Donald Umpleby III

Insider Reports History

Entity
Individual
Location
510 Lake Cook Road, Suite 100, Deerfield, IL
Signature
/s/ Nicole Puza, POA for Donald J. Umpleby
All insider transactions
Transactions in reports broken out by “transaction date” reported in original SEC filing, see here for transactions aggregated across transaction date

Holdings reported by Donald Umpleby III:

Stock Role Class Num Shares Value Price $ Report Date Ownership
CATERPILLAR INC Chairman & CEO Common Stock 466K $193M $413.02 Nov 7, 2024 Direct
CATERPILLAR INC Chairman & CEO Common Stock 59K $24.4M $413.02 Nov 7, 2024 Held by Irrevocable Trust for Descendants
CATERPILLAR INC Chairman & CEO Common Stock 36K $14.9M $413.02 Nov 7, 2024 Held by Children's Irrevocable Trust
CATERPILLAR INC Chairman & CEO Employee Stock Options 43.5K $8.56M $196.70 Nov 7, 2024 Direct
CHEVRON CORP Director Common Stock 10.6K $1.69M $160.23 May 29, 2024 by Umpleby Revocable Trust
CHEVRON CORP Director Common Stock 3.06K $490K $160.23 May 29, 2024 Direct
CATERPILLAR INC Chairman & CEO Common Stock 1.02K $421K $413.02 Nov 7, 2024 Held by 401(k) Plan
CHEVRON CORP Director Common Stock 49 $7.85K $160.23 May 29, 2024 by Spouse Trust

Insider Reports Filed by Donald Umpleby III

Symbol Company Period Transactions Value $ Form Type Date Filed Role
CAT CATERPILLAR INC Nov 7, 2024 4 -$24.7M 4 Nov 8, 2024 Chairman & CEO
CVX CHEVRON CORP May 29, 2024 1 $0 4 May 30, 2024 Director
CAT CATERPILLAR INC Mar 4, 2024 2 $0 4 Mar 6, 2024 Chief Executive Officer, Director
CAT CATERPILLAR INC Feb 26, 2024 2 $0 4 Feb 27, 2024 Chief Executive Officer, Director
CAT CATERPILLAR INC Feb 13, 2024 2 -$5.28M 4 Feb 15, 2024 Chief Executive Officer, Director
CAT CATERPILLAR INC Dec 18, 2023 9 $33.7M 4 Dec 19, 2023 Chairman and CEO, Director
CAT CATERPILLAR INC Aug 4, 2023 3 $0 4 Aug 7, 2023 Chief Executive Officer, Director
CVX CHEVRON CORP May 31, 2023 1 $0 4 Jun 2, 2023 Director
CAT CATERPILLAR INC Mar 6, 2023 1 $0 4 Mar 8, 2023 Chief Executive Officer, Director
CAT CATERPILLAR INC Feb 7, 2023 2 -$5.22M 4 Feb 8, 2023 Chief Executive Officer, Director
CAT CATERPILLAR INC May 26, 2022 5 -$6.84M 4 Nov 10, 2022 Chairman and CEO, Director
CVX CHEVRON CORP May 25, 2022 1 $0 4 May 27, 2022 Director
CAT CATERPILLAR INC Mar 7, 2022 1 $0 4 Mar 8, 2022 Chairman & CEO, Director
CAT CATERPILLAR INC Jul 6, 2021 3 -$3.61M 4 Feb 10, 2022 Chairman and CEO, Director
CVX CHEVRON CORP May 26, 2021 1 $0 4 May 28, 2021 Director
CAT CATERPILLAR INC May 7, 2021 1 $0 4 May 11, 2021 Chairman & CEO, Director