| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Nantahala Capital Management, LLC | 10%+ Owner | 130 MAIN ST. 2ND FLOOR, NEW CANAAN | /s/ Taki Vasilakis, Chief Compliance Officer, Nantahala Capital Management, LLC | 19 Dec 2025 | 0001472322 |
| Harkey Wilmot B. | 10%+ Owner | 130 MAIN ST. 2ND FLOOR, NEW CANAAN | /s/ Wilmot B. Harkey | 19 Dec 2025 | 0001775952 |
| Mack Daniel | 10%+ Owner | 130 MAIN ST. 2ND FLOOR, NEW CANAAN | /s/ Daniel Mack | 19 Dec 2025 | 0001775831 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | EVOK | Common Stock | Other | $1,629,683 | -148,153 | -100% | $11.00 | 0 | 17 Dec 2025 | See Footnote | F1, F2 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | EVOK | Prefunded Warrants | Other | $4,773,148 | -433,962 | -100% | $11.00 | 0 | 17 Dec 2025 | Common Stock | 433,962 | $0.000100 | See Footnote | F1, F2 |
| transaction | EVOK | Series A Common Stock Purchase Warrants | Other | $551,159 | -117,019 | -100% | $4.71 | 0 | 17 Dec 2025 | Common Stock | 117,019 | $8.16 | See Footnote | F1, F2 |
| transaction | EVOK | Series C Common Stock Purchase Warrants | Other | $551,159 | -117,019 | -100% | $4.71 | 0 | 17 Dec 2025 | Common Stock | 117,019 | $8.16 | See Footnote | F1, F2 |
| transaction | EVOK | Amended Series A Common Stock Purchase Warrants | Other | $1,742,256 | -158,531 | -100% | $10.99 | 0 | 17 Dec 2025 | Common Stock | 158,531 | $0.0100 | See Footnote | F1, F2 |
| transaction | EVOK | Amended Series C Common Stock Purchase Warrants | Other | $2,754,391 | -250,627 | -100% | $10.99 | 0 | 17 Dec 2025 | Common Stock | 250,627 | $0.0100 | See Footnote | F1, F2 |
Nantahala Capital Management, LLC is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.
| Id | Content |
|---|---|
| F1 | These securities were disposed of for cash in or in connection with the merger of Evoke Pharma Inc with QOL-EOS Merger Sub, Inc., a wholly owned subsidiary of QOL Medical, LLC. |
| F2 | Nantahala Capital Management, LLC ("NCM"), an investment adviser to certain private funds and managed accounts (the "NCM Investors") that hold the Evoke Pharma, Inc. ("Issuer") securities disclosed in this statement, may be deemed a beneficial owner of such securities. Each of Mr. Wilmot B. Harkey and Mr. Daniel Mack may be deemed a beneficial owner of Issuer securities beneficially owned by NCM. Each of NCM, Mr. Harkey and Mr. Mack disclaims beneficial ownership of the Issuer's securities disclosed herein except to the extent of their respective pecuniary interests therein. |