Insider Transactions Reported by 27 Insiders of CATERPILLAR INC

Symbol
CAT on NYSE
Location
Irving, TX

Insiders trading volume in the past year

CATERPILLAR INC executives and other stock owners filed with the SEC include:

Name Relationship Holdings Value Past Year Net Change Change % Report Date
Donald James Umpleby III Executive Chairman $424,845,620 -$23,703,810 -5.3% 04 Mar 2026
Bob de Lange Group President $72,407,326 -$56,381,450 -44% 04 Mar 2026
Anthony D. Fassino Group President $43,391,265 -$22,414,684 -34% 04 Mar 2026
Andrew R. J. Bonfield Chief Financial Officer $43,100,217 -$11,465,037 -21% 04 Mar 2026
Joseph E. Creed Chief Executive Officer $42,490,903 -$1,797,317 -4.1% 13 Mar 2026
Denise C. Johnson Group President $37,781,799 -$26,655,960 -41% 04 Mar 2026
Edward B. Rust Jr. Director $13,585,367 08 Jun 2022
Jason Kaiser Group President $10,602,008 -$8,249,763 -44% 13 Mar 2026
Susan C. Schwab Director $10,437,509 -$952,840 -8.4% 19 Nov 2025
Rodney Michael Shurman Group President $8,477,465 -$3,077,012 -27% 04 Mar 2026
David L. Calhoun Director $7,877,227 28 Mar 2024
Derek Owens Chief Legal Officer $7,297,068 04 Mar 2026
Daniel M. Dickinson Director $6,621,231 05 Dec 2024
Cheryl H. Johnson Chief Human Resources Officer $5,874,674 04 Mar 2025
David W. MacLennan Director $4,761,860 +$290,921 +6.5% 31 Dec 2025
Debra L. Reed Director $4,539,176 11 Jun 2025
Suzette M. Long CLO/General Counsel $4,007,199 07 Jun 2023
Rayford Wilkins Jr. Director $2,863,601 11 Jun 2025
Christine M. Pambianchi Chief Human Resources Officer $2,507,665 02 Mar 2026
Miles D. White Director $2,403,287 01 Mar 2022
James C. Fish Jr. Director $2,252,273 19 Dec 2025
Kelly Ayotte Director $1,752,719 14 Jun 2023
Gerald Johnson Director $1,289,907 +$31,848 +2.5% 11 Jun 2025
William E. Schaupp Chief Accounting Officer $765,091 -$1,429,466 -65% 04 Mar 2026
Judith Fran Marks Director $605,294 11 Jun 2025
Gary Michael Marvel Chief Accounting Officer $470,508 16 Feb 2022
Nazzic S. Keene Director $180,495 11 Jun 2025

Recent Insider Transactions by Companies or Individuals for CATERPILLAR INC

Showing up to 300 most recent insider transactions from the last 12 months.

