| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | CAT | Common Stock | Award | $0 | +36,126 | +7.7% | $0.000000 | 502,422 | 11 Feb 2025 | Direct | F1 |
| transaction | CAT | Common Stock | Tax liability | $5,136,920 | -14,163 | -2.8% | $362.70 | 488,259 | 11 Feb 2025 | Direct | F2 |
| holding | CAT | Common Stock | 59,000 | 11 Feb 2025 | Held by Irrevocable Trust for Descendents | ||||||
| holding | CAT | Common Stock | 36,040 | 11 Feb 2025 | Held by Children's Irrevocable Trust | ||||||
| holding | CAT | Common Stock | 1,024 | 11 Feb 2025 | Held by 401(k) Plan | F3 |
| Id | Content |
|---|---|
| F1 | Includes adjustments for dividends accrued. |
| F2 | Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of performance-based restricted stock units granted March 7, 2022. |
| F3 | The information in this report is based on a 401(k) plan statement dated as of January 31, 2025. |