| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | CAT | Common Stock | Gift | $0 | -2.61K | -100% | $0.00* | 0 | Aug 4, 2023 | Held by Grantor Retained Annuity Trust | F1, F2 |
| transaction | CAT | Common Stock | Gift | $0 | -2.5K | -100% | $0.00* | 0 | Aug 4, 2023 | Held By Grantor Retained Annuity Trust | F3, F4 |
| transaction | CAT | Common Stock | Gift | $0 | +5.11K | +22.39% | $0.00 | 28K | Aug 4, 2023 | Held by Children's Irrevocable Trust | F5 |
| holding | CAT | Common Stock | 274K | Aug 4, 2023 | Direct | F6 | |||||
| holding | CAT | Common Stock | 59K | Aug 4, 2023 | Held by Irrevocable Trust for Descendants | ||||||
| holding | CAT | Common Stock | 15.7K | Aug 4, 2023 | Held by Grantor Retained Annuity | ||||||
| holding | CAT | Common Stock | 1K | Aug 4, 2023 | Held by 401(k) Plan | F7 |
| Id | Content |
|---|---|
| F1 | Gift of shares to an irrevocable trust of which a member of the reporting person's immediate family serves as trustee and of which the reporting person's descendants are beneficiaries. |
| F2 | Reflects 9,691 shares transferred on August 3, 2023 from Grantor Retained Annuity Trust to the reporting person. |
| F3 | Gift of shares to an irrevocable trust of which a member of the reporting person's immediate family serves as trustee and of which the reporting person's descendants are beneficiaries. |
| F4 | Reflects 13,820 shares transferred on August 3, 2023 from Grantor Retained Annuity Trust to the reporting person. |
| F5 | Represents 2,613 and 2,501 shares received from Grantor Retained Annuity Trusts. |
| F6 | Reflects 4,142 shares transferred on March 2, 2023, 4,443 shares transferred on May 19, 2023 and 23,511 shares transferred on August 3, 2023 from Grantor Retained Annuity Trusts. |
| F7 | The information in this report is based on a 401(k) plan statement dated as of July 31, 2023. |