Security key
05464T104
Axsome Therapeutics, Inc. - Common Stock (AXSM)
CUSIP: 05464T104
Q3 2017 13F Holders as of 30 Sep 2017
- Security type / class
- Equity / Common Stock
- Total 13F shares
- 6,009,091
- Total 13F value
- $33,278,940
- Share change
- -389,093
- SEC-reported price per share
- $5.55
- Number of holders
- 26
- Value change
- -$2,137,110
- Number of buys
- 10
- Number of sells
- 15
- Shares outstanding
- 48,932,355
Holder snapshot
6 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q3 2017
Institutions
26
Top holders
10
AXSM full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q4 2017
Previous quarter: Q2 2017
Axsome Therapeutics, Inc. SEC filings
Axsome Therapeutics, Inc. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 05464T104
Recent filing periods:
Ownership snapshot
Top reported holders of AXSM - Axsome Therapeutics, Inc. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
FMR LLC
Disclosed value leader
FMR LLC
Comparable rows
15/15
Latest evidence
30 Jun 2017
13F
Lead comparable stake: 3.6%
Showing 1-6 of 15 holder rows.
Quick read
FMR LLC leads the comparable SEC ownership view at 3.6%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens FMR LLC's linked filing trail.
Comparable ownership
Top 5
FMR LLC
3.6%
JPMORGAN CHASE & CO
2.9%
ROYCE & ASSOCIATES LP
1.8%
SPHERA FUNDS MANAGEMENT LTD.
1%
STIFEL FINANCIAL CORP
0.85%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| FMR LLC |
13F
Company
|
3.6%
|
$9,587,000
1,743,012 shares
|
— | 30 Jun 2017 |
| JPMORGAN CHASE & CO |
13F
Company
|
2.9%
|
$7,898,000
1,435,888 shares
|
— | 30 Jun 2017 |
| ROYCE & ASSOCIATES LP |
13F
Company
|
1.8%
|
$4,846,000
881,000 shares
|
— | 30 Jun 2017 |
| SPHERA FUNDS MANAGEMENT LTD. |
13F
Company
|
1%
|
$2,756,000
501,000 shares
|
— | 30 Jun 2017 |
| STIFEL FINANCIAL CORP |
13F
Company
|
0.85%
|
$2,284,000
415,279 shares
|
— | 30 Jun 2017 |
| VANGUARD GROUP INC |
13F
Company
|
0.57%
|
$1,521,000
276,615 shares
|
— | 30 Jun 2017 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2017
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
26
Shares
6,009,091
Rows available
26
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2017 vs Q2 2017 Across Filers
Q2 2017 holders
34
Q3 2017 holders
26
Holder diff
-8
| Investor | Q2 2017 Shares | Q3 2017 Shares | Share Diff | Share Chg % | Q2 2017 value | Q3 2017 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend