Stock | Role | Class | Num Shares | Value | Price $ | Report Date | Ownership |
---|---|---|---|---|---|---|---|
TALPHERA, INC. | Other*, 10%+ Owner | 2024 Pre-Funded Warrants | 6.49M | $4.99M | $0.77 | Mar 19, 2024 | Indirect |
TALPHERA, INC. | Other*, 10%+ Owner | Common Stock | 1.99M | $2.19M | $1.10 | Mar 15, 2024 | Indirect |
AYTU BIOPHARMA, INC | 10%+ Owner | Common Stock | 1.09M | $2.03M | $1.87 | Jun 13, 2023 | Indirect |
TALPHERA, INC. | Other*, 10%+ Owner | 2023 Series A Warrants | 2.21M | Jan 22, 2024 | Indirect | ||
TALPHERA, INC. | Other*, 10%+ Owner | 2023 Series B Warrants | 2.21M | Jan 22, 2024 | Indirect | ||
AYTU BIOPHARMA, INC | 10%+ Owner | Exchange Warrants | 815K | Jun 14, 2024 | Indirect | ||
Evoke Pharma Inc | 10%+ Owner | Common Stock | 148K | Nov 6, 2024 | Indirect | ||
IMAGEWARE SYSTEMS INC | 10%+ Owner | Series D Convertible Preferred Stock | 13.3K | Jul 13, 2022 | Indirect | ||
AYTU BIOPHARMA, INC | 10%+ Owner | Tranche B Warrant | 0 | Jun 14, 2024 | Indirect | ||
TALPHERA, INC. | Other*, 10%+ Owner | Put Option (obligation to buy) | 0 | Mar 15, 2024 | Indirect |
Symbol | Company | Period | Transactions | Value $ | Form Type | Date Filed | Role |
---|---|---|---|---|---|---|---|
EVOK | Evoke Pharma Inc | Nov 6, 2024 | 0 | $0 | 3 | Nov 15, 2024 | 10%+ Owner |
AYTU | AYTU BIOPHARMA, INC | Jun 14, 2024 | 2 | $0 | 4 | Jun 18, 2024 | 10%+ Owner |
TLPH | TALPHERA, INC. | Mar 19, 2024 | 1 | $0 | 4 | Mar 21, 2024 | Other*, 10%+ Owner |
TLPH | TALPHERA, INC. | Mar 15, 2024 | 2 | $3.78M | 4 | Mar 15, 2024 | Other*, 10%+ Owner |
TLPH | TALPHERA, INC. | Jan 22, 2024 | 5 | $4.74M | 4 | Jan 24, 2024 | Other*, 10%+ Owner |
TLPH | TALPHERA, INC. | Jan 15, 2024 | 0 | $0 | 3 | Jan 22, 2024 | Other*, 10%+ Owner |
AYTU | AYTU BIOPHARMA, INC | Jun 13, 2023 | 0 | $0 | 3 | Jun 22, 2023 | 10%+ Owner |
IWSY | IMAGEWARE SYSTEMS INC | Jul 13, 2022 | 1 | -$150K | 4 | Jul 15, 2022 | 10%+ Owner |
IWSY | IMAGEWARE SYSTEMS INC | Jun 3, 2022 | 1 | -$2.6M | 4/A | Jul 15, 2022 | 10%+ Owner |