Sun Life Assurance Co of Canada

Insider Reports History

Entity
Company
Location
One York Street, Toronto, Ontario, Canada
Signature
/s/ Stephen Peacher, President, SLC Management
All insider transactions
Transactions in reports broken out by “transaction date” reported in original SEC filing, see here for transactions aggregated across transaction date

Holdings reported by Sun Life Assurance Co of Canada:

Stock Role Class Num Shares Value Price $ Report Date Ownership
Crescent Private Credit Income Corp 10%+ Owner Class I Common Shares, par value $0.01 per share 1.2M $30.6M $25.50 Sep 29, 2023 Direct
Ares Dynamic Credit Allocation Fund, Inc. 10%+ Owner Series C Mandatory Redeemable Preferred Stock 560K $14M $25.00 Sep 15, 2021 Direct
Ares Dynamic Credit Allocation Fund, Inc. 10%+ Owner Series C Mandatory Redeemable Preferred Stock 560K $14M $25.00 Sep 15, 2021 Indirect
Angel Oak Financial Strategies Income Term Trust 10%+ Owner 2.35% Series A Senior Notes due July 8, 2026 20M Jul 8, 2021 Direct
Angel Oak Financial Strategies Income Term Trust 10%+ Owner 2.35% Series A Senior Notes due July 8, 2026 20M Jul 8, 2021 Indirect
Angel Oak Financial Strategies Income Term Trust 10%+ Owner 2.80% Series B Senior Notes due July 8, 2028 15M Jul 8, 2021 Indirect
Angel Oak Financial Strategies Income Term Trust 10%+ Owner 2.80% Series B Senior Notes due July 8, 2028 2.5M Jul 8, 2021 Direct
CION Ares Diversified Credit Fund Former 10% Owner Series C Mandatory Redeemable Preferred Shares 400K Sep 30, 2021 Direct
CION Ares Diversified Credit Fund Former 10% Owner Series C Mandatory Redeemable Preferred Shares 400K Sep 30, 2021 Indirect
CION Ares Diversified Credit Fund Former 10% Owner Series B Mandatory Redeemable Preferred Shares 40K Sep 30, 2021 Direct
CION Ares Diversified Credit Fund Former 10% Owner Series B Mandatory Redeemable Preferred Shares 40K Sep 30, 2021 Indirect

Insider Reports Filed by Sun Life Assurance Co of Canada

Symbol Company Period Transactions Value $ Form Type Date Filed Role
N/A Crescent Private Credit Income Corp Sep 29, 2023 0 $0 3 Sep 29, 2023 10%+ Owner
CADEX CION Ares Diversified Credit Fund Sep 30, 2021 4 $22M 4 Oct 4, 2021 Former 10% Owner
ARDC Ares Dynamic Credit Allocation Fund, Inc. Sep 15, 2021 2 $16M 4 Sep 17, 2021 10%+ Owner
CSDEX CION Ares Diversified Credit Fund Jul 30, 2021 0 $0 3 Aug 2, 2021 10%+ Owner
ARDC Ares Dynamic Credit Allocation Fund, Inc. Jul 15, 2021 0 $0 3 Jul 26, 2021 10%+ Owner
FINS Angel Oak Financial Strategies Income Term Trust Jul 8, 2021 0 $0 3/A Jul 19, 2021 10%+ Owner