Axsome Therapeutics, Inc. - Common Stock (AXSM)
CUSIP: 05464T104
Q2 2017 13F Holders as of 30 Jun 2017
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 48,932,355
- Total 13F shares
- 6,403,943
- Share change
- -1,350,475
- Total reported value
- $35,253,289
- Price per share
- $5.50
- Number of holders
- 34
- Value change
- -$6,146,767
- Number of buys
- 14
- Number of sells
- 32
Quarterly Holders Quick Answers
What is CUSIP 05464T104?
CUSIP 05464T104 identifies AXSM - Axsome Therapeutics, Inc. - Common Stock in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 05464T104:
Top shareholders of AXSM - Axsome Therapeutics, Inc. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| FMR LLC |
13F
|
Company |
3.7%
|
1,796,412
|
$7,006,000 | — | 31 Mar 2017 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
3.3%
|
1,595,899
|
$6,224,000 | — | 31 Mar 2017 | |
| ROYCE & ASSOCIATES LP |
13F
|
Company |
1.8%
|
881,000
|
$3,436,000 | — | 31 Mar 2017 | |
| BlackRock Finance, Inc. |
13F
|
Company |
1%
|
491,505
|
$1,917,000 | — | 31 Mar 2017 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.85%
|
415,279
|
$1,620,000 | — | 31 Mar 2017 | |
| SPHERA FUNDS MANAGEMENT LTD. |
13F
|
Company |
0.82%
|
401,000
|
$1,564,000 | — | 31 Mar 2017 | |
| NEXTHERA CAPITAL LP |
13F
|
Company |
0.82%
|
400,000
|
$1,560,000 | — | 31 Mar 2017 | |
| VANGUARD GROUP INC |
13F
|
Company |
0.68%
|
334,745
|
$1,305,000 | — | 31 Mar 2017 | |
| Opus Point Partners Management, LLC |
13F
|
Company |
0.55%
|
267,000
|
$1,041,000 | — | 31 Mar 2017 | |
| Sio Capital Management, LLC |
13F
|
Company |
0.43%
|
210,000
|
$819,000 | — | 31 Mar 2017 | |
| STATE STREET CORP |
13F
|
Company |
0.28%
|
138,188
|
$540,000 | — | 31 Mar 2017 | |
| Allianz Asset Management GmbH |
13F
|
Company |
0.26%
|
128,200
|
$500,000 | — | 31 Mar 2017 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.23%
|
112,199
|
$437,000 | — | 31 Mar 2017 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.17%
|
80,976
|
$316,000 | — | 31 Mar 2017 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.12%
|
57,803
|
$225,000 | — | 31 Mar 2017 | |
| DAFNA Capital Management LLC |
13F
|
Company |
0.11%
|
55,700
|
$217,000 | — | 31 Mar 2017 | |
| Mariner, LLC |
13F
|
Company |
0.09%
|
46,000
|
$179,000 | — | 31 Mar 2017 | |
| SG Americas Securities, LLC |
13F
|
Company |
0.07%
|
35,734
|
$139,000 | — | 31 Mar 2017 | |
| TIAA CREF INVESTMENT MANAGEMENT LLC |
13F
|
Company |
0.06%
|
31,730
|
$124,000 | — | 31 Mar 2017 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.06%
|
30,920
|
$121,000 | — | 31 Mar 2017 | |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM |
13F
|
Company |
0.05%
|
26,212
|
$102,000 | — | 31 Mar 2017 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.05%
|
22,723
|
$88,000 | — | 31 Mar 2017 | |
| PVG ASSET MANAGEMENT CORP |
13F
|
Company |
0.04%
|
20,595
|
$80,320 | — | 31 Mar 2017 | |
| BALDWIN WEALTH PARTNERS LLC/MA |
13F
|
Company |
0.04%
|
19,651
|
$77,000 | — | 31 Mar 2017 | |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
