Security Snapshot

CATERPILLAR INC - Common Stock (CAT) Institutional Ownership

CUSIP: 149123101

13F Institutional Holders and Ownership History from Q1 2014 to Q3 2026

13F reference period

Q2 2026

Institutions Reporting

4,075

Shares (Excl. Options)

330.48MFull value: 330,481,878 · shares · 30 Jun 2026

Price

$1064.90

The headline uses the Q2 2026 reference period after its reporting deadline. Available reports may still be incomplete or amended. Newer periods in the history table contain incoming reports and may be incomplete.

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Security type / class
Equity / Common Stock
Symbol
CAT on NYSE
All holders as of 30 Jun 2026
Q2 2026
Total 13F shares
330,481,878
Latest holder snapshot 5 signals
Total 13F value
$351,053,037,359
Portfolio coverage rank
0.25%
Share change
-524,100
Value change
-$419,299,212
Number of holders
4,075
Issuer context Names, identifiers, and filing context for this profile. 3 identity fields
Shares outstanding
465,543,494
SEC-reported price per share
$796.18
Insider filing price
$796.18
13F Shares, Excluding Options vs Price
13F Value, Excluding Options
Total Investors
Filing notes and source

Key facts

  • CAT - CATERPILLAR INC - Common Stock is tracked under CUSIP 149123101.
  • 4075 institutions reported positions in Q2 2026.
  • 1 significant owner is listed from Schedule 13D/13G reporting.

Change

  • Holder count moved from 3,764 to 4,075 between Q1 2026 and Q2 2026.
  • SEC-reported value moved from
    $235.12BFull value: $235,122,442,964 · USD · 31 Mar 2026
    to
    $351.05BFull value: $351,053,037,359 · USD · 30 Jun 2026
    .

Research use

  • You can quickly see who holds this security, then open quarter and manager detail pages for full evidence.
  • 13F and Schedule 13D/13G sections are kept together so you can cross-check institutional and beneficial ownership context.

Evidence

Source: SEC Form 13F

Latest holder context comes from 4075 institutions filings for Q2 2026.

Open SEC evidence

Security key

149123101

13F reference period

Q2 2026

13F holders

4,075

13D/G owners

1

CIK / CUSIP context first

Open Q2 2026 holders CAT full holder history CATERPILLAR INC SEC filings CATERPILLAR INC company facts CATERPILLAR INC insider transactions

Broader feeds

Latest 13F filings Latest 13D/G filings All securities

13D/G owners

Significant owners

Large-stake holder rows connected to Schedule 13D/G evidence.

Rows
1
Security
CAT
Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
VANGUARD CAPITAL MANAGEMENT LLC 7.5% $24,637,475,098 34,776,099 Vanguard Capital Management 31 Mar 2026
As of 30 Jun 2026, 4,075 institutional investors reported holding
330.48MFull value: 330,481,878 · shares · 30 Jun 2026
shares of CATERPILLAR INC - Common Stock (CAT). This represents 71% of the company’s total
465.54MFull value: 465,543,494 · shares · Stored outstanding share count
outstanding shares.

13F concentration

Top 25 institutional shareholders

Largest 13F positions for this security by reported shares and value.

