APPLIED OPTOELECTRONICS, INC. - Common Stock (AAOI)
CUSIP: 03823U102
Q2 2016 13F Holders as of 30 Jun 2016
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 77,306,358
- Total 13F shares
- 13,683,208
- Share change
- -707,342
- Total reported value
- $152,553,720
- Put/Call ratio
- 101%
- Price per share
- $11.15
- Number of holders
- 79
- Value change
- -$14,042,915
- Number of buys
- 41
- Number of sells
- 53
Quarterly Holders Quick Answers
What is CUSIP 03823U102?
CUSIP 03823U102 identifies AAOI - APPLIED OPTOELECTRONICS, INC. - Common Stock in SEC institutional holdings data.
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Related Filing Research
- Latest 13F filings for newly reported positions.
- Latest Schedule 13D/13G reports for ownership changes outside 13F cadence.
- Latest 10-Q/10-K reports for financial context tied to this issuer.
- Recent insider transactions for executive and insider activity.
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Recent filing periods for CUSIP 03823U102:
Top shareholders of AAOI - APPLIED OPTOELECTRONICS, INC. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| WELLINGTON MANAGEMENT GROUP LLP |
13F
|
Company |
2.4%
|
1,821,316
|
$27,155,000 | — | 31 Mar 2016 | |
| ARDSLEY ADVISORY PARTNERS LP |
13F
|
Company |
1.6%
|
1,212,500
|
$18,078,000 | — | 31 Mar 2016 | |
| Trafelet Capital Management, L.P. |
13F
|
Company |
1.1%
|
847,146
|
$12,631,000 | — | 31 Mar 2016 | |
| Whale Rock Capital Management LLC |
13F
|
Company |
0.95%
|
730,804
|
$10,896,000 | — | 31 Mar 2016 | |
| KENNEDY CAPITAL MANAGEMENT LLC |
13F
|
Company |
0.85%
|
658,437
|
$9,817,000 | — | 31 Mar 2016 | |
| PKO Investment Management Joint-Stock Co |
13F
|
Company |
0.79%
|
611,114
|
$9,111,709 | — | 31 Mar 2016 | |
| GILDER GAGNON HOWE & CO LLC |
13F
|
Company |
0.73%
|
566,442
|
$8,446,000 | — | 31 Mar 2016 | |
| VANGUARD GROUP INC |
13F
|
Company |
0.72%
|
556,799
|
$8,302,000 | — | 31 Mar 2016 | |
| Portolan Capital Management, LLC |
13F
|
Company |
0.7%
|
541,679
|
$8,076,000 | — | 31 Mar 2016 | |
| GOLDMAN CAPITAL MANAGEMENT INC |
13F
|
Company |
0.62%
|
481,400
|
$7,178,000 | — | 31 Mar 2016 | |
| Hood River Capital Management LLC |
13F
|
Company |
0.59%
|
452,729
|
$6,750,000 | — | 31 Mar 2016 | |
| BlackRock Fund Advisors |
13F
|
Company |
0.57%
|
436,846
|
$6,513,000 | — | 31 Mar 2016 | |
| EMERALD MUTUAL FUND ADVISERS TRUST |
13F
|
Company |
0.55%
|
423,559
|
$6,315,000 | — | 31 Mar 2016 | |
| EMERALD ADVISERS, LLC |
13F
|
Company |
0.54%
|
421,080
|
$6,278,000 | — | 31 Mar 2016 | |
| BlackRock Institutional Trust Company, N.A. |
13F
|
Company |
0.52%
|
403,429
|
$6,015,000 | — | 31 Mar 2016 | |
| RUSSELL FRANK CO/ |
13F
|
Company |
0.45%
|
345,414
|
$5,151,000 | — | 31 Mar 2016 | |
| SELZ CAPITAL LLC |
13F
|
Company |
0.39%
|
305,000
|
$4,548,000 | — | 31 Mar 2016 | |
| STATE STREET CORP |
13F
|
Company |
0.31%
|
240,937
|
$3,589,000 | — | 31 Mar 2016 | |
| WADDELL & REED FINANCIAL INC |
13F
|
Company |
0.31%
|
239,700
|
$3,574,000 | — | 31 Mar 2016 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.23%
|
179,019
|
$2,669,000 | — | 31 Mar 2016 | |
| Informed Momentum Co LLC |
13F
|
Company |
0.2%
|
154,824
|
$2,308,000 | — | 31 Mar 2016 | |
| G2 Investment Partners Management LLC |
13F
|
Company |
0.19%
|
149,322
|
$2,226,000 | — | 31 Mar 2016 | |
| 1492 Capital Management LLC |
13F
|
Company |
0.19%
|
146,750
|
$2,188,000 | — | 31 Mar 2016 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.19%
|
144,666
|
$2,157,000 | — | 31 Mar 2016 | |
