CATERPILLAR INC - Common Stock (CAT) Institutional Ownership

13F Institutional Holders and Ownership History from Q1 2014 to Q4 2025

Type / Class
Equity / Common Stock
Symbol
CAT on NYSE
Shares outstanding
465,557,873
Price per share
$758.29
All holders as of 31 Dec 2025
Q4 2025
Total 13F shares
329,097,718
Total reported value
$188,435,743,275
% of total 13F portfolios
0.15%
Share change
-4,632,900
Value change
-$2,564,812,395
Number of holders
3,443
Price from insider filings
$758.29
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Significant Owners of CATERPILLAR INC - Common Stock (CAT) based on Schedule 13D/G filings

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
VANGUARD GROUP INC 10% $35,514,604,661 46,835,122 The Vanguard Group 27 Feb 2026

As of 31 Dec 2025, 3,443 institutional investors reported holding 329,097,718 shares of CATERPILLAR INC - Common Stock (CAT). This represents 71% of the company’s total 465,557,873 outstanding shares.

Top 25 Institutional Shareholders

The largest institutional shareholders of CATERPILLAR INC - Common Stock (CAT) together control 50% of the company’s outstanding shares — a level of ownership often associated with strong institutional conviction and long‑term capital commitment.

Institution Ownership % Shares Held Share Change % Portfolio % Holdings Value
VANGUARD GROUP INC 10% 46,385,185 +0.96% 0.39% $26,572,680,931
BlackRock, Inc. 7.8% 36,208,775 +5.6% 0.35% $20,742,920,818
STATE STREET CORP 7.6% 35,388,550 +1.1% 0.68% $20,273,038,639
STATE FARM MUTUAL AUTOMOBILE INSURANCE CO 3.7% 17,431,190 -0.5% 7.8% $9,985,805,816
GEODE CAPITAL MANAGEMENT, LLC 2.3% 10,610,182 +0.9% 0.37% $6,072,572,127
Fisher Asset Management, LLC 2% 9,493,266 +0.57% 1.9% $5,438,408,329
MORGAN STANLEY 1.5% 7,075,119 -2.2% 0.24% $4,053,125,269
BANK OF AMERICA CORP /DE/ 1.4% 6,738,802 +15% 0.28% $3,860,457,244
GATES FOUNDATION TRUST 1.4% 6,353,614 0% 10% $3,639,794,852
PRICE T ROWE ASSOCIATES INC /MD/ 1.3% 5,993,729 -12% 0.37% $3,433,629,000
NORTHERN TRUST CORP 1.3% 5,851,276 -6.2% 0.43% $3,352,020,483
FMR LLC 0.87% 4,061,103 +30% 0.12% $2,326,484,121
Capital World Investors 0.86% 4,009,003 -13% 0.31% $2,296,956,540
WELLINGTON MANAGEMENT GROUP LLP 0.83% 3,859,902 -26% 0.39% $2,211,222,060
Bank of New York Mellon Corp 0.76% 3,556,647 +0.08% 0.36% $2,037,496,733
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.76% 3,544,224 -13% 0.43% $2,030,379,603
CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.72% 3,345,375 +0.2% 0.3% $1,916,471,144
GOLDMAN SACHS GROUP INC 0.67% 3,138,320 +5.3% 0.26% $1,797,849,442
Invesco Ltd. 0.65% 3,031,666 +2.3% 0.27% $1,736,750,215
Capital Research Global Investors 0.61% 2,845,207 -34% 0.3% $1,629,947,951
DIMENSIONAL FUND ADVISORS LP 0.6% 2,772,301 -4.4% 0.33% $1,588,239,442
Legal & General Group Plc 0.58% 2,720,308 -2.9% 0.35% $1,558,382,838
JPMORGAN CHASE & CO 0.56% 2,600,270 -26% 0.1% $1,489,618,654
ROYAL BANK OF CANADA 0.54% 2,512,046 +0.61% 0.25% $1,439,075,000
Nuveen, LLC 0.5% 2,309,181 +2.5% 0.35% $1,322,860,520

