Security key
149123101
- Security type / class
- Equity / Common Stock
- Total 13F shares
- 369,785,964
- Total 13F value
- $71,001,301,565
- Share change
- -6,964,466
- Put/Call ratio
- 159%
- SEC-reported price per share
- $191.97
- Number of holders
- 1,922
- Value change
- -$1,392,251,125
- Number of buys
- 890
- Number of sells
- 837
- Shares outstanding
- 465,543,494
Holder snapshot
7 signals
Open additional details 1 more signal available
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q3 2021
Institutions
1,922
Top holders
10
CAT full security history
Ownership snapshot
Full 13F holder table
CATERPILLAR INC SEC filings
CATERPILLAR INC company facts
Broader feeds
Ownership snapshot
Top reported holders of CAT - CATERPILLAR INC - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
VANGUARD GROUP INC
Disclosed value leader
VANGUARD GROUP INC
Comparable rows
0/15
Latest evidence
30 Jun 2021
13F
Highest disclosed value: $10,323,272,000
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
VANGUARD GROUP INC has the largest disclosed position value at $10.32B.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens VANGUARD GROUP INC's linked filing trail.
Disclosed position value
Top 5
VANGUARD GROUP INC
$10.32B
STATE STREET CORP
$8.93B
BlackRock Finance, Inc.
$8.03B
STATE FARM MUTUAL AUTOMOBILE INSU...
$4.18B
Capital World Investors
$2.64B
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| VANGUARD GROUP INC |
13F
Company
|
—
denominator unverified
|
$10,323,272,000
47,434,967 shares
|
— | 30 Jun 2021 |
| STATE STREET CORP |
13F
Company
|
—
denominator unverified
|
$8,931,914,000
41,041,741 shares
|
— | 30 Jun 2021 |
| BlackRock Finance, Inc. |
13F
Company
|
—
denominator unverified
|
$8,028,123,000
36,888,853 shares
|
— | 30 Jun 2021 |
| STATE FARM MUTUAL AUTOMOBILE INSURANCE CO |
13F
Company
|
—
denominator unverified
|
$4,175,513,000
19,186,297 shares
|
— | 30 Jun 2021 |
| Capital World Investors |
13F
Company
|
—
denominator unverified
|
$2,635,776,000
12,111,556 shares
|
— | 30 Jun 2021 |
| GATES FOUNDATION TRUST |
13F
Company
|
—
denominator unverified
|
$2,210,415,000
10,156,756 shares
|
— | 30 Jun 2021 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2021
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
1,922
Shares
369,785,964
Rows available
1,922
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2021 vs Q2 2021 Across Filers
Q2 2021 holders
2,010
Q3 2021 holders
1,922
Holder diff
-88
| Investor | Q2 2021 Shares | Q3 2021 Shares | Share Diff | Share Chg % | Q2 2021 value | Q3 2021 value | Value change | Value Chg % |
|---|