Sun Life Assurance Co of Canada - Sep 15, 2021 Form 4 Insider Report for Ares Dynamic Credit Allocation Fund, Inc. (ARDC)

Role
10%+ Owner
Signature
By: /s/ Randolph B. Brown, authorized signatory on behalf of Sun Life Assurance Company of Canada and Sun Life Financial Inc.
Stock symbol
ARDC
Transactions as of
Sep 15, 2021
Transactions value $
$16,000,000
Form type
4
Date filed
9/17/2021, 03:46 PM
Previous filing
Aug 2, 2021
Next filing
Oct 4, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ARDC Series C Mandatory Redeemable Preferred Stock Purchase $8M +320K +133.33% $25.00 560K Sep 15, 2021 Direct
transaction ARDC Series C Mandatory Redeemable Preferred Stock Purchase $8M +320K +133.33% $25.00 560K Sep 15, 2021 See Footnote 1. F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Sun Life Financial Inc. owns 100% of the outstanding common stock of Sun Life Assurance Company of Canada, the direct owner of the shares.