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Signature
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/s/ Taki Vasilakis, Chief Compliance Officer of Nantahala Capital Management, LLC
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Stock symbol
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TLPH
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Transactions as of
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Mar 15, 2024
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Transactions value $
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$3,775,000
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Form type
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4
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Date filed
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3/15/2024, 04:01 PM
Transactions Table
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
transaction |
TLPH |
Common Stock |
Exercise of in-the-money or at-the-money derivative security |
$3.78M |
+755K |
+61.01% |
$5.00* |
1.99M |
Mar 15, 2024 |
See footnote |
F1 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
transaction |
TLPH |
Put Option (obligation to buy) |
Exercise of in-the-money or at-the-money derivative security |
$0 |
-755K |
-100% |
$0.00* |
0 |
Mar 15, 2024 |
Common Stock |
755K |
$5.00 |
See footnote |
F1 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Explanation of Responses:
Remarks:
Mr. Abhinav Jain, an NCM Analyst, is a member of the Issuer's board of directors. On the basis of the relationship among Mr. Jain and each of the Reporting Persons, the Reporting Persons may be deemed directors by deputization with respect to the Issuer for purposes of Section 16 of the Securities Exchange Act of 1934.