Security key
14986C102
CBAK Energy Technology, Inc. - COMMON STOCK, PAR VALUE $0.001 (CBAT)
CUSIP: 14986C102
Q1 2026 13F Holders as of 31 Mar 2026
- Type / Class
- Equity / COMMON STOCK, PAR VALUE $0.001
- Shares outstanding
- 89,003,171
- Total 13F shares
- 1,829,295
- Share change
- -280,812
- Total reported value
- $1,522,067
- Price per share
- $0.83
- Number of holders
- 28
- Value change
- -$232,621
- Number of buys
- 7
- Number of sells
- 12
Report period
Q1 2026
Institutions
28
Top holders
10
CBAT full security history
Previous quarter: Q4 2025
CBAK Energy Technology, Inc. SEC filings
CBAK Energy Technology, Inc. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 14986C102
Recent filing periods:
Top shareholders of CBAT - CBAK Energy Technology, Inc. - COMMON STOCK, PAR VALUE $0.001 (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Gimli Group Ltd |
13D/G
3/4/5
|
Gimli Group Limited · 10%+ Owner |
12%
|
10,413,371
|
$9,317,884 | $0 | 03 Dec 2025 | |
| Dawei Li |
13D/G
|
— |
4.2%
|
3,733,359
|
$3,360,023 | $0 | 12 Sep 2025 | |
| Yunfei Li |
3/4/5
13D/G
|
10%+ Owner |
0.8%
from 13D/G
|
722,500
|
$646,493 | — | 03 Dec 2025 | |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.85%
|
757,010
|
$632,179 | — | 31 Dec 2025 | |
| Empowered Funds, LLC |
13F
|
Company |
0.53%
|
472,010
|
$394,176 | — | 31 Dec 2025 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.29%
|
257,241
|
$214,822 | — | 31 Dec 2025 | |
| Squarepoint Ops LLC |
13F
|
Company |
0.14%
|
126,404
|
$105,560 | — | 31 Dec 2025 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
0.14%
|
121,882
|
$101,784 | — | 31 Dec 2025 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.06%
|
53,154
|
$44,388 | — | 31 Dec 2025 | |
| JAMES INVESTMENT RESEARCH, INC. |
13F
|
Company |
0.06%
|
52,521
|
$43,860 | — | 31 Dec 2025 | |
| NewEdge Advisors, LLC |
13F
|
Company |
0.06%
|
52,521
|
$43,860 | — | 31 Dec 2025 | |
| XTX Topco Ltd |
13F
|
Company |
0.04%
|
34,700
|
$28,978 | — | 31 Dec 2025 | |
| TWO SIGMA SECURITIES, LLC |
13F
|
Company |
0.03%
|
27,543
|
$23,001 | — | 31 Dec 2025 | |
| StoneX Group Inc. |
13F
|
Company |
0.02%
|
20,417
|
$17,050 | — | 31 Dec 2025 | |
| AZZAD ASSET MANAGEMENT INC /ADV |
13F
|
Company |
0.02%
|
20,312
|
$16,963 | — | 31 Dec 2025 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.02%
|
19,999
|
$16,701 | — | 31 Dec 2025 | |
| JANE STREET GROUP, LLC |
13F
|
Company |
0.02%
|
18,562
|
$15,501 | — | 31 Dec 2025 | |
| Ground Swell Capital, LLC |
13F
|
Company |
0.02%
|
16,332
|
$13,639 | — | 31 Dec 2025 | |
| Trek Financial, LLC |
13F
|
Company |
0.02%
|
14,964
|
$12,496 | — | 31 Dec 2025 | |
| GROUP ONE TRADING LLC |
13F
|
Company |
0.01%
|
10,405
|
$8,689 | — | 31 Dec 2025 | |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management |
13F
|
Company |
0.01%
|
10,250
|
$8,560 | — | 31 Dec 2025 | |
| CITIGROUP INC |
13F
|
Company |
0.01%
|
7,320
|
$6,113 | — | 31 Dec 2025 | |
| SBI Securities Co., Ltd. |
13F
|
Company |
0.01%
|
5,101
|
$4,260 | — | 31 Dec 2025 | |
| UBS Group AG |
13F
|
Company |
0%
|
2,500
|
$2,088 | — | 31 Dec 2025 | |
| SIMPLEX TRADING, LLC |
13F
|
Company |
0%
|
1,910
|
$1,595 | — | 31 Dec 2025 | |
| JONES FINANCIAL COMPANIES LLLP |
13F
|
Company |
0%
|
1,845
|
$1,541 | — | 31 Dec 2025 | |
| MORGAN STANLEY |
13F
|
Company |
0%
|
1,834
|
$1,532 | — | 31 Dec 2025 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0%
|
900
|
$756 | — | 31 Dec 2025 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0%
|
900
|
$752 | — | 31 Dec 2025 | |
| Ancora Advisors LLC |
13F
|
Company |
0%
|
760
|
$635 | — | 31 Dec 2025 | |
| US BANCORP \DE\ |
13F
|
Company |
0%
|
500
|
$418 | — | 31 Dec 2025 | |
| NATIONAL BANK OF CANADA /FI/ |
13F
|
Company |
0%
|
300
|
$250 | — | 31 Dec 2025 | |
| Sachetta, LLC |
13F
|
Company |
0%
|
10
|
$9 | — | 31 Dec 2025 | |
| Asia EVK New Energy Auto Ltd |
3/4/5
|
10%+ Owner |
—
class O/S missing
|
8,402,615
|
— | — | 01 Jun 2021 | |
| Xiangyu Pei |
3/4/5
|
Director |
—
mixed-class rows
|
150,000
mixed-class rows
|
— | — | 11 Apr 2023 | |
| Zhiguang Hu |
3/4/5
|
CEO |
—
class O/S missing
|
33,638
|
— | — | 24 Oct 2024 | |
| Jiewei Li |
3/4/5
|
CFO |
—
class O/S missing
|
5,000
|
— | — | 22 Aug 2023 |
Institutional Holders of CBAK Energy Technology, Inc. - COMMON STOCK, PAR VALUE $0.001 (CBAT) as of Q1 2026
As of 31 Mar 2026,
CBAK Energy Technology, Inc. - COMMON STOCK, PAR VALUE $0.001 (CBAT) was held by
28 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,829,295 shares.
The largest 10 holders included
BRIDGEWAY CAPITAL MANAGEMENT, LLC, Empowered Funds, LLC, Squarepoint Ops LLC, GEODE CAPITAL MANAGEMENT, LLC, NewEdge Advisors, LLC, JAMES INVESTMENT RESEARCH, INC., JANE STREET GROUP, LLC, RENAISSANCE TECHNOLOGIES LLC, SUSQUEHANNA INTERNATIONAL GROUP, LLP, and UBS Group AG.
This page lists
28
institutional shareholders reporting positions in this security
for the Q1 2026 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2026 vs Q4 2025 Across Filers
Q4 2025 holders
30
Q1 2026 holders
28
Holder diff
-2
| Investor | Q4 2025 Shares | Q1 2026 Shares | Share Diff | Share Chg % | Q4 2025 Value $ | Q1 2026 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.