Sun Life Assurance Co of Canada - 15 Jul 2021 Form 3 Insider Report for Ares Dynamic Credit Allocation Fund, Inc. (ARDC)

Role
10%+ Owner
Signature
/s/ Randolph B. Brown, authorized signatory on behalf of Sun Life Assurance Company of Canada and Sun Life Financial Inc.
Issuer symbol
ARDC
Transactions as of
15 Jul 2021
Net transactions value
$0
Form type
3
Filing time
26 Jul 2021, 11:17:37 UTC
Previous filing
19 Jul 2021
Next filing
02 Aug 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding ARDC Series A Mandatory Redeemable Preferred Stock 240,000 15 Jul 2021 Direct
holding ARDC Series A Mandatory Redeemable Preferred Stock 240,000 15 Jul 2021 See Footnote 1. F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Sun Life Financial Inc. owns 100% of the outstanding common stock of Sun Life Assurance Company of Canada, the direct owner of the shares.