How many institutions held CBAT - CBAK Energy Technology, Inc. - COMMON STOCK, PAR VALUE $0.001 in Q4 2017?

8 institutional investors reported CBAT - CBAK Energy Technology, Inc. - COMMON STOCK, PAR VALUE $0.001 for Q4 2017. Use the holders table for investor-level position and value details.

CBAK Energy Technology, Inc. - COMMON STOCK, PAR VALUE $0.001 (CBAT)

Q: What does CUSIP 14986C102 represent in this 13F holders report?

CUSIP 14986C102 is the security identifier for CBAT - CBAK Energy Technology, Inc. - COMMON STOCK, PAR VALUE $0.001 used to aggregate holder disclosures.

CUSIP: 14986C102

Q4 2017 13F Holders as of 31 Dec 2017

Type / Class: Equity / COMMON STOCK, PAR VALUE $0.001
Shares outstanding: 89,003,171
Total 13F shares: 902,169
Share change: +363,978
Total reported value: $1,350,000
Price per share: $1.48
Number of holders: 8
Value change: +$542,102
Number of buys: 7
Number of sells: 4

Security key

14986C102

Report period

Q4 2017

Institutions

Top holders

CBAT full security history Newer quarter: Q1 2018 Previous quarter: Q3 2017 CBAK Energy Technology, Inc. SEC filings CBAK Energy Technology, Inc. company facts

Broader feeds

Latest 13F filings Latest 13D/G filings Investors directory

Reporting periods

Holder history for CUSIP 14986C102

Newer quarter: Q1 2018 Previous quarter: Q3 2017

Recent filing periods:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Ownership snapshot

Top shareholders of CBAT - CBAK Energy Technology, Inc. - COMMON STOCK, PAR VALUE $0.001 (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with the largest verified stakes, then open the linked filing trail.

Lead holder

Global X Management CO LLC

13D/G signal

—

Evidence rows

Latest as of

30 Sep 2017

13F Lead comparable stake: 0.51%

Holder	Evidence	Ownership %	Position	12M Net Δ	As of
Global X Management CO LLC	13F Company 13F	0.51%	$679,000 452,660 shares	—	30 Sep 2017
CITADEL ADVISORS LLC	13F Company 13F	0.03%	$41,000 27,265 shares	—	30 Sep 2017
TWO SIGMA SECURITIES, LLC	13F Company 13F	0.03%	$34,000 22,517 shares	—	30 Sep 2017
Virtu Financial LLC	13F Company 13F	0.02%	$27,000 17,889 shares	—	30 Sep 2017
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM	13F Company 13F	0.02%	$23,000 15,640 shares	—	30 Sep 2017
Tower Research Capital LLC (TRC)	13F Company 13F	0%	$2,000 1,150 shares	—	30 Sep 2017
UBS Group AG	13F Company 13F	0%	$2,000 1,070 shares	—	30 Sep 2017

How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q4 2017

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions

902,169

Rows loaded

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q4 2017 vs Q3 2017 Across Filers

Q3 2017 holders

Q4 2017 holders

Holder diff

Investor	Q3 2017 Shares	Q4 2017 Shares	Share Diff	Share Chg %	Q3 2017 Value $	Q4 2017 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.