CBAK Energy Technology, Inc. - COMMON STOCK, PAR VALUE $0.001 (CBAT)

CUSIP: 14986C102

Q1 2022 13F Holders as of 31 Mar 2022

Type / Class
Equity / COMMON STOCK, PAR VALUE $0.001
Shares outstanding
89,003,171
Total 13F shares
4,588,553
Share change
-2,875,518
Total reported value
$5,878,177
Put/Call ratio
50%
Price per share
$1.28
Number of holders
33
Value change
-$4,222,416
Number of buys
14
Number of sells
20

Security key

14986C102

Report period

Q1 2022

Institutions

33

Top holders

10

Ownership snapshot

Top shareholders of CBAT - CBAK Energy Technology, Inc. - COMMON STOCK, PAR VALUE $0.001 (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Lead holder
JPMORGAN CHASE & CO
13D/G signal
Evidence rows
35
Latest as of
31 Dec 2021
13F 3/4/5 Lead comparable stake: 1.4% Showing first 8 of 35 holder rows. Open remaining rows
Holder Evidence Ownership % Position 12M Net Δ As of
JPMORGAN CHASE & CO
13F
Company
13F
1.4%
$1,892,000
1,212,842 shares
31 Dec 2021
MILLENNIUM MANAGEMENT LLC
13F
Company
13F
1.1%
$1,578,000
1,011,291 shares
31 Dec 2021
STATE STREET CORP
13F
Company
13F
1%
$1,398,000
896,057 shares
31 Dec 2021
FIRST TRUST ADVISORS LP
13F
Company
13F
0.85%
$1,183,000
758,315 shares
31 Dec 2021
MARSHALL WACE, LLP
13F
Company
13F
0.62%
$862,000
552,429 shares
31 Dec 2021
RENAISSANCE TECHNOLOGIES LLC
13F
Company
13F
0.55%
$768,000
492,040 shares
31 Dec 2021
Mitsubishi UFJ Asset Management Co., Ltd.
13F
Company
13F
0.5%
$706,000
443,929 shares
31 Dec 2021
SUSQUEHANNA INTERNATIONAL GROUP, LLP
13F
Company
13F
0.41%
$570,000
364,933 shares
31 Dec 2021
Show 27 additional holder rows in the full holder list
Holder Evidence Ownership % Position 12M Net Δ As of
SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC
13F
Company
13F
0.36%
$501,000
321,352 shares
31 Dec 2021
MORGAN STANLEY
13F
Company
13F
0.24%
$327,000
209,795 shares
31 Dec 2021
SABBY MANAGEMENT, LLC
13F
Company
13F
0.19%
$262,000
167,774 shares
31 Dec 2021
Virtu Financial LLC
13F
Company
13F
0.15%
$211,000
135,301 shares
31 Dec 2021
Harel Insurance Investments & Financial Services Ltd.
13F
Company
13F
0.14%
$200,000
123,950 shares
31 Dec 2021
CITIGROUP INC
13F
Company
13F
0.12%
$162,000
103,634 shares
31 Dec 2021
CITADEL ADVISORS LLC
13F
Company
13F
0.1%
$139,000
88,848 shares
31 Dec 2021
Alpine Global Management, LLC
13F
Company
13F
0.1%
$135,000
86,310 shares
31 Dec 2021
AZZAD ASSET MANAGEMENT INC /ADV
13F
Company
13F
0.08%
$111,464
71,451 shares
31 Dec 2021
TWO SIGMA SECURITIES, LLC
13F
Company
13F
0.08%
$110,000
70,704 shares
31 Dec 2021
Invesco Ltd.
13F
Company
13F
0.08%
$107,000
68,405 shares
31 Dec 2021
GOLDMAN SACHS GROUP INC
13F
Company
13F
0.05%
$73,000
46,990 shares
31 Dec 2021
SIMPLEX TRADING, LLC
13F
Company
13F
0.04%
$60,000
38,723 shares
31 Dec 2021
JANE STREET GROUP, LLC
13F
Company
13F
0.04%
$60,000
38,083 shares
31 Dec 2021
GEODE CAPITAL MANAGEMENT, LLC
13F
Company
13F
0.04%
$55,000
35,345 shares
31 Dec 2021
Tower Research Capital LLC (TRC)
13F
Company
13F
0.03%
$37,000
23,538 shares
31 Dec 2021
UBS Group AG
13F
Company
13F
0.02%
$33,000
21,213 shares
31 Dec 2021
WOLVERINE TRADING, LLC
13F
Company
13F
0.02%
$32,000
19,856 shares
31 Dec 2021
HRT FINANCIAL LP
13F
Company
13F
0.02%
$30,000
19,353 shares
31 Dec 2021
WEDBUSH SECURITIES INC
13F
Company
13F
0.02%
$28,000
18,005 shares
31 Dec 2021
Clear Creek Financial Management, LLC
13F
Company
13F
0.02%
$23,000
14,964 shares
31 Dec 2021
Squarepoint Ops LLC
13F
Company
13F
0.01%
$19,000
12,293 shares
31 Dec 2021
QCM Cayman, Ltd.
13F
Company
13F
0.01%
$17,000
11,186 shares
31 Dec 2021
OSAIC HOLDINGS, INC.
13F
Company
13F
0.01%
$7,000
4,900 shares
31 Dec 2021
Concord Wealth Partners
13F
Company
13F
0%
$4,000
2,800 shares
31 Dec 2021
Farmers & Merchants Trust Co of Chambersburg PA
13F
Company
13F
0%
$2,000
1,500 shares
31 Dec 2021
Asia EVK New Energy Auto Ltd
3/4/5
10%+ Owner
class O/S missing
8,402,615 shares
01 Jun 2021
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q1 2022

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
33
Shares
4,588,553
Rows loaded
33
Investor Option Weight % Change % Reported value * Price Shares Share Change Activity Report Period

* Reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. An asterisk next to the price means the price is likely invalid.

Compare Q1 2022 vs Q4 2021 Across Filers

Q4 2021 holders
34
Q1 2022 holders
33
Holder diff
-1
Investor Q4 2021 Shares Q1 2022 Shares Share Diff Share Chg % Q4 2021 value Q1 2022 value Value change Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
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