Sun Life Assurance Co of Canada - 15 Sep 2021 Form 4 Insider Report for Ares Dynamic Credit Allocation Fund, Inc. (ARDC)

Role
10%+ Owner
Signature
By: /s/ Randolph B. Brown, authorized signatory on behalf of Sun Life Assurance Company of Canada and Sun Life Financial Inc.
Issuer symbol
ARDC
Transactions as of
15 Sep 2021
Net transactions value
+$16,000,000
Form type
4
Filing time
17 Sep 2021, 15:46:24 UTC
Previous filing
02 Aug 2021
Next filing
04 Oct 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ARDC Series C Mandatory Redeemable Preferred Stock Purchase $8,000,000 +320,000 +133% $25.00 560,000 15 Sep 2021 Direct
transaction ARDC Series C Mandatory Redeemable Preferred Stock Purchase $8,000,000 +320,000 +133% $25.00 560,000 15 Sep 2021 See Footnote 1. F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Sun Life Financial Inc. owns 100% of the outstanding common stock of Sun Life Assurance Company of Canada, the direct owner of the shares.