Sun Life Assurance Co of Canada

Insider Reports History

Location
Toronto, Ontario, Canada
Signature
/s/ Stephen Peacher, President, SLC Management
All insider transactions
Transactions in reports broken out by “transaction date” reported in original SEC filing, see here for transactions aggregated across transaction date

Holdings reported by Sun Life Assurance Co of Canada:

Company Role Class Num Shares Value Price $ Report Date Ownership
Crescent Private Credit Income Corp 10%+ Owner Class I Common Shares, par value $0.01 per share 1,200,000 $30,600,000 $25.50 29 Sep 2023 Direct
Ares Dynamic Credit Allocation Fund, Inc. 10%+ Owner Series C Mandatory Redeemable Preferred Stock 560,000 $14,000,000 $25.00 15 Sep 2021 Direct
Ares Dynamic Credit Allocation Fund, Inc. 10%+ Owner Series C Mandatory Redeemable Preferred Stock 560,000 $14,000,000 $25.00 15 Sep 2021 Indirect
Angel Oak Financial Strategies Income Term Trust 10%+ Owner 2.35% Series A Senior Notes due July 8, 2026 20,000,000 08 Jul 2021 Direct
Angel Oak Financial Strategies Income Term Trust 10%+ Owner 2.35% Series A Senior Notes due July 8, 2026 20,000,000 08 Jul 2021 Indirect
Angel Oak Financial Strategies Income Term Trust 10%+ Owner 2.80% Series B Senior Notes due July 8, 2028 15,000,000 08 Jul 2021 Indirect
Angel Oak Financial Strategies Income Term Trust 10%+ Owner 2.80% Series B Senior Notes due July 8, 2028 2,500,000 08 Jul 2021 Direct
CION Ares Diversified Credit Fund Former 10% Owner Series C Mandatory Redeemable Preferred Shares 400,000 30 Sep 2021 Direct
CION Ares Diversified Credit Fund Former 10% Owner Series C Mandatory Redeemable Preferred Shares 400,000 30 Sep 2021 Indirect
CION Ares Diversified Credit Fund Former 10% Owner Series B Mandatory Redeemable Preferred Shares 40,000 30 Sep 2021 Direct
CION Ares Diversified Credit Fund Former 10% Owner Series B Mandatory Redeemable Preferred Shares 40,000 30 Sep 2021 Indirect

Insider Reports Filed by Sun Life Assurance Co of Canada

Symbol Company Period Transactions Value $ Form Type Role Filing Time
/report/000120919123050848-sun-life-assurance-co-of-canada-2023-09-29 Crescent Private Credit Income Corp 29 Sep 2023 0 $0 3 10%+ Owner 29 Sep 2023, 15:16
CADCX CION Ares Diversified Credit Fund 30 Sep 2021 4 +$22,000,000 4 Former 10% Owner 04 Oct 2021, 11:21
ARDC Ares Dynamic Credit Allocation Fund, Inc. 15 Sep 2021 2 +$16,000,000 4 10%+ Owner 17 Sep 2021, 15:46
CADCX CION Ares Diversified Credit Fund 30 Jul 2021 0 $0 3 10%+ Owner 02 Aug 2021, 17:23
ARDC Ares Dynamic Credit Allocation Fund, Inc. 15 Jul 2021 0 $0 3 10%+ Owner 26 Jul 2021, 11:17
FINS Angel Oak Financial Strategies Income Term Trust 08 Jul 2021 0 $0 3/A 10%+ Owner 19 Jul 2021, 21:03