| Company | Role | Class | Num Shares | Value | Price $ | Report Date | Ownership |
|---|---|---|---|---|---|---|---|
| Xtant Medical Holdings, Inc. | 10%+ Owner | Common Stock | 68,394,000 | $28,725,480 | $0.4200 | 10 Apr 2025 | Indirect |
| AYTU BIOPHARMA, INC | 10%+ Owner | Prefunded Warrants | 4,815,217 | $7,222,343 | $1.50 | 06 Jun 2025 | Indirect |
| TALPHERA, INC. | Other*, 10%+ Owner | Pre-Funded Warrants | 11,510,601 | $6,733,702 | $0.5850 | 31 Mar 2025 | Indirect |
| Evoke Pharma Inc | 10%+ Owner | Amended Series A Common Stock Purchase Warrants | 0 | $0 | $10.99 | 17 Dec 2025 | Indirect |
| Evoke Pharma Inc | 10%+ Owner | Amended Series C Common Stock Purchase Warrants | 0 | $0 | $10.99 | 17 Dec 2025 | Indirect |
| Evoke Pharma Inc | 10%+ Owner | Common Stock | 0 | $0 | $11.00 | 17 Dec 2025 | Indirect |
| Evoke Pharma Inc | 10%+ Owner | Prefunded Warrants | 0 | $0 | $11.00 | 17 Dec 2025 | Indirect |
| Evoke Pharma Inc | 10%+ Owner | Series A Common Stock Purchase Warrants | 0 | $0 | $4.71 | 17 Dec 2025 | Indirect |
| Evoke Pharma Inc | 10%+ Owner | Series C Common Stock Purchase Warrants | 0 | $0 | $4.71 | 17 Dec 2025 | Indirect |
| AYTU BIOPHARMA, INC | 10%+ Owner | Exchange Warrants | 815,217 | 14 Jun 2024 | Indirect | ||
| IMAGEWARE SYSTEMS INC | 10%+ Owner | Series D Convertible Preferred Stock | 13,278 | 13 Jul 2022 | Indirect | ||
| AYTU BIOPHARMA, INC | 10%+ Owner | Tranche B Warrant | 0 | 14 Jun 2024 | Indirect |
| Symbol | Company | Period | Transactions | Value $ | Form Type | Role | Filing Time |
|---|---|---|---|---|---|---|---|
| EVOK | Evoke Pharma Inc | 17 Dec 2025 | 6 | -$12,001,796 | 4 | 10%+ Owner | 19 Dec 2025, 16:15 |
| AYTU | AYTU BIOPHARMA, INC | 06 Jun 2025 | 1 | +$5,999,600 | 4 | 10%+ Owner | 09 Jun 2025, 16:31 |
| XTNT | Xtant Medical Holdings, Inc. | 10 Apr 2025 | 0 | $0 | 3 | 10%+ Owner | 17 Apr 2025, 16:31 |
| TLPH | TALPHERA, INC. | 31 Mar 2025 | 1 | +$2,495,733 | 4 | Other*, 10%+ Owner | 02 Apr 2025, 19:21 |
| EVOK | Evoke Pharma Inc | 28 Jan 2025 | 1 | -$180 | 4 | 10%+ Owner | 30 Jan 2025, 18:39 |
| EVOK | Evoke Pharma Inc | 06 Nov 2024 | 0 | $0 | 3 | 10%+ Owner | 15 Nov 2024, 16:31 |
| AYTU | AYTU BIOPHARMA, INC | 14 Jun 2024 | 2 | $0 | 4 | 10%+ Owner | 18 Jun 2024, 17:09 |
| TLPH | TALPHERA, INC. | 19 Mar 2024 | 1 | $0 | 4 | Other*, 10%+ Owner | 21 Mar 2024, 16:30 |
| TLPH | TALPHERA, INC. | 15 Mar 2024 | 2 | +$3,775,000 | 4 | Other*, 10%+ Owner | 15 Mar 2024, 16:01 |
| TLPH | TALPHERA, INC. | 22 Jan 2024 | 5 | +$4,743,832 | 4 | Other*, 10%+ Owner | 24 Jan 2024, 06:03 |
| TLPH | TALPHERA, INC. | 15 Jan 2024 | 0 | $0 | 3 | Other*, 10%+ Owner | 22 Jan 2024, 06:01 |
| AYTU | AYTU BIOPHARMA, INC | 13 Jun 2023 | 0 | $0 | 3 | 10%+ Owner | 22 Jun 2023, 16:05 |
| /report/000110465922080243-nantahala-capital-management-llc-2022-07-13 | IMAGEWARE SYSTEMS INC | 13 Jul 2022 | 1 | -$150,000 | 4 | 10%+ Owner | 15 Jul 2022, 16:56 |
| /report/000110465922080228-nantahala-capital-management-llc-2022-06-03-restatement | IMAGEWARE SYSTEMS INC | 03 Jun 2022 | 1 | -$2,600,000 | 4/A | 10%+ Owner | 15 Jul 2022, 16:33 |