Sun Life Assurance Co of Canada - 30 Sep 2021 Form 4 Insider Report for CION Ares Diversified Credit Fund (CADCX)

Role
Former 10% Owner
Signature
By: /s/ Randolph B. Brown, authorized signatory on behalf of Sun Life Assurance Company of Canada and Sun Life Financial Inc.
Issuer symbol
CADCX
Transactions as of
30 Sep 2021
Net transactions value
+$22,000,000
Form type
4
Filing time
04 Oct 2021, 11:21:43 UTC
Previous filing
17 Sep 2021
Next filing
29 Sep 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CADEX Series B Mandatory Redeemable Preferred Shares Purchase $1,000,000 +40,000 $25.00* 40,000 30 Sep 2021 Direct
transaction CADEX Series B Mandatory Redeemable Preferred Shares Purchase $1,000,000 +40,000 $25.00* 40,000 30 Sep 2021 See Footnote 1. F1
transaction CADEX Series C Mandatory Redeemable Preferred Shares Purchase $10,000,000 +400,000 $25.00* 400,000 30 Sep 2021 Direct
transaction CADEX Series C Mandatory Redeemable Preferred Shares Purchase $10,000,000 +400,000 $25.00* 400,000 30 Sep 2021 See Footnote 1. F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Sun Life Assurance Co of Canada is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Sun Life Financial Inc. owns 100% of the outstanding common stock of Sun Life Assurance Company of Canada, the direct owner of the shares.