What does CUSIP 05464T104 represent in this 13F holders report?

CUSIP 05464T104 is the security identifier for AXSM - Axsome Therapeutics, Inc. - Common Stock used to aggregate holder disclosures.

How many institutions held AXSM - Axsome Therapeutics, Inc. - Common Stock in Q4 2016?

41 institutional investors reported AXSM - Axsome Therapeutics, Inc. - Common Stock for Q4 2016. Use the holders table for investor-level position and value details.

Axsome Therapeutics, Inc. - Common Stock (AXSM)

CUSIP: 05464T104

Q4 2016 13F Holders as of 31 Dec 2016

Type / Class: Equity / Common Stock
Shares outstanding: 48,932,355
Total 13F shares: 6,167,172
Share change: -141,118
Total reported value: $41,627,505
Price per share: $6.75
Number of holders: 41
Value change: -$969,516
Number of buys: 21
Number of sells: 7

Quarterly Holders Quick Answers

What is CUSIP 05464T104?
CUSIP 05464T104 identifies AXSM - Axsome Therapeutics, Inc. - Common Stock in SEC institutional holdings data.

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Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q1 2017
Previous quarter: Q3 2016

Recent filing periods for CUSIP 05464T104:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of AXSM - Axsome Therapeutics, Inc. - Common Stock (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
FMR LLC	13F	Company	5.5%	2,673,385	$21,066,000	—	30 Sep 2016	13F
JPMORGAN CHASE & CO	13F	Company	3.3%	1,592,856	$12,552,000	—	30 Sep 2016	13F
STIFEL FINANCIAL CORP	13F	Company	0.85%	415,279	$3,272,000	—	30 Sep 2016	13F
Lombard Odier Asset Management (USA) Corp	13F	Company	0.67%	328,061	$2,585,000	—	30 Sep 2016	13F
BlackRock Fund Advisors	13F	Company	0.62%	301,198	$2,373,000	—	30 Sep 2016	13F
VANGUARD GROUP INC	13F	Company	0.52%	253,749	$2,000,000	—	30 Sep 2016	13F
STATE STREET CORP	13F	Company	0.26%	126,222	$996,000	—	30 Sep 2016	13F
Allianz Asset Management GmbH	13F	Company	0.22%	110,090	$847,000	—	30 Sep 2016	13F
NORTHERN TRUST CORP	13F	Company	0.21%	104,957	$827,000	—	30 Sep 2016	13F
BlackRock Institutional Trust Company, N.A.	13F	Company	0.11%	56,104	$442,000	—	30 Sep 2016	13F
GEODE CAPITAL MANAGEMENT, LLC	13F	Company	0.1%	49,130	$387,000	—	30 Sep 2016	13F
Mariner, LLC	13F	Company	0.09%	45,000	$355,000	—	30 Sep 2016	13F
BlackRock Investment Management, LLC	13F	Company	0.08%	37,940	$299,000	—	30 Sep 2016	13F
TIAA CREF INVESTMENT MANAGEMENT LLC	13F	Company	0.07%	32,742	$258,000	—	30 Sep 2016	13F
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM	13F	Company	0.05%	23,212	$183,000	—	30 Sep 2016	13F
MORGAN STANLEY	13F	Company	0.04%	21,831	$172,000	—	30 Sep 2016	13F
Bank of New York Mellon Corp	13F	Company	0.04%	21,354	$169,000	—	30 Sep 2016	13F
CHARLES SCHWAB INVESTMENT MANAGEMENT INC	13F	Company	0.04%	17,700	$140,000	—	30 Sep 2016	13F
TEACHERS ADVISORS, LLC	13F	Company	0.03%	17,034	$134,000	—	30 Sep 2016	13F
BALDWIN WEALTH PARTNERS LLC/MA	13F	Company	0.03%	15,151	$119,000	—	30 Sep 2016	13F
FORBES J M & CO LLP	13F	Company	0.03%	15,066	$119,000	—	30 Sep 2016	13F
CITADEL ADVISORS LLC	13F	Company	0.03%	13,171	$104,000	—	30 Sep 2016	13F
NEW YORK STATE COMMON RETIREMENT FUND	13F	Company	0.02%	8,371	$66,000	—	30 Sep 2016	13F
Nationwide Fund Advisors	13F	Company	0.01%	6,474	$51,000	—	30 Sep 2016	13F
AMERICAN INTERNATIONAL GROUP, INC.	13F	Company	0.01%	6,409	$50,503	—	30 Sep 2016	13F
BLACKROCK ADVISORS LLC	13F	Company	0.01%	4,402	$35,000	—	30 Sep 2016	13F
STRS OHIO	13F	Company	0.01%	3,600	$28,000	—	30 Sep 2016	13F
WELLS FARGO & COMPANY/MN	13F	Company	0%	2,325	$18,000	—	30 Sep 2016	13F
DEUTSCHE BANK AG\	13F	Company	0%	1,829	$14,000	—	30 Sep 2016	13F
CITIGROUP INC	13F	Company	0%	912	$7,000	—	30 Sep 2016	13F
BNP PARIBAS FINANCIAL MARKETS	13F	Company	0%	756	$5,957	—	30 Sep 2016	13F
MANUFACTURERS LIFE INSURANCE COMPANY, THE	13F	Company	0%	533	$4,000	—	30 Sep 2016	13F
BANK OF AMERICA CORP /DE/	13F	Company	0%	499	$4,000	—	30 Sep 2016	13F
BlackRock Finance, Inc.	13F	Company	0%	419	$3,000	—	30 Sep 2016	13F
LADENBURG THALMANN FINANCIAL SERVICES INC.	13F	Company	0%	391	$3,000	—	30 Sep 2016	13F
BARCLAYS PLC	13F	Company	0%	138	$1,000	—	30 Sep 2016	13F

Institutional Holders of Axsome Therapeutics, Inc. - Common Stock (AXSM) as of Q4 2016

As of 31 Dec 2016, Axsome Therapeutics, Inc. - Common Stock (AXSM) was held by 41 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 6,167,172 shares. The largest 10 holders included FMR LLC, JPMORGAN CHASE & CO, STIFEL FINANCIAL CORP, BlackRock Fund Advisors, VANGUARD GROUP INC, Lombard Odier Asset Management (USA) Corp, STATE STREET CORP, Allianz Asset Management GmbH, NORTHERN TRUST CORP, and MILLENNIUM MANAGEMENT LLC. This page lists 41 institutional shareholders reporting positions in this security for the Q4 2016 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q4 2016 vs Q3 2016 Across Filers

Q3 2016 holders

Q4 2016 holders

Holder diff

Investor	Q3 2016 Shares	Q4 2016 Shares	Share Diff	Share Chg %	Q3 2016 Value $	Q4 2016 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.