Axsome Therapeutics, Inc. - Common Stock (AXSM)

CUSIP: 05464T104

Q1 2017 13F Holders as of 31 Mar 2017

Type / Class
Equity / Common Stock
Shares outstanding
48,932,355
Total 13F shares
7,754,027
Share change
+2,055,806
Total reported value
$30,238,589
Price per share
$3.90
Number of holders
47
Value change
+$7,294,468
Number of buys
25
Number of sells
13

Sponsored

Quarterly Holders Quick Answers

What is CUSIP 05464T104?
CUSIP 05464T104 identifies AXSM - Axsome Therapeutics, Inc. - Common Stock in SEC institutional holdings data.

Need full ownership history?
Open the full security ownership history page.

Top shareholders of AXSM - Axsome Therapeutics, Inc. - Common Stock (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Holder Source Role / Reporting Ownership % Shares Holdings Value 12M Net Δ As of Details
FMR LLC
13F
Company
4.8%
2,361,625
$15,941,000 31 Dec 2016
13F
JPMORGAN CHASE & CO
13F
Company
3.3%
1,604,239
$10,828,000 31 Dec 2016
13F
STIFEL FINANCIAL CORP
13F
Company
0.85%
415,279
$2,803,000 31 Dec 2016
13F
BlackRock Fund Advisors
13F
Company
0.73%
358,046
$2,417,000 31 Dec 2016
13F
VANGUARD GROUP INC
13F
Company
0.56%
272,189
$1,837,000 31 Dec 2016
13F
Lombard Odier Asset Management (USA) Corp
13F
Company
0.51%
250,000
$1,688,000 31 Dec 2016
13F
STATE STREET CORP
13F
Company
0.28%
134,688
$908,000 31 Dec 2016
13F
Allianz Asset Management GmbH
13F
Company
0.22%
110,090
$743,000 31 Dec 2016
13F
NORTHERN TRUST CORP
13F
Company
0.22%
105,233
$711,000 31 Dec 2016
13F
MILLENNIUM MANAGEMENT LLC
13F
Company
0.17%
84,805
$572,000 31 Dec 2016
13F
BlackRock Institutional Trust Company, N.A.
13F
Company
0.14%
68,791
$464,000 31 Dec 2016
13F
GEODE CAPITAL MANAGEMENT, LLC
13F
Company
0.11%
52,647
$355,000 31 Dec 2016
13F
MORGAN STANLEY
13F
Company
0.1%
50,158
$338,000 31 Dec 2016
13F
Mariner, LLC
13F
Company
0.09%
45,000
$304,000 31 Dec 2016
13F
BlackRock Investment Management, LLC
13F
Company
0.08%
37,940
$256,000 31 Dec 2016
13F
TIAA CREF INVESTMENT MANAGEMENT LLC
13F
Company
0.07%
35,780
$242,000 31 Dec 2016
13F
Bank of New York Mellon Corp
13F
Company
0.06%
30,918
$208,000 31 Dec 2016
13F
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM
13F
Company
0.05%
22,912
$155,000 31 Dec 2016
13F
BALDWIN WEALTH PARTNERS LLC/MA
13F
Company
0.04%
19,651
$133,000 31 Dec 2016
13F
CHARLES SCHWAB INVESTMENT MANAGEMENT INC
13F
Company
0.04%
17,700
$120,000 31 Dec 2016
13F
TEACHERS ADVISORS, LLC
13F
Company
0.03%
17,034
$115,000 31 Dec 2016
13F
FORBES J M & CO LLP
13F
Company
0.03%
15,066
$101,000 31 Dec 2016
13F
Sandy Spring Bank
13F
Company
0.02%
8,755
$59,000 31 Dec 2016
13F
NEW YORK STATE COMMON RETIREMENT FUND
13F
Company
0.02%
8,371
$57,000 31 Dec 2016
13F
DEUTSCHE BANK AG\
13F
Company
0.01%
7,108
$47,000 31 Dec 2016
13F
Nationwide Fund Advisors
13F
Company
0.01%
6,474
$44,000 31 Dec 2016
13F
AMERICAN INTERNATIONAL GROUP, INC.
13F
Company
0.01%
6,392
$43,000 31 Dec 2016
13F
BLACKROCK ADVISORS LLC
13F
Company
0.01%
3,783
$26,000 31 Dec 2016
13F
STRS OHIO
13F
Company
0.01%
3,600
$24,000 31 Dec 2016
13F
CITIGROUP INC
13F
Company
0.01%
3,445
$23,000 31 Dec 2016
13F
WELLS FARGO & COMPANY/MN
13F
Company
0%
2,325
$16,000 31 Dec 2016
13F
UBS Group AG
13F
Company
0%
1,750
$12,000 31 Dec 2016
13F
BANK OF AMERICA CORP /DE/
13F
Company
0%
1,527
$10,000 31 Dec 2016
13F
Legal & General Group Plc
13F
Company
0%
1,158
$8,000 31 Dec 2016
13F
ROYAL BANK OF CANADA
13F
Company
0%
759
$5,000 31 Dec 2016
13F
MEEDER ASSET MANAGEMENT INC
13F
Company
0%
600
$4,000 31 Dec 2016
13F
MANUFACTURERS LIFE INSURANCE COMPANY, THE
13F
Company
0%
533
$4,000 31 Dec 2016
13F
BlackRock Finance, Inc.
13F
Company
0%
419
$3,000 31 Dec 2016
13F
LADENBURG THALMANN FINANCIAL SERVICES INC.
13F
Company
0%
391
$3,000 31 Dec 2016
13F
BNP PARIBAS FINANCIAL MARKETS
13F
Company
0%
223
$1,505 31 Dec 2016
13F
BARCLAYS PLC
13F
Company
0%
139
$1,000 31 Dec 2016
13F

Institutional Holders of Axsome Therapeutics, Inc. - Common Stock (AXSM) as of Q1 2017

As of 31 Mar 2017, Axsome Therapeutics, Inc. - Common Stock (AXSM) was held by 47 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 7,754,027 shares. The largest 10 holders included FMR LLC, JPMORGAN CHASE & CO, ROYCE & ASSOCIATES LP, BlackRock Inc., STIFEL FINANCIAL CORP, SPHERA FUNDS MANAGEMENT LTD., NEXTHERA CAPITAL LP, VANGUARD GROUP INC, Opus Point Partners Management, LLC, and Sio Capital Management, LLC. This page lists 47 institutional shareholders reporting positions in this security for the Q1 2017 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period

Compare Q1 2017 vs Q4 2016 Across Filers

Q4 2016 holders
41
Q1 2017 holders
47
Holder diff
6
Investor Q4 2016 Shares Q1 2017 Shares Share Diff Share Chg % Q4 2016 Value $ Q1 2017 Value $ Value Diff $ Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.