Institutional Holders of CATERPILLAR INC - Common Stock (CAT) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price (Median) Investors
2025 Q4 329,097,718 $188,435,743,275 -$2,564,812,395 $572.87 3,443
2025 Q3 333,106,055 $158,948,000,883 +$2,637,872,150 $477.15 3,119
2025 Q2 329,069,620 $127,754,143,799 +$1,923,218,023 $388.21 2,986
2025 Q1 324,720,502 $107,026,756,025 -$4,777,414,835 $329.80 2,867
2024 Q4 339,191,296 $123,066,454,688 -$1,122,704,785 $362.76 2,972
2024 Q3 340,870,576 $133,322,032,192 -$386,954,877 $391.12 2,806
2024 Q2 343,122,135 $114,308,420,613 -$1,267,660,211 $333.10 2,686
2024 Q1 347,353,767 $127,186,875,384 -$1,988,796,116 $366.43 2,683
2023 Q4 352,759,902 $104,233,005,187 -$1,046,206,214 $295.67 2,560
2023 Q3 356,225,567 $97,224,926,438 -$387,322,558 $273.00 2,389
2023 Q2 357,449,167 $87,886,030,680 -$942,855,814 $246.05 2,310
2023 Q1 360,677,009 $82,415,204,116 -$379,159,758 $228.84 2,263
2022 Q4 364,252,218 $87,295,935,469 +$1,313,885,490 $239.56 2,265
2022 Q3 359,035,582 $58,989,418,300 -$1,085,403,598 $164.08 1,952
2022 Q2 365,155,099 $65,242,672,948 -$31,240,550 $178.76 2,048
2022 Q1 367,858,517 $81,926,909,295 +$1,331,691,414 $222.82 2,160
2021 Q4 361,712,179 $74,796,361,083 -$1,907,888,662 $206.74 2,140
2021 Q3 369,785,964 $71,001,301,565 -$1,392,251,125 $191.97 1,922
2021 Q2 376,758,683 $81,923,865,770 -$497,758,397 $217.63 2,010
2021 Q1 378,978,086 $87,841,147,262 +$813,302,641 $231.87 1,992
2020 Q4 376,264,515 $68,475,869,517 +$1,069,413,711 $182.02 1,879
2020 Q3 371,825,653 $55,428,348,286 +$1,232,489,235 $149.15 1,647
2020 Q2 363,212,439 $45,934,807,696 -$304,084,469 $126.50 1,533
2020 Q1 365,552,016 $42,409,700,867 -$503,000,631 $116.04 1,474
2019 Q4 368,859,291 $54,452,290,395 +$898,414,451 $147.68 1,644
2019 Q3 363,289,823 $45,884,364,912 -$1,051,498,801 $126.31 1,473
2019 Q2 370,971,028 $50,540,311,659 -$560,839,042 $136.29 1,546
2019 Q1 380,081,700 $51,487,334,625 -$613,876,160 $135.49 1,587
2018 Q4 384,843,031 $48,875,938,687 -$1,671,292,889 $127.07 1,552
2018 Q3 397,008,755 $60,510,688,250 -$241,034,282 $152.49 1,517
2018 Q2 399,479,437 $54,185,226,649 -$904,539,937 $135.67 1,507
2018 Q1 405,523,560 $59,738,560,552 -$1,348,959,494 $147.38 1,497
2017 Q4 414,911,644 $65,357,704,613 +$291,509,818 $157.58 1,479
2017 Q3 412,547,440 $51,449,353,528 -$151,144,674 $124.71 1,264
2017 Q2 413,931,954 $44,467,222,024 -$478,315,463 $107.46 1,186
2017 Q1 419,606,242 $38,925,246,183 +$2,995,856,353 $92.76 1,139
2016 Q4 420,474,798 $38,993,097,085 +$99,101,610 $92.74 1,158
2016 Q3 419,988,030 $37,252,078,928 +$1,102,626,449 $88.77 1,084
2016 Q2 408,428,290 $30,962,961,215 +$267,382,391 $75.81 1,050
2016 Q1 404,417,480 $30,943,675,143 -$462,948,175 $76.54 1,076
2015 Q4 410,482,354 $27,896,680,631 +$810,413,372 $67.96 1,052
2015 Q3 397,900,375 $26,006,920,600 +$103,915,983 $65.36 1,038
2015 Q2 396,840,933 $33,655,039,708 +$199,350,617 $84.82 1,119
2015 Q1 394,562,399 $31,579,520,401 -$898,940,223 $80.03 1,104
2014 Q4 404,932,404 $37,037,883,136 +$700,055,317 $91.53 1,189
2014 Q3 396,574,388 $39,273,291,961 -$2,399,758,225 $99.03 1,132
2014 Q2 420,522,740 $45,695,803,803 +$2,466,451,286 $108.67 1,163
2014 Q1 397,766,655 $39,539,724,874 +$554,386,354 $99.37 1,149