Security key
03823U102
APPLIED OPTOELECTRONICS, INC. - Common Stock, par value $0.001 (AAOI)
CUSIP: 03823U102
Q1 2017 13F Holders as of 31 Mar 2017
- Type / Class
- Equity / Common Stock, par value $0.001
- Shares outstanding
- 80,112,357
- Total 13F shares
- 14,872,542
- Share change
- +2,520,535
- Total reported value
- $834,122,548
- Put/Call ratio
- 127%
- Price per share
- $56.15
- Number of holders
- 143
- Value change
- +$163,891,034
- Number of buys
- 100
- Number of sells
- 50
Report period
Q1 2017
Institutions
143
Top holders
10
AAOI full security history
Newer quarter: Q2 2017
Previous quarter: Q4 2016
APPLIED OPTOELECTRONICS, INC. SEC filings
APPLIED OPTOELECTRONICS, INC. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 03823U102
Recent filing periods:
Top shareholders of AAOI - APPLIED OPTOELECTRONICS, INC. - Common Stock, par value $0.001 (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| WELLINGTON MANAGEMENT GROUP LLP |
13F
|
Company |
2.5%
|
2,006,469
|
$47,031,000 | — | 31 Dec 2016 | |
| Trafelet Capital Management, L.P. |
13F
|
Company |
1.2%
|
975,727
|
$22,871,041 | — | 31 Dec 2016 | |
| Whale Rock Capital Management LLC |
13F
|
Company |
0.82%
|
659,441
|
$15,457,000 | — | 31 Dec 2016 | |
| VANGUARD GROUP INC |
13F
|
Company |
0.74%
|
591,119
|
$13,856,000 | — | 31 Dec 2016 | |
| BlackRock Fund Advisors |
13F
|
Company |
0.68%
|
542,348
|
$12,713,000 | — | 31 Dec 2016 | |
| Hood River Capital Management LLC |
13F
|
Company |
0.63%
|
502,350
|
$11,775,000 | — | 31 Dec 2016 | |
| KENNEDY CAPITAL MANAGEMENT LLC |
13F
|
Company |
0.57%
|
458,695
|
$10,752,000 | — | 31 Dec 2016 | |
| EMERALD ADVISERS, LLC |
13F
|
Company |
0.56%
|
452,198
|
$10,600,000 | — | 31 Dec 2016 | |
| GILDER GAGNON HOWE & CO LLC |
13F
|
Company |
0.52%
|
419,184
|
$9,826,000 | — | 31 Dec 2016 | |
| BlackRock Institutional Trust Company, N.A. |
13F
|
Company |
0.52%
|
417,849
|
$9,794,000 | — | 31 Dec 2016 | |
| ROYCE & ASSOCIATES LP |
13F
|
Company |
0.51%
|
407,285
|
$9,547,000 | — | 31 Dec 2016 | |
| EMERALD MUTUAL FUND ADVISERS TRUST |
13F
|
Company |
0.5%
|
401,283
|
$9,406,000 | — | 31 Dec 2016 | |
| GOLDMAN CAPITAL MANAGEMENT INC |
13F
|
Company |
0.49%
|
392,500
|
$9,200,000 | — | 31 Dec 2016 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.34%
|
269,129
|
$6,308,000 | — | 31 Dec 2016 | |
| STATE STREET CORP |
13F
|
Company |
0.33%
|
262,066
|
$6,143,000 | — | 31 Dec 2016 | |
| SELZ CAPITAL LLC |
13F
|
Company |
0.32%
|
258,000
|
$6,048,000 | — | 31 Dec 2016 | |
| BOGLE INVESTMENT MANAGEMENT L P /DE/ |
13F
|
Company |
0.32%
|
255,602
|
$5,991,000 | — | 31 Dec 2016 | |
| MARSHALL WACE, LLP |
13F
|
Company |
0.29%
|
231,747
|
$5,432,000 | — | 31 Dec 2016 | |
| PKO Investment Management Joint-Stock Co |
13F
|
Company |
0.26%
|
208,260
|
$4,881,614 | — | 31 Dec 2016 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
0.22%
|
174,100
|
$4,081,000 | — | 31 Dec 2016 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.21%
|
170,180
|
$3,989,000 | — | 31 Dec 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.21%
|
164,919
|
$3,866,000 | — | 31 Dec 2016 | |
| MORGAN STANLEY |
13F
|
Company |
0.19%
|
150,624
|
$3,530,000 | — | 31 Dec 2016 | |
| Informed Momentum Co LLC |
13F
|
Company |
0.16%
|
129,028
|
$3,024,000 | — | 31 Dec 2016 | |
| DRIEHAUS CAPITAL MANAGEMENT LLC |
13F
|
Company |
0.15%
|
120,580
|
