Nantahala Capital Management, LLC - 17 Dec 2025 Form 4 Insider Report for Evoke Pharma Inc (EVOK)

Role
10%+ Owner
Signature
/s/ Taki Vasilakis, Chief Compliance Officer, Nantahala Capital Management, LLC
Issuer symbol
EVOK
Transactions as of
17 Dec 2025
Net transactions value
-$12,001,796
Form type
4
Filing time
19 Dec 2025, 16:15:35 UTC
Previous filing
09 Jun 2025
Next filing
17 Mar 2026

Reporting Owners (3)

Name Relationship Address Signature Signature date CIK
Nantahala Capital Management, LLC 10%+ Owner 130 MAIN ST. 2ND FLOOR, NEW CANAAN /s/ Taki Vasilakis, Chief Compliance Officer, Nantahala Capital Management, LLC 19 Dec 2025 0001472322
Harkey Wilmot B. 10%+ Owner 130 MAIN ST. 2ND FLOOR, NEW CANAAN /s/ Wilmot B. Harkey 19 Dec 2025 0001775952
Mack Daniel 10%+ Owner 130 MAIN ST. 2ND FLOOR, NEW CANAAN /s/ Daniel Mack 19 Dec 2025 0001775831

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EVOK Common Stock Other $1,629,683 -148,153 -100% $11.00 0 17 Dec 2025 See Footnote F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EVOK Prefunded Warrants Other $4,773,148 -433,962 -100% $11.00 0 17 Dec 2025 Common Stock 433,962 $0.000100 See Footnote F1, F2
transaction EVOK Series A Common Stock Purchase Warrants Other $551,159 -117,019 -100% $4.71 0 17 Dec 2025 Common Stock 117,019 $8.16 See Footnote F1, F2
transaction EVOK Series C Common Stock Purchase Warrants Other $551,159 -117,019 -100% $4.71 0 17 Dec 2025 Common Stock 117,019 $8.16 See Footnote F1, F2
transaction EVOK Amended Series A Common Stock Purchase Warrants Other $1,742,256 -158,531 -100% $10.99 0 17 Dec 2025 Common Stock 158,531 $0.0100 See Footnote F1, F2
transaction EVOK Amended Series C Common Stock Purchase Warrants Other $2,754,391 -250,627 -100% $10.99 0 17 Dec 2025 Common Stock 250,627 $0.0100 See Footnote F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Nantahala Capital Management, LLC is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 These securities were disposed of for cash in or in connection with the merger of Evoke Pharma Inc with QOL-EOS Merger Sub, Inc., a wholly owned subsidiary of QOL Medical, LLC.
F2 Nantahala Capital Management, LLC ("NCM"), an investment adviser to certain private funds and managed accounts (the "NCM Investors") that hold the Evoke Pharma, Inc. ("Issuer") securities disclosed in this statement, may be deemed a beneficial owner of such securities. Each of Mr. Wilmot B. Harkey and Mr. Daniel Mack may be deemed a beneficial owner of Issuer securities beneficially owned by NCM. Each of NCM, Mr. Harkey and Mr. Mack disclaims beneficial ownership of the Issuer's securities disclosed herein except to the extent of their respective pecuniary interests therein.