13F
|
Company |
0.04%
|
17,700
|
$70,000 | — | 31 Mar 2017 | |
| MORGAN STANLEY |
13F
|
Company |
0.04%
|
17,303
|
$67,000 | — | 31 Mar 2017 | |
| TEACHERS ADVISORS, LLC |
13F
|
Company |
0.03%
|
17,034
|
$66,000 | — | 31 Mar 2017 | |
| FORBES J M & CO LLP |
13F
|
Company |
0.03%
|
15,066
|
$59,000 | — | 31 Mar 2017 | |
| RHUMBLINE ADVISERS |
13F
|
Company |
0.03%
|
13,688
|
$53,000 | — | 31 Mar 2017 | |
| Virtu KCG Holdings LLC |
13F
|
Company |
0.03%
|
12,631
|
$49,000 | — | 31 Mar 2017 | |
| Sandy Spring Bank |
13F
|
Company |
0.02%
|
8,755
|
$34,000 | — | 31 Mar 2017 | |
| NEW YORK STATE COMMON RETIREMENT FUND |
13F
|
Company |
0.02%
|
8,372
|
$33,000 | — | 31 Mar 2017 | |
| BARCLAYS PLC |
13F
|
Company |
0.02%
|
7,857
|
$30,000 | — | 31 Mar 2017 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0.01%
|
6,840
|
$27,000 | — | 31 Mar 2017 | |
| Nationwide Fund Advisors |
13F
|
Company |
0.01%
|
6,474
|
$25,000 | — | 31 Mar 2017 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.01%
|
5,863
|
$22,000 | — | 31 Mar 2017 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0.01%
|
4,070
|
$16,000 | — | 31 Mar 2017 | |
| STRS OHIO |
13F
|
Company |
0.01%
|
3,600
|
$14,000 | — | 31 Mar 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.01%
|
3,281
|
$13,000 | — | 31 Mar 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0%
|
2,325
|
$9,000 | — | 31 Mar 2017 | |
| Legal & General Group Plc |
13F
|
Company |
0%
|
1,158
|
$5,000 | — | 31 Mar 2017 | |
| Ameritas Investment Partners, Inc. |
13F
|
Company |
0%
|
866
|
$3,000 | — | 31 Mar 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0%
|
696
|
$3,000 | — | 31 Mar 2017 | |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE |
13F
|
Company |
0%
|
533
|
$2,000 | — | 31 Mar 2017 | |
| MEEDER ASSET MANAGEMENT INC |
13F
|
Company |
0%
|
525
|
$2,000 | — | 31 Mar 2017 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0%
|
391
|
$2,000 | — | 31 Mar 2017 | |
| UBS Group AG |
13F
|
Company |
0%
|
269
|
$1,000 | — | 31 Mar 2017 | |
| BNP PARIBAS FINANCIAL MARKETS |
13F
|
Company |
0%
|
69
|
$269 | — | 31 Mar 2017 |
Institutional Holders of Axsome Therapeutics, Inc. - Common Stock (AXSM) as of Q2 2017
As of 30 Jun 2017,
Axsome Therapeutics, Inc. - Common Stock (AXSM) was held by
34 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
6,403,943 shares.
The largest 10 holders included
FMR LLC, JPMORGAN CHASE & CO, ROYCE & ASSOCIATES LP, SPHERA FUNDS MANAGEMENT LTD., STIFEL FINANCIAL CORP, VANGUARD GROUP INC, Sio Capital Management, LLC, MILLENNIUM MANAGEMENT LLC, Opus Point Partners Management, LLC, and Allianz Asset Management GmbH.
This page lists
34
institutional shareholders reporting positions in this security
for the Q2 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2017 vs Q1 2017 Across Filers
Q1 2017 holders
47
Q2 2017 holders
34
Holder diff
-13
| Investor | Q1 2017 Shares | Q2 2017 Shares | Share Diff | Share Chg % | Q1 2017 Value $ | Q2 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.