$2,826,000 | — | 31 Dec 2016 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.14%
|
113,998
|
$2,672,000 | — | 31 Dec 2016 | |
| Spark Investment Management LLC |
13F
|
Company |
0.14%
|
113,400
|
$2,658,000 | — | 31 Dec 2016 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0.13%
|
100,633
|
$2,492,000 | — | 31 Dec 2016 | |
| Invesco Ltd. |
13F
|
Company |
0.13%
|
102,436
|
$2,401,000 | — | 31 Dec 2016 | |
| Russell Investments Group, Ltd. |
13F
|
Company |
0.12%
|
94,478
|
$2,293,000 | — | 31 Dec 2016 | |
| NEW YORK STATE COMMON RETIREMENT FUND |
13F
|
Company |
0.12%
|
97,010
|
$2,274,000 | — | 31 Dec 2016 | |
| SYSTEMATIC FINANCIAL MANAGEMENT LP |
13F
|
Company |
0.12%
|
96,165
|
$2,254,000 | — | 31 Dec 2016 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.12%
|
95,040
|
$2,228,000 | — | 31 Dec 2016 | |
| D. E. Shaw & Co., Inc. |
13F
|
Company |
0.12%
|
92,658
|
$2,172,000 | — | 31 Dec 2016 | |
| SIGNIA CAPITAL MANAGEMENT LLC |
13F
|
Company |
0.11%
|
87,262
|
$2,045,000 | — | 31 Dec 2016 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.11%
|
86,756
|
$2,034,000 | — | 31 Dec 2016 | |
| CARDINAL CAPITAL MANAGEMENT LLC /CT |
13F
|
Company |
0.09%
|
74,370
|
$1,743,000 | — | 31 Dec 2016 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
0.09%
|
72,533
|
$1,700,000 | — | 31 Dec 2016 | |
| BlackRock Investment Management, LLC |
13F
|
Company |
0.09%
|
69,300
|
$1,624,000 | — | 31 Dec 2016 | |
| Portolan Capital Management, LLC |
13F
|
Company |
0.08%
|
64,594
|
$1,514,000 | — | 31 Dec 2016 | |
| OBERWEIS ASSET MANAGEMENT INC/ |
13F
|
Company |
0.07%
|
56,100
|
$1,315,000 | — | 31 Dec 2016 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.07%
|
55,324
|
$1,297,000 | — | 31 Dec 2016 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.07%
|
55,097
|
$1,291,000 | — | 31 Dec 2016 | |
| VICTORY CAPITAL MANAGEMENT INC |
13F
|
Company |
0.07%
|
53,605
|
$1,257,000 | — | 31 Dec 2016 | |
| Spot Trading L.L.C |
13F
|
Company |
0.07%
|
53,000
|
$1,242,000 | — | 31 Dec 2016 | |
| PUTNAM INVESTMENTS LLC |
13F
|
Company |
0.07%
|
52,306
|
$1,226,000 | — | 31 Dec 2016 | |
| WALL STREET ASSOCIATES |
13F
|
Company |
0.06%
|
51,812
|
$1,214,000 | — | 31 Dec 2016 | |
| TOTH FINANCIAL ADVISORY CORP |
13F
|
Company |
0.06%
|
51,150
|
$1,199,000 | — | 31 Dec 2016 | |
| TIAA CREF INVESTMENT MANAGEMENT LLC |
13F
|
Company |
0.06%
|
46,986
|
$1,101,000 | — | 31 Dec 2016 | |
| LSV ASSET MANAGEMENT |
13F
|
Company |
0.06%
|
46,600
|
$1,092,000 | — | 31 Dec 2016 |
Institutional Holders of APPLIED OPTOELECTRONICS, INC. - Common Stock, par value $0.001 (AAOI) as of Q1 2017
As of 31 Mar 2017,
APPLIED OPTOELECTRONICS, INC. - Common Stock, par value $0.001 (AAOI) was held by
143 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
14,872,542 shares.
The largest 10 holders included
Whale Rock Capital Management LLC, BlackRock Inc., WELLINGTON MANAGEMENT GROUP LLP, 1832 Asset Management L.P., D. E. Shaw & Co., Inc., VANGUARD GROUP INC, MORGAN STANLEY, RENAISSANCE TECHNOLOGIES LLC, BLOOM TREE PARTNERS, LLC, and DEUTSCHE BANK AG\.
This page lists
143
institutional shareholders reporting positions in this security
for the Q1 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2017 vs Q4 2016 Across Filers
Q4 2016 holders
110
Q1 2017 holders
143
Holder diff
33
| Investor | Q4 2016 Shares | Q1 2017 Shares | Share Diff | Share Chg % | Q4 2016 Value $ | Q1 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.