Sun Life Assurance Co of Canada - Jul 8, 2021 Form 3/A - Amendment Insider Report for Angel Oak Financial Strategies Income Term Trust (FINS)

Role: 10%+ Owner
Signature: /s/ Randolph B. Brown, authorized signatory on behalf of Sun Life Assurance Company of Canada and Sun Life Financial Inc.
Stock symbol: FINS
Transactions as of: Jul 8, 2021
Transactions value $: $0
Form type: 3/A - Amendment
Date filed: 7/19/2021, 09:03 PM
Date Of Original Report: Jul 19, 2021
Next filing: Jul 26, 2021

Transactions Table

Type	Sym	Class	Shares After	Date	Ownership	Footnotes
holding	FINS	2.35% Series A Senior Notes due July 8, 2026	20M	Jul 8, 2021	Direct
holding	FINS	2.80% Series B Senior Notes due July 8, 2028	2.5M	Jul 8, 2021	Direct
holding	FINS	2.35% Series A Senior Notes due July 8, 2026	20M	Jul 8, 2021	See Footnote 1.	F1
holding	FINS	2.80% Series B Senior Notes due July 8, 2028	15M	Jul 8, 2021	See Footnote 1.	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Sun Life Financial Inc. (a) owns 100% of the outstanding common stock of Sun Life Assurance Company of Canada, the direct owner of $20,000,000 of the 2.35% Series A Senior Notes due July 8, 2026 and $2,500,000 of the 2.80% Series B Senior Notes due July 8, 2028 and (b) indirectly owns 100% of the outstanding shares of the common stock of Sun Life Capital Management (U.S.) LLC, which is deemed to be the beneficial owner of $12,500,000 of the 2.80% Series B Senior Notes due July 8, 2028 on behalf of certain of its investment advisory clients.

Content

Sun Life Financial Inc. (a) owns 100% of the outstanding common stock of Sun Life Assurance Company of Canada, the direct owner of $20,000,000 of the 2.35% Series A Senior Notes due July 8, 2026 and $2,500,000 of the 2.80% Series B Senior Notes due July 8, 2028 and (b) indirectly owns 100% of the outstanding shares of the common stock of Sun Life Capital Management (U.S.) LLC, which is deemed to be the beneficial owner of $12,500,000 of the 2.80% Series B Senior Notes due July 8, 2028 on behalf of certain of its investment advisory clients.

Remarks:

This filing amends the previously submitted Form 3 filed this same date in order to correct the information regarding the amount of shares beneficially owned by the Reporting Persons and to amend Footnote No. 1 regarding the nature of the ownership by the Reporting Persons.