| RICE HALL JAMES & ASSOCIATES, LLC |
13F
|
Company |
0.18%
|
139,018
|
$2,073,000 | — | 31 Mar 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.16%
|
119,939
|
$1,788,000 | — | 31 Mar 2016 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.15%
|
115,668
|
$1,723,000 | — | 31 Mar 2016 | |
| CARDINAL CAPITAL MANAGEMENT LLC /CT |
13F
|
Company |
0.15%
|
112,680
|
$1,680,000 | — | 31 Mar 2016 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.14%
|
108,957
|
$1,624,000 | — | 31 Mar 2016 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.13%
|
102,242
|
$1,524,000 | — | 31 Mar 2016 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.13%
|
97,857
|
$1,459,000 | — | 31 Mar 2016 | |
| Allianz Asset Management GmbH |
13F
|
Company |
0.12%
|
93,967
|
$1,402,000 | — | 31 Mar 2016 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.12%
|
92,283
|
$1,376,000 | — | 31 Mar 2016 | |
| ESSEX INVESTMENT MANAGEMENT CO LLC |
13F
|
Company |
0.1%
|
75,580
|
$1,127,000 | — | 31 Mar 2016 | |
| WASATCH ADVISORS LP |
13F
|
Company |
0.09%
|
70,000
|
$1,069,000 | — | 31 Mar 2016 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
0.08%
|
64,500
|
$962,000 | — | 31 Mar 2016 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.08%
|
62,305
|
$929,000 | — | 31 Mar 2016 | |
| BlackRock Investment Management, LLC |
13F
|
Company |
0.08%
|
61,451
|
$916,000 | — | 31 Mar 2016 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
0.08%
|
61,080
|
$911,000 | — | 31 Mar 2016 | |
| BANK OF NOVA SCOTIA |
13F
|
Company |
0.08%
|
58,752
|
$876,000 | — | 31 Mar 2016 | |
| TIAA CREF INVESTMENT MANAGEMENT LLC |
13F
|
Company |
0.07%
|
52,489
|
$783,000 | — | 31 Mar 2016 | |
| Verition Fund Management LLC |
13F
|
Company |
0.06%
|
50,000
|
$746,000 | — | 31 Mar 2016 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.06%
|
47,282
|
$705,000 | — | 31 Mar 2016 | |
| TUDOR INVESTMENT CORP ET AL |
13F
|
Company |
0.06%
|
42,924
|
$640,000 | — | 31 Mar 2016 | |
| VICTORY CAPITAL MANAGEMENT INC |
13F
|
Company |
0.05%
|
41,338
|
$616,000 | — | 31 Mar 2016 | |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
13F
|
Company |
0.05%
|
39,900
|
$595,000 | — | 31 Mar 2016 | |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM |
13F
|
Company |
0.05%
|
36,003
|
$537,000 | — | 31 Mar 2016 | |
| E. E. Geduld |
13F
|
Individual |
0.05%
|
35,000
|
$522,000 | — | 31 Mar 2016 | |
| TOTH FINANCIAL ADVISORY CORP |
13F
|
Company |
0.05%
|
34,950
|
$521,000 | — | 31 Mar 2016 | |
| Dynamic Technology Lab Private Ltd |
13F
|
Company |
0.04%
|
34,112
|
$509,000 | — | 31 Mar 2016 |
Institutional Holders of APPLIED OPTOELECTRONICS, INC. - Common Stock (AAOI) as of Q2 2016
As of 30 Jun 2016,
APPLIED OPTOELECTRONICS, INC. - Common Stock (AAOI) was held by
79 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
13,683,208 shares.
The largest 10 holders included
WELLINGTON MANAGEMENT GROUP LLP, TRAFELET BROKAW CAPITAL MANAGEMENT, L.P., KENNEDY CAPITAL MANAGEMENT, INC., VANGUARD GROUP INC, COOPER CREEK PARTNERS MANAGEMENT LLC, ARDSLEY ADVISORY PARTNERS, WASATCH ADVISORS INC, GOLDMAN CAPITAL MANAGEMENT INC, GILDER GAGNON HOWE & CO LLC, and ROYCE & ASSOCIATES LP.
This page lists
79
institutional shareholders reporting positions in this security
for the Q2 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2016 vs Q1 2016 Across Filers
Q1 2016 holders
90
Q2 2016 holders
79
Holder diff
-11
| Investor | Q1 2016 Shares | Q2 2016 Shares | Share Diff | Share Chg % | Q1 2016 Value $ | Q2 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.