 Sep 2024 | |
| OLD MISSION CAPITAL LLC |
13F
|
Company |
0.02%
|
17,006
|
$21,257 | — | 30 Sep 2024 | |
| MORGAN STANLEY |
13F
|
Company |
0.02%
|
16,414
|
$20,518 | — | 30 Sep 2024 | |
| Trek Financial, LLC |
13F
|
Company |
0.02%
|
14,964
|
$18,705 | — | 30 Sep 2024 | |
| B. Riley Wealth Advisors, Inc. |
13F
|
Company |
0.01%
|
12,200
|
$15,250 | — | 30 Sep 2024 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
0.01%
|
11,100
|
$13,875 | — | 30 Sep 2024 | |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management |
13F
|
Company |
0.01%
|
10,250
|
$12,813 | — | 30 Sep 2024 | |
| Creative Planning |
13F
|
Company |
0.01%
|
10,000
|
$12,500 | — | 30 Sep 2024 | |
| Jaffetilchin Investment Partners, LLC |
13F
|
Company |
0.01%
|
9,050
|
$11,313 | — | 30 Sep 2024 | |
| Concord Wealth Partners |
13F
|
Company |
0%
|
2,800
|
$3,500 | — | 30 Sep 2024 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0%
|
2,219
|
$2,774 | — | 30 Sep 2024 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
0%
|
1,594
|
$1,993 | — | 30 Sep 2024 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0%
|
900
|
$1,125 | — | 30 Sep 2024 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0%
|
250
|
$313 | — | 30 Sep 2024 | |
| Global Wealth Strategies & Associates |
13F
|
Company |
0%
|
120
|
$150 | — | 30 Sep 2024 | |
| Sachetta, LLC |
13F
|
Company |
0%
|
10
|
$13 | — | 30 Sep 2024 | |
| Asia EVK New Energy Auto Ltd |
3/4/5
|
10%+ Owner |
—
class O/S missing
|
8,402,615
|
— | — | 01 Jun 2021 | |
| Xiangyu Pei |
3/4/5
|
Director |
—
mixed-class rows
|
150,000
mixed-class rows
|
— | — | 11 Apr 2023 | |
| Zhiguang Hu |
3/4/5
|
CEO |
—
class O/S missing
|
33,638
|
— | — | 24 Oct 2024 | |
| Jiewei Li |
3/4/5
|
CFO |
—
class O/S missing
|
5,000
|
— | — | 22 Aug 2023 |
Institutional Holders of CBAK Energy Technology, Inc. - COMMON STOCK, PAR VALUE $0.001 (CBAT) as of Q4 2024
As of 31 Dec 2024,
CBAK Energy Technology, Inc. - COMMON STOCK, PAR VALUE $0.001 (CBAT) was held by
29 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,855,596 shares.
The largest 10 holders included
BRIDGEWAY CAPITAL MANAGEMENT, LLC, Empowered Funds, LLC, STATE STREET CORP, MARSHALL WACE, LLP, GEODE CAPITAL MANAGEMENT, LLC, ATTICUS WEALTH MANAGEMENT, LLC, UBS Group AG, GROUP ONE TRADING LLC, NewEdge Advisors, LLC, and JAMES INVESTMENT RESEARCH, INC..
This page lists
29
institutional shareholders reporting positions in this security
for the Q4 2024 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2024 vs Q3 2024 Across Filers
Q3 2024 holders
31
Q4 2024 holders
29
Holder diff
-2
| Investor | Q3 2024 Shares | Q4 2024 Shares | Share Diff | Share Chg % | Q3 2024 Value $ | Q4 2024 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.