Security key
14986C102
CBAK Energy Technology, Inc. - COMMON STOCK, PAR VALUE $0.001 (CBAT)
CUSIP: 14986C102
Q3 2017 13F Holders as of 30 Sep 2017
- Type / Class
- Equity / COMMON STOCK, PAR VALUE $0.001
- Shares outstanding
- 89,003,171
- Total 13F shares
- 538,191
- Share change
- +307,057
- Total reported value
- $808,000
- Price per share
- $1.51
- Number of holders
- 7
- Value change
- +$462,411
- Number of buys
- 6
- Number of sells
- 2
Report period
Q3 2017
Institutions
7
Top holders
7
CBAT full security history
Newer quarter: Q4 2017
Previous quarter: Q2 2017
CBAK Energy Technology, Inc. SEC filings
CBAK Energy Technology, Inc. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 14986C102
Recent filing periods:
Top shareholders of CBAT - CBAK Energy Technology, Inc. - COMMON STOCK, PAR VALUE $0.001 (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with the largest verified stakes, then open the linked filing trail.
13F
Large-stake signal
No latest 13D/G holder appears in this grouped view.
Evidence coverage
6 holder rows
Latest evidence as of 30 Jun 2017.
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Global X Management CO LLC |
13F
Company
|
0.21%
|
$250,000
185,342 shares
|
— | 30 Jun 2017 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
13F
Company
|
0.02%
|
$21,000
15,640 shares
|
— | 30 Jun 2017 |
| CITADEL ADVISORS LLC |
13F
Company
|
0.01%
|
$17,000
12,642 shares
|
— | 30 Jun 2017 |
| Virtu Financial LLC |
13F
Company
|
0.01%
|
$14,000
10,310 shares
|
— | 30 Jun 2017 |
| MORGAN STANLEY |
13F
Company
|
0.01%
|
$9,000
6,300 shares
|
— | 30 Jun 2017 |
| Creative Planning |
13F
Company
|
0%
|
$1,000
900 shares
|
— | 30 Jun 2017 |
Institutional Holders of CBAK Energy Technology, Inc. - COMMON STOCK, PAR VALUE $0.001 (CBAT) as of Q3 2017
As of 30 Sep 2017,
CBAK Energy Technology, Inc. - COMMON STOCK, PAR VALUE $0.001 (CBAT) was held by
7 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
538,191 shares.
The largest 7 holders included
Global X MANAGEMENT CO LLC, CITADEL ADVISORS LLC, TWO SIGMA SECURITIES, LLC, Virtu Financial LLC, CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM, Tower Research Capital LLC (TRC), and UBS Group AG.
This page lists
7
institutional shareholders reporting positions in this security
for the Q3 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2017 vs Q2 2017 Across Filers
Q2 2017 holders
6
Q3 2017 holders
7
Holder diff
1
| Investor | Q2 2017 Shares | Q3 2017 Shares | Share Diff | Share Chg % | Q2 2017 Value $ | Q3 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.