Q4 2016 13F Holders as of 31 Dec 2016
-
Type / Class
-
Equity / Common Stock, Par value $0.001
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Shares outstanding
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63,656,409
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Number of holders
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110
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Total 13F shares, excl. options
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13,466,074
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Shares change
-
+696,969
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Total reported value, excl. options
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$315,856,406
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Value change
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+$17,349,190
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Put/Call ratio
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242%
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Number of buys
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64
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Number of sells
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-52
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Price
-
$23.44
Significant Holders of APPLIED OPTOELECTRONICS, INC. - Common Stock, Par value $0.001 (AAOI) as of Q4 2016
140 filings reported holding AAOI - APPLIED OPTOELECTRONICS, INC. - Common Stock, Par value $0.001 as of Q4 2016.
APPLIED OPTOELECTRONICS, INC. - Common Stock, Par value $0.001 (AAOI) has 110 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 13,466,074 shares
of 63,656,409 outstanding shares and own 21% of the company stock.
Largest 10 shareholders include WELLINGTON MANAGEMENT GROUP LLP (2,006,469 shares), TRAFELET BROKAW CAPITAL MANAGEMENT, L.P. (975,727 shares), Whale Rock Capital Management LLC (659,441 shares), VANGUARD GROUP INC (591,119 shares), BlackRock Fund Advisors (542,348 shares), Hood River Capital Management LLC (502,350 shares), KENNEDY CAPITAL MANAGEMENT, INC. (458,695 shares), EMERALD ADVISERS INC/PA (452,198 shares), GILDER GAGNON HOWE & CO LLC (419,184 shares), and BlackRock Institutional Trust Company, N.A. (417,849 shares).
This table shows the top 110 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.