Q3 2016 13F Holders as of 30 Sep 2016
-
Type / Class
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Equity / Common Stock, Par value $0.001
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Shares outstanding
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63,656,409
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Number of holders
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94
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Total 13F shares, excl. options
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12,851,759
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Shares change
-
-952,672
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Total reported value, excl. options
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$285,431,041
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Value change
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+$673,750
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Put/Call ratio
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111%
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Number of buys
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60
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Number of sells
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-39
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Price
-
$22.21
Significant Holders of APPLIED OPTOELECTRONICS, INC. - Common Stock, Par value $0.001 (AAOI) as of Q3 2016
122 filings reported holding AAOI - APPLIED OPTOELECTRONICS, INC. - Common Stock, Par value $0.001 as of Q3 2016.
APPLIED OPTOELECTRONICS, INC. - Common Stock, Par value $0.001 (AAOI) has 94 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 12,851,759 shares
of 63,656,409 outstanding shares and own 20% of the company stock.
Largest 10 shareholders include WELLINGTON MANAGEMENT GROUP LLP (1,913,078 shares), TRAFELET BROKAW CAPITAL MANAGEMENT, L.P. (1,028,635 shares), KENNEDY CAPITAL MANAGEMENT, INC. (726,747 shares), Whale Rock Capital Management LLC (659,431 shares), VANGUARD GROUP INC (591,195 shares), ROYCE & ASSOCIATES LP (482,585 shares), GOLDMAN CAPITAL MANAGEMENT INC (469,300 shares), BlackRock Fund Advisors (462,603 shares), Hood River Capital Management LLC (423,368 shares), and GILDER GAGNON HOWE & CO LLC (421,296 shares).
This table shows the top 94 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.