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Signature
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/s/ Taki Vasilakis, Chief Compliance Officer of Nantahala Capital Management, LLC
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Stock symbol
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TLPH
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Transactions as of
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Jan 22, 2024
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Transactions value $
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$4,743,832
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Form type
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4
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Date filed
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1/24/2024, 06:03 AM
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
transaction |
TLPH |
2023 Series A Warrants |
Disposed to Issuer |
|
-2.21M |
-100% |
|
0 |
Jan 22, 2024 |
Common Stock |
2.21M |
$1.11 |
See Footnote |
F1, F2 |
transaction |
TLPH |
2023 Series B Warrants |
Disposed to Issuer |
|
-2.21M |
-100% |
|
0 |
Jan 22, 2024 |
Common Stock |
2.21M |
$1.11 |
See Footnote |
F1, F2 |
transaction |
TLPH |
2023 Series A Warrants |
Award |
|
+2.21M |
|
|
2.21M |
Jan 22, 2024 |
Common Stock |
2.21M |
$0.77 |
See Footnote |
F1, F2 |
transaction |
TLPH |
2023 Series B Warrants |
Award |
|
+2.21M |
|
|
2.21M |
Jan 22, 2024 |
Common Stock |
2.21M |
$0.77 |
See Footnote |
F1, F2 |
transaction |
TLPH |
2024 Pre-Funded Warrants |
Award |
$4.74M |
+6.17M |
|
$0.77 |
6.17M |
Jan 22, 2024 |
Common Stock |
6.17M |
$0.00 |
See Footnote |
F2, F3 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Explanation of Responses:
Remarks:
Mr. Abhinav Jain, an NCM Analyst, is a member of the Issuer's board of directors. On the basis of the relationship among Mr. Jain and each of the Reporting Persons, the Reporting Persons may be deemed directors by deputization with respect to the Issuer for purposes of Section 16 of the Securities Exchange Act of 1934.