| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | CAT | Common Stock | Award | $0 | +42,136 | +11% | $0.000000 | 438,378 | 13 Feb 2024 | Direct | |
| transaction | CAT | Common Stock | Tax liability | $5,276,089 | -16,835 | -3.8% | $313.40 | 421,543 | 13 Feb 2024 | Direct | F1 |
| holding | CAT | Common Stock | 59,000 | 13 Feb 2024 | Held by Irrevocable Trust for Descendants | ||||||
| holding | CAT | Common Stock | 27,959 | 13 Feb 2024 | Held by Children's Irrevocable Trust | ||||||
| holding | CAT | Common Stock | 15,712 | 13 Feb 2024 | Held by Grantor Retained Annuity | ||||||
| holding | CAT | Common Stock | 1,011 | 13 Feb 2024 | Held by 401(k) Plan | F2 |
| Id | Content |
|---|---|
| F1 | Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of performance-based stock units granted March 1, 2021. |
| F2 | The information in this report is based on a 401(k) plan statement dated as of January 31, 2024. |