CBAK Energy Technology, Inc. - COMMON STOCK, PAR VALUE $0.001 (CBAT)
CUSIP: 14986C102
Q4 2021 13F Holders as of 31 Dec 2021
- Type / Class
- Equity / COMMON STOCK, PAR VALUE $0.001
- Shares outstanding
- 89,003,171
- Total 13F shares
- 7,487,609
- Share change
- +2,049,232
- Total reported value
- $11,701,464
- Put/Call ratio
- 105%
- Price per share
- $1.56
- Number of holders
- 34
- Value change
- +$2,989,055
- Number of buys
- 21
- Number of sells
- 17
Quarterly Holders Quick Answers
What is CUSIP 14986C102?
CUSIP 14986C102 identifies CBAT - CBAK Energy Technology, Inc. - COMMON STOCK, PAR VALUE $0.001 in SEC institutional holdings data.
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Related Filing Research
- Latest 13F filings for newly reported positions.
- Latest Schedule 13D/13G reports for ownership changes outside 13F cadence.
- Latest 10-Q/10-K reports for financial context tied to this issuer.
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Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 14986C102:
Top shareholders of CBAT - CBAK Energy Technology, Inc. - COMMON STOCK, PAR VALUE $0.001 (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| STATE STREET CORP |
13F
|
Company |
1.2%
|
1,035,859
|
$2,414,000 | — | 30 Sep 2021 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
1.1%
|
982,009
|
$2,288,000 | — | 30 Sep 2021 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.77%
|
683,592
|
$1,593,000 | — | 30 Sep 2021 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
0.72%
|
639,628
|
$1,490,000 | — | 30 Sep 2021 | |
| MORGAN STANLEY |
13F
|
Company |
0.38%
|
336,613
|
$785,000 | — | 30 Sep 2021 | |
| Mitsubishi UFJ Asset Management Co., Ltd. |
13F
|
Company |
0.26%
|
232,259
|
$541,000 | — | 30 Sep 2021 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.25%
|
226,493
|
$528,000 | — | 30 Sep 2021 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.2%
|
178,369
|
$416,000 | — | 30 Sep 2021 | |
| SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC |
13F
|
Company |
0.14%
|
126,768
|
$295,000 | — | 30 Sep 2021 | |
| JANE STREET GROUP, LLC |
13F
|
Company |
0.11%
|
95,843
|
$223,000 | — | 30 Sep 2021 | |
| Jump Financial, LLC |
13F
|
Company |
0.1%
|
92,662
|
$216,000 | — | 30 Sep 2021 | |
| Harel Insurance Investments & Financial Services Ltd. |
13F
|
Company |
0.1%
|
89,585
|
$209,000 | — | 30 Sep 2021 | |
| CITIGROUP INC |
13F
|
Company |
0.09%
|
77,041
|
$180,000 | — | 30 Sep 2021 | |
| AZZAD ASSET MANAGEMENT INC /ADV |
13F
|
Company |
0.08%
|
71,451
|
$166,481 | — | 30 Sep 2021 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.08%
|
68,024
|
$158,000 | — | 30 Sep 2021 | |
| Qube Research & Technologies Ltd |
13F
|
Company |
0.07%
|
63,355
|
$148,000 | — | 30 Sep 2021 | |
| Invesco Ltd. |
13F
|
Company |
0.07%
|
61,939
|
$144,000 | — | 30 Sep 2021 | |
| MARSHALL WACE, LLP |
13F
|
Company |
0.07%
|
60,827
|
$142,000 | — | 30 Sep 2021 | |
| Paloma Partners Management Co |
13F
|
Company |
0.05%
|
43,202
|
$101,000 | — | 30 Sep 2021 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.04%
|
35,345
|
$82,000 | — | 30 Sep 2021 | |
| HRT FINANCIAL LP |
13F
|
Company |
0.04%
|
33,577
|
$78,000 | — | 30 Sep 2021 | |
| BARCLAYS PLC |
13F
|
Company |
0.04%
|
32,600
|
$76,000 | — | 30 Sep 2021 | |
| WOLVERINE TRADING, LLC |
13F
|
Company |
0.04%
|
31,358
|
$73,000 | — | 30 Sep 2021 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
0.03%
|
29,505
|
$69,000 | — | 30 Sep 2021 | |
| CAPSTONE INVESTMENT ADVISORS, LLC |
13F
|
Company |
0.02%
|
19,595
|
$46,000 | — | 30 Sep 2021 | |
| SABBY MANAGEMENT, LLC |
13F
|
Company |
0.02%
|
17,548
|
$41,000 | — | 30 Sep 2021 | |
| TWO SIGMA SECURITIES, LLC |
13F
|
Company |
0.02%
|
16,192
|
$38,000 | — | 30 Sep 2021 | |
| Clear Creek Financial Management, LLC |
13F
|
Company |
0.02%
|
14,964
|
$35,000 | — | 30 Sep 2021 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.01%
|
12,966
|
$30,000 | — | 30 Sep 2021 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.01%
|
12,593
|
$30,000 | — | 30 Sep 2021 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.01%
|
10,700
|
$25,000 | — | 30 Sep 2021 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0%
|
3,415
|
$8,000 | — | 30 Sep 2021 | |
| Farmers & Merchants Trust Co of Chambersburg PA |
13F
|
Company |
0%
|
1,500
|
$3,000 | — | 30 Sep 2021 | |
| HARBOUR INVESTMENTS, INC. |
13F
|
Company |
0%
|
1,000
|
$2,000 | — | 30 Sep 2021 | |
| Asia EVK New Energy Auto Ltd |
3/4/5
|
10%+ Owner |
—
class O/S missing
|
8,402,615
|
— | — | 01 Jun 2021 |
Institutional Holders of CBAK Energy Technology, Inc. - COMMON STOCK, PAR VALUE $0.001 (CBAT) as of Q4 2021
As of 31 Dec 2021,
CBAK Energy Technology, Inc. - COMMON STOCK, PAR VALUE $0.001 (CBAT) was held by
34 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
7,487,609 shares.
The largest 10 holders included
JPMORGAN CHASE & CO, MILLENNIUM MANAGEMENT LLC, STATE STREET CORP, FIRST TRUST ADVISORS LP, MARSHALL WACE, LLP, RENAISSANCE TECHNOLOGIES LLC, Mitsubishi UFJ Kokusai Asset Management Co., Ltd., SUSQUEHANNA INTERNATIONAL GROUP, LLP, SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC, and MORGAN STANLEY.
This page lists
34
institutional shareholders reporting positions in this security
for the Q4 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2021 vs Q3 2021 Across Filers
Q3 2021 holders
34
Q4 2021 holders
34
Holder diff
0
| Investor | Q3 2021 Shares | Q4 2021 Shares | Share Diff | Share Chg % | Q3 2021 Value $ | Q4 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.