Insider Symbol Class Transaction % Value $ * Price $ Shares Shares Owned Date Ownership
Joseph E. Creed CAT Phantom Stock Units Award 3.89% 428 11,433 13 Mar 2026 Direct
Jason Kaiser CAT Phantom Stock Units Award 3.46% 186 5,564 13 Mar 2026 Direct
Jason Kaiser CAT Phantom Stock Units Award 1.96% 106 5,520 06 Mar 2026 Direct
Joseph E. Creed CAT Phantom Stock Units Award 1.93% 214 11,293 06 Mar 2026 Direct
Joseph E. Creed CAT Common Stock Sale -6.65% $1,797,317 $718.93 -2,500 35,083 05 Mar 2026 Direct
Donald James Umpleby III CAT Common Stock Tax liability -0.33% -1,546 464,199 04 Mar 2026 Direct
Rodney Michael Shurman CAT Common Stock Tax liability -4.39% -117 2,546 04 Mar 2026 Direct
William E. Schaupp CAT Common Stock Tax liability -2.09% -19 890 04 Mar 2026 Direct
Derek Owens CAT Common Stock Tax liability -3.96% -338 8,203 04 Mar 2026 Direct
Joseph E. Creed CAT Common Stock Tax liability -1.82% -696 37,583 04 Mar 2026 Direct
Jason Kaiser CAT Common Stock Tax liability -3.69% -368 9,594 04 Mar 2026 Direct
Anthony D. Fassino CAT Common Stock Tax liability -0.75% -346 46,041 04 Mar 2026 Direct
Denise C. Johnson CAT Common Stock Tax liability -0.69% -346 49,825 04 Mar 2026 Direct
Bob de Lange CAT Common Stock Tax liability -0.45% -393 86,029 04 Mar 2026 Direct
Andrew R. J. Bonfield CAT Common Stock Tax liability -0.84% -449 52,935 04 Mar 2026 Direct
Donald James Umpleby III CAT Common Stock Tax liability -0.34% -1,591 465,745 03 Mar 2026 Direct
William E. Schaupp CAT Common Stock Tax liability -1.94% -18 909 03 Mar 2026 Direct
Rodney Michael Shurman CAT Common Stock Tax liability -3.62% -100 2,663 03 Mar 2026 Direct
Derek Owens CAT Common Stock Tax liability -3.5% -310 8,541 03 Mar 2026 Direct
Denise C. Johnson CAT Common Stock Tax liability -0.67% -337 50,171 03 Mar 2026 Direct
Jason Kaiser CAT Common Stock Tax liability -3.47% -358 9,962 03 Mar 2026 Direct
Anthony D. Fassino CAT Common Stock Tax liability -0.72% -337 46,387 03 Mar 2026 Direct
Bob de Lange CAT Common Stock Tax liability -0.44% -382 86,422 03 Mar 2026 Direct
Andrew R. J. Bonfield CAT Common Stock Tax liability -0.83% -445 53,384 03 Mar 2026 Direct
Joseph E. Creed CAT Common Stock Tax liability -1.74% -676 38,279 03 Mar 2026 Direct
William E. Schaupp CAT Common Stock Award 12.4% 102 927 02 Mar 2026 Direct
William E. Schaupp CAT Employee Stock options Award 285 285 02 Mar 2026 Direct
Rodney Michael Shurman CAT Common Stock Award 91.5% 1,320 2,763 02 Mar 2026 Direct
Rodney Michael Shurman CAT Employee Stock options Award 3,681 3,681 02 Mar 2026 Direct
Christine M. Pambianchi CAT Common Stock Award 53.7% 1,155 3,307 02 Mar 2026 Direct
Christine M. Pambianchi CAT Employee Stock options Award 3,221 3,221 02 Mar 2026 Direct
Derek Owens CAT Common Stock Award 18.6% 1,386 8,851 02 Mar 2026 Direct
Derek Owens CAT Employee Stock Options Award 3,865 3,865 02 Mar 2026 Direct
Denise C. Johnson CAT Common Stock Award 3.38% 1,650 50,508 02 Mar 2026 Direct
Denise C. Johnson CAT Employee Stock options Award 4,601 4,601 02 Mar 2026 Direct
Jason Kaiser CAT Common Stock Award 19% 1,650 10,320 02 Mar 2026 Direct
Jason Kaiser CAT Employee Stock options Award 4,601 4,601 02 Mar 2026 Direct
Bob de Lange CAT Common Stock Award 1.94% 1,650 86,804 02 Mar 2026 Direct
Bob de Lange CAT Employee Stock options Award 4,601 4,601 02 Mar 2026 Direct
Andrew R. J. Bonfield CAT Common Stock Award 3.36% 1,749 53,829 02 Mar 2026 Direct
Andrew R. J. Bonfield CAT Employee Stock options Award 4,877 4,877 02 Mar 2026 Direct
Joseph E. Creed CAT Common Stock Award 14.6% 4,950 38,955 02 Mar 2026 Direct
Joseph E. Creed CAT Employee Stock options Award 13,803 13,803 02 Mar 2026 Direct
Rodney Michael Shurman CAT Common Stock Sale -61.2% $1,730,392 $759.61 -2,278 1,443 23 Feb 2026 Direct
Rodney Michael Shurman CAT Common Stock Options Exercise 157.9% 2,278 3,721 23 Feb 2026 Direct
Rodney Michael Shurman CAT Employee Stock Options Options Exercise -28.8% -2,278 5,639 23 Feb 2026 Direct
Rodney Michael Shurman CAT Common Stock Sale -55.1% $1,346,620 $763.39 -1,764 1,440 17 Feb 2026 Direct
William E. Schaupp CAT Common Stock Sale -54.1% $742,802 $764.20 -972 824 17 Feb 2026 Direct
Anthony D. Fassino CAT Common Stock Sale -14.5% $6,130,518 $776.90 -7,891 46,643 13 Feb 2026 Direct
Anthony D. Fassino CAT Common Stock Tax liability -5.39% -3,109 54,534 13 Feb 2026 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.