Donald J. Umpleby III - Executive Chairman at Caterpillar Inc

Insider Transactions and Holdings

Entity Type
Individual
Role
Executive Chairman
Stock Symbol
CAT on NYSE
All Insider Reports
All Insider Reports

Donald J. Umpleby III - trading volume in the past year for Caterpillar Inc

Holdings reported by Donald J. Umpleby III for Caterpillar Inc

Security Num Shares Value Price $ Transaction Date Ownership Underlying Class Underlying Amount
Common Stock 446K $247M $553.55 Nov 28, 2025 Direct
Common Stock 59K $32.7M $553.55 Nov 28, 2025 Held by Irrevocable Trust for Descendants.
Common Stock 36K $19.9M $553.55 Nov 28, 2025 Held by Children's Irrevocable Trust.
Employee Stock Options 39.9K $5.09M $127.60 Mar 3, 2025 Direct Common Stock
Common Stock 1.03K $570K $553.55 Nov 28, 2025 Held by 401(k) Plan

Transactions reported by Donald J. Umpleby III for Caterpillar Inc

Sym Class Transaction % Value $ * Price $ Shares Shares After Date Ownership
* An asterisk sign (*) next to the price indicates that the price is likely invalid.