Top holder share
49%
Institution Ownership % Shares Held Share Change % Portfolio % Holdings Value
BlackRock, Inc. 8.2% 37,991,505 +2.2% 0.6% $40,457,153,173
STATE STREET CORP 7.4% 34,392,316 -1.4% 1.1% $36,624,377,308
VANGUARD CAPITAL MANAGEMENT LLC 6.5% 30,077,764 -0.52% 0.68% $32,029,810,884
STATE FARM MUTUAL AUTOMOBILE INSURANCE CO 3.1% 14,509,304 -0.38% 11% $15,450,957,830
VANGUARD PORTFOLIO MANAGEMENT LLC 2.6% 12,026,244 +2.7% 0.58% $12,806,747,236
GEODE CAPITAL MANAGEMENT, LLC 2.4% 11,175,493 +0.43% 0.64% $11,916,757,022
Fisher Asset Management, LLC 2.1% 9,942,521 +1.7% 3.2% $10,587,791,364
MORGAN STANLEY 1.6% 7,504,426 +0.06% 0.42% $7,991,466,469
JPMORGAN CHASE & CO 1.6% 7,325,731 +149% 0.44% $7,568,875,009
GATES FOUNDATION TRUST 1.4% 6,353,614 0% 20% $6,765,963,549
PRICE T ROWE ASSOCIATES INC /MD/ 1.3% 6,171,628 +11% 0.66% $6,572,168,000
FMR LLC 1.2% 5,781,969 +51% 0.27% $6,157,218,434
NORTHERN TRUST CORP 1.2% 5,664,155 -0.26% 0.7% $6,031,758,660
BANK OF AMERICA CORP /DE/ 1.2% 5,463,565 -3.8% 0.37% $5,818,149,989
GOLDMAN SACHS GROUP INC 0.77% 3,570,493 +11% 0.4% $3,802,217,827
CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.71% 3,322,782 -0.93% 0.47% $3,534,636,603
Invesco Ltd. 0.71% 3,284,093 -15% 0.28% $3,497,230,434
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.68% 3,153,638 -3.5% 0.61% $3,358,309,108
Capital World Investors 0.66% 3,060,432 -14% 0.38% $3,256,656,964
Bank of New York Mellon Corp 0.64% 2,998,131 -13% 0.52% $3,192,710,156
DIMENSIONAL FUND ADVISORS LP 0.59% 2,742,185 -0.14% 0.53% $2,919,766,070
VANGUARD FIDUCIARY TRUST CO 0.57% 2,645,238 +0.7% 0.62% $2,816,913,946
Legal & General Group Plc 0.56% 2,613,814 -5.7% 0.58% $2,783,450,525
Nuveen, LLC 0.56% 2,600,359 +13% 0.66% $2,769,122,088
ROYAL BANK OF CANADA 0.48% 2,252,264 +0.12% 0.41% $2,398,437,000

Quarter history

Institutional holders across reporting periods

Holder count, reported shares/value, and median price by quarter.

Periods
51
Headline period
Q2 2026
Rows shown
1-25 of 51
Period 13F Shares, Excl. Options Value, Excl. Options Value Change Price (Median) Investors
2026 Q3 58,959,583 $47,730,966,267 +$2,046,428,126 $810.79 2,394
2026 Q2 330,481,878 $351,053,037,359 -$419,299,212 $1064.90 4,075
2026 Q1 331,027,257 $235,122,442,964 -$988,876,520 $708.46 3,764
2025 Q4 329,247,402 $188,641,421,847 -$2,547,577,661 $572.87 3,511
2025 Q3 333,108,242 $158,949,044,714 +$2,637,885,988 $477.15 3,122
2025 Q2 329,069,620 $127,754,143,799 +$1,923,218,023 $388.21 2,986
2025 Q1 324,720,502 $107,026,756,025 -$4,777,414,835 $329.80 2,867
2024 Q4 339,191,296 $123,066,454,688 -$1,122,704,785 $362.76 2,972
2024 Q3 340,870,576 $133,322,032,192 -$386,954,877 $391.12 2,806
2024 Q2 343,122,135 $114,308,420,613 -$1,267,660,211 $333.10 2,686
2024 Q1 347,353,767 $127,186,875,384 -$1,988,796,116 $366.43 2,683
2023 Q4 352,759,902 $104,233,005,187 -$1,046,206,214 $295.67 2,560
2023 Q3 356,225,567 $97,224,926,438 -$387,322,558 $273.00 2,389
2023 Q2 357,449,167 $87,886,030,680 -$942,855,814 $246.05 2,310
2023 Q1 360,677,009 $82,415,204,116 -$379,159,758 $228.84 2,263
2022 Q4 364,252,218 $87,295,935,469 +$1,313,885,490 $239.56 2,265
2022 Q3 359,035,582 $58,989,418,300 -$1,085,403,598 $164.08 1,952
2022 Q2 365,155,099 $65,242,672,948 -$31,240,550 $178.76 2,048
2022 Q1 367,858,517 $81,926,909,295 +$1,331,691,414 $222.82 2,160
2021 Q4 361,712,179 $74,796,361,083 -$1,907,888,662 $206.74 2,140
2021 Q3 369,785,964 $71,001,301,565 -$1,392,251,125 $191.97 1,922
2021 Q2 376,758,683 $81,923,865,770 -$497,758,397 $217.63 2,010
2021 Q1 378,978,086 $87,841,147,262 +$813,302,641 $231.87 1,992
2020 Q4 376,264,515 $68,475,869,517 +$1,069,413,711 $182.02 1,879
2020 Q3 371,825,653 $55,428,348,286 +$1,232,489,235 $149.15 1,647
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