Axsome Therapeutics, Inc. - Common Stock (AXSM)
CUSIP: 05464T104
Q3 2017 13F Holders as of 30 Sep 2017
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 48,932,355
- Total 13F shares
- 6,009,091
- Share change
- -389,093
- Total reported value
- $33,278,940
- Price per share
- $5.55
- Number of holders
- 26
- Value change
- -$2,137,110
- Number of buys
- 10
- Number of sells
- 15
Quarterly Holders Quick Answers
What is CUSIP 05464T104?
CUSIP 05464T104 identifies AXSM - Axsome Therapeutics, Inc. - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 05464T104:
Top shareholders of AXSM - Axsome Therapeutics, Inc. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| FMR LLC |
13F
|
Company |
3.6%
|
1,743,012
|
$9,587,000 | — | 30 Jun 2017 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
2.9%
|
1,435,888
|
$7,898,000 | — | 30 Jun 2017 | |
| ROYCE & ASSOCIATES LP |
13F
|
Company |
1.8%
|
881,000
|
$4,846,000 | — | 30 Jun 2017 | |
| SPHERA FUNDS MANAGEMENT LTD. |
13F
|
Company |
1%
|
501,000
|
$2,756,000 | — | 30 Jun 2017 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.85%
|
415,279
|
$2,284,000 | — | 30 Jun 2017 | |
| VANGUARD GROUP INC |
13F
|
Company |
0.57%
|
276,615
|
$1,521,000 | — | 30 Jun 2017 | |
| Sio Capital Management, LLC |
13F
|
Company |
0.33%
|
160,000
|
$880,000 | — | 30 Jun 2017 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.33%
|
159,960
|
$880,000 | — | 30 Jun 2017 | |
| Opus Point Partners Management, LLC |
13F
|
Company |
0.27%
|
133,500
|
$734,000 | — | 30 Jun 2017 | |
| Allianz Asset Management GmbH |
13F
|
Company |
0.26%
|
125,670
|
$723,000 | — | 30 Jun 2017 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.15%
|
72,694
|
$399,000 | — | 30 Jun 2017 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.14%
|
67,618
|
$372,000 | — | 30 Jun 2017 | |
| ELEMENT CAPITAL MANAGEMENT LLC |
13F
|
Company |
0.13%
|
61,510
|
$338,000 | — | 30 Jun 2017 | |
| Paloma Partners Management Co |
13F
|
Company |
0.1%
|
48,900
|
$269,000 | — | 30 Jun 2017 | |
| BlackRock Finance, Inc. |
13F
|
Company |
0.1%
|
46,621
|
$257,000 | — | 30 Jun 2017 | |
| Mariner, LLC |
13F
|
Company |
0.08%
|
41,525
|
$228,000 | — | 30 Jun 2017 | |
| LMR Partners LLP |
13F
|
Company |
0.08%
|
37,506
|
$206,000 | — | 30 Jun 2017 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.07%
|
34,904
|
$192,000 | — | 30 Jun 2017 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.07%
|
34,238
|
$188,000 | — | 30 Jun 2017 | |
| PVG ASSET MANAGEMENT CORP |
13F
|
Company |
0.04%
|
20,595
|
$113,272 | — | 30 Jun 2017 | |
| BALDWIN WEALTH PARTNERS LLC/MA |
13F
|
Company |
0.04%
|
19,651
|
$108,000 | — | 30 Jun 2017 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.04%
|
17,392
|
$95,000 | — | 30 Jun 2017 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
0.03%
|
16,911
|
$93,000 | — | 30 Jun 2017 | |
| BARCLAYS PLC |
13F
|
Company |
0.03%
|
16,190
|
$89,000 | — | 30 Jun 2017 | |
| FORBES J M & CO LLP |
13F
|
Company |
0.03%
|
15,066
|
$82,000 | — | 30 Jun 2017 | |
| Sandy Spring Bank |
13F
|
Company |
0.02%
|
8,755
|
$48,000 | — | 30 Jun 2017 | |
| MORGAN STANLEY |
13F
|
Company |
0.01%
|
4,473
|
$25,000 | — | 30 Jun 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.01%
|
4,377
|
$24,000 | — | 30 Jun 2017 | |
| UBS Group AG |
13F
|
Company |
0%
|
1,382
|
$8,000 | — | 30 Jun 2017 | |
| MEEDER ASSET MANAGEMENT INC |
13F
|
Company |
0%
|
525
|
$3,000 | — | 30 Jun 2017 | |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE |
13F
|
Company |
0%
|
492
|
$3,000 | — | 30 Jun 2017 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0%
|
391
|
$2,000 | — | 30 Jun 2017 | |
| Winch Advisory Services, LLC |
13F
|
Company |
0%
|
300
|
$2,000 | — | 30 Jun 2017 | |
| BNP PARIBAS FINANCIAL MARKETS |
13F
|
Company |
0%
|
3
|
$17 | — | 30 Jun 2017 |
Institutional Holders of Axsome Therapeutics, Inc. - Common Stock (AXSM) as of Q3 2017
As of 30 Sep 2017,
Axsome Therapeutics, Inc. - Common Stock (AXSM) was held by
26 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
6,009,091 shares.
The largest 10 holders included
FMR LLC, JPMORGAN CHASE & CO, ROYCE & ASSOCIATES LP, SPHERA FUNDS MANAGEMENT LTD., VANGUARD GROUP INC, STIFEL FINANCIAL CORP, MILLENNIUM MANAGEMENT LLC, Opus Point Partners Management, LLC, Allianz Asset Management GmbH, and GEODE CAPITAL MANAGEMENT, LLC.
This page lists
26
institutional shareholders reporting positions in this security
for the Q3 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2017 vs Q2 2017 Across Filers
Q2 2017 holders
34
Q3 2017 holders
26
Holder diff
-8
| Investor | Q2 2017 Shares | Q3 2017 Shares | Share Diff | Share Chg % | Q2 2017 Value $ | Q3 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.