CATERPILLAR INC - Common Stock (CAT)

CUSIP: 149123101

Q2 2023 13F Holders as of 30 Jun 2023

Holder snapshot 7 signals
Share change
-4,056,499
Put/Call ratio
124%
SEC-reported price per share
$246.05
Number of holders
2,310
Value change
-$942,855,814
Number of buys
1,067
Open additional details 1 more signal available
Number of sells
969
Security identity Names, identifiers, and filing context for this profile. 1 source field
Shares outstanding
465,543,494

Security key

149123101

Report period

Q2 2023

Institutions

2,310

Top holders

10

Ownership snapshot

Top reported holders of CAT - CATERPILLAR INC - Common Stock (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
VANGUARD GROUP INC
Disclosed value leader
VANGUARD GROUP INC
Comparable rows
0/15
Latest evidence
31 Mar 2023
13F Highest disclosed value: $11,239,453,945 15 rows are not safely comparable across share classes. Showing 1-6 of 15 holder rows.

Quick read

VANGUARD GROUP INC has the largest disclosed position value at $11.24B.

0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens VANGUARD GROUP INC's linked filing trail.
Disclosed position value Top 5
VANGUARD GROUP INC $11.24B
STATE STREET CORP $8.92B
BlackRock Finance, Inc. $8.07B
Capital World Investors $6.59B
STATE FARM MUTUAL AUTOMOBILE INSU... $4.06B

Value bars compare disclosed positions; verify each figure against the linked filing evidence.

Detailed SEC evidence table Showing 1-6 of 15 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
VANGUARD GROUP INC
13F
Company
13F
—
denominator unverified
$11,239,453,945
49,114,901 shares
— 31 Mar 2023
STATE STREET CORP
13F
Company
13F
—
denominator unverified
$8,918,600,592
38,973,173 shares
— 31 Mar 2023
BlackRock Finance, Inc.
13F
Company
13F
—
denominator unverified
$8,066,676,186
35,250,289 shares
— 31 Mar 2023
Capital World Investors
13F
Company
13F
—
denominator unverified
$6,585,800,548
28,780,071 shares
— 31 Mar 2023
STATE FARM MUTUAL AUTOMOBILE INSURANCE CO
13F
Company
13F
—
denominator unverified
$4,064,490,400
17,761,276 shares
— 31 Mar 2023
GEODE CAPITAL MANAGEMENT, LLC
13F
Company
13F
—
denominator unverified
$2,141,148,271
9,375,637 shares
— 31 Mar 2023
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q2 2023

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
2,310
Shares
357,449,167
Rows available
2,310
Investor Option Weight % Change % SEC-reported value * Price Shares Share Change Activity Report Period

* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q2 2023 vs Q1 2023 Across Filers

Q1 2023 holders
2,263
Q2 2023 holders
2,310
Holder diff
47
Investor Q1 2023 Shares Q2 2023 Shares Share Diff Share Chg % Q1 2023 value Q2 2023 value Value change Value Chg %
We use cookies and similar technologies to provide certain features, enhance the user experience and, if you allow them, measure engagement and deliver advertising. Analytics and marketing storage stay off until you grant consent. By clicking on "Agree and continue", you declare your consent to the use of the selected optional cookies. Manage preferences to update or revoke optional consent for future visits. For more information, see our Privacy Policy .