Randall C. Barnes

Insider Reports History

Location
Lisle, IL
Signature
/s/ Randall C. Barnes, by Mark E. Mathiasen Pursuant to a Power of Attorney
All insider transactions
Transactions in reports broken out by “transaction date” reported in original SEC filing, see here for transactions aggregated across transaction date

Holdings reported by Randall C. Barnes:

Company Role Class Num Shares Value Price $ Report Date Ownership
Guggenheim Active Allocation Fund Director, TRUSTEE Common Stock 65,322 $1,074,547 $16.45 03 Oct 2024 Direct
ADVENT CONVERTIBLE & INCOME FUND Director, TRUSTEE Common Stock 15,140 $170,779 $11.28 17 Oct 2024 Direct
GUGGENHEIM STRATEGIC OPPORTUNITIES FUND Director, TRUSTEE Common Stock 1,960 $25,636 $13.08 04 Nov 2025 Direct

Insider Reports Filed by Randall C. Barnes

Symbol Company Period Transactions Value $ Form Type Role Filing Time
GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND 04 Nov 2025 1 +$4,970 4 Director, TRUSTEE 04 Nov 2025, 12:10
GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND 30 Oct 2025 1 +$20,572 4 Director, TRUSTEE 30 Oct 2025, 13:39
AVK ADVENT CONVERTIBLE & INCOME FUND 17 Oct 2024 1 +$42,695 4 Director, TRUSTEE 21 Oct 2024, 11:17
GUG Guggenheim Active Allocation Fund 03 Oct 2024 1 -$8,225 4 Director, TRUSTEE 04 Oct 2024, 11:48
GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND 02 Jul 2024 1 -$87,852 4 Director, TRUSTEE 03 Jul 2024, 11:47
GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND 01 Feb 2024 1 -$139,500 4 Director, TRUSTEE 01 Feb 2024, 16:29
GUG Guggenheim Active Allocation Fund 30 Jan 2024 1 +$5,582 4 Director, TRUSTEE 30 Jan 2024, 12:09
GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND 05 Jan 2024 1 -$272,000 4 Director, TRUSTEE 05 Jan 2024, 16:20
GUG Guggenheim Active Allocation Fund 13 Dec 2023 1 +$81,850 4 Director, TRUSTEE 13 Dec 2023, 12:21
GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND 13 Dec 2023 1 -$82,020 4 Director, TRUSTEE 13 Dec 2023, 12:15
GUG Guggenheim Active Allocation Fund 08 Dec 2023 1 +$28,140 4 Director, TRUSTEE 11 Dec 2023, 14:31
GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND 08 Dec 2023 1 -$27,720 4 Director, TRUSTEE 11 Dec 2023, 14:23
GUG Guggenheim Active Allocation Fund 07 Dec 2023 1 +$109,077 4 Director, TRUSTEE 08 Dec 2023, 14:41
GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND 07 Dec 2023 1 -$109,680 4 Director, TRUSTEE 08 Dec 2023, 14:35
GUG Guggenheim Active Allocation Fund 06 Dec 2023 1 +$206,017 4 Director, TRUSTEE 07 Dec 2023, 15:01
GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND 06 Dec 2023 1 -$218,560 4 Director, TRUSTEE 07 Dec 2023, 14:55
GUG Guggenheim Active Allocation Fund 05 Dec 2023 1 +$83,520 4 Director, TRUSTEE 06 Dec 2023, 09:54
GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND 05 Dec 2023 1 -$269,400 4 Director, TRUSTEE 06 Dec 2023, 09:47
GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND 04 Dec 2023 1 -$40,080 4 Director, TRUSTEE 04 Dec 2023, 17:23
GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND 01 Dec 2023 1 -$82,979 4 Director, TRUSTEE 04 Dec 2023, 09:54
GUG Guggenheim Active Allocation Fund 30 Nov 2023 1 +$13,850 4 Director, TRUSTEE 30 Nov 2023, 13:25
GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND 30 Nov 2023 1 -$133,000 4 Director, TRUSTEE 30 Nov 2023, 11:40
GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND 29 Nov 2023 1 -$13,250 4 Director, TRUSTEE 30 Nov 2023, 10:31
GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND 28 Nov 2023 1 -$13,300 4 Director, TRUSTEE 28 Nov 2023, 17:21
GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND 03 Nov 2023 1 -$133,601 4 Director, TRUSTEE 06 Nov 2023, 10:58
GUG Guggenheim Active Allocation Fund 31 Oct 2023 1 +$12,990 4 Director, TRUSTEE 01 Nov 2023, 10:12
GUG Guggenheim Active Allocation Fund 29 Sep 2023 1 +$24,227 4 Director, TRUSTEE 29 Sep 2023, 10:59
GUG Guggenheim Active Allocation Fund 05 Sep 2023 1 +$19,432 4 Director, TRUSTEE 05 Sep 2023, 17:01
GUG Guggenheim Active Allocation Fund 01 Sep 2023 1 +$4,695 4 Director, TRUSTEE 01 Sep 2023, 16:38
GUG Guggenheim Active Allocation Fund 01 Aug 2023 1 +$24,483 4 Director, TRUSTEE 01 Aug 2023, 17:54
GUG Guggenheim Active Allocation Fund 01 Jul 2023 1 +$23,622 4 Director, TRUSTEE 03 Jul 2023, 10:19
GUG Guggenheim Active Allocation Fund 07 Jun 2023 1 +$4,278 4 Director, TRUSTEE 07 Jun 2023, 12:25
GUG Guggenheim Active Allocation Fund 01 Jun 2023 1 +$19,250 4 Director, TRUSTEE 01 Jun 2023, 17:05
GUG Guggenheim Active Allocation Fund 01 May 2023 1 +$16,170 4 Director, TRUSTEE 02 May 2023, 11:35
GUG Guggenheim Active Allocation Fund 28 Apr 2023 1 +$7,040 4 Director, TRUSTEE 01 May 2023, 11:23
GUG Guggenheim Active Allocation Fund 10 Mar 2023 1 +$22,975 4 Director, TRUSTEE 10 Mar 2023, 11:40
GUG Guggenheim Active Allocation Fund 01 Feb 2023 1 +$22,869 4 Director, TRUSTEE 01 Feb 2023, 12:25
GUG Guggenheim Active Allocation Fund 30 Dec 2022 1 +$22,191 4 Director, TRUSTEE 03 Jan 2023, 08:49
GUG Guggenheim Active Allocation Fund 21 Dec 2022 1 +$32,952 4 Director, TRUSTEE 22 Dec 2022, 11:42
GUG Guggenheim Active Allocation Fund 20 Dec 2022 1 +$28,156 4 Director, TRUSTEE 20 Dec 2022, 11:09
GUG Guggenheim Active Allocation Fund 30 Nov 2022 1 +$21,528 4 Director, TRUSTEE 30 Nov 2022, 11:45
GUG Guggenheim Active Allocation Fund 28 Nov 2022 1 +$40,069 4 Director, TRUSTEE 28 Nov 2022, 12:32
GUG Guggenheim Active Allocation Fund 01 Nov 2022 1 +$21,284 4 Director, TRUSTEE 01 Nov 2022, 10:12
GUG Guggenheim Active Allocation Fund 25 Oct 2022 1 +$3,524 4 Director, TRUSTEE 26 Oct 2022, 12:06
GUG Guggenheim Active Allocation Fund 08 Sep 2022 1 +$3,504 4 Director, TRUSTEE 09 Sep 2022, 19:24
GUG Guggenheim Active Allocation Fund 13 Jul 2022 1 +$2,411 4 Director, TRUSTEE 13 Jul 2022, 17:25
GUG Guggenheim Active Allocation Fund 21 Jun 2022 1 +$3,828 4 Director, TRUSTEE 21 Jun 2022, 14:19
GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND 16 Jun 2022 1 $0 4 Director, TRUSTEE 16 Jun 2022, 14:09
GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND 15 Jun 2022 3 -$18.6 4 Director, TRUSTEE 15 Jun 2022, 18:19
GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND 02 Jun 2022 1 -$228,930 4/A Director, TRUSTEE 08 Jun 2022, 13:20
GUG Guggenheim Active Allocation Fund 12 Apr 2022 1 +$12,274 4 Director, TRUSTEE 12 Apr 2022, 14:52
AVK ADVENT CONVERTIBLE & INCOME FUND 13 Jan 2022 1 +$24,482 4 Director, TRUSTEE 13 Jan 2022, 11:48
AVK ADVENT CONVERTIBLE & INCOME FUND 10 Jan 2022 1 +$18,200 4 Director, TRUSTEE 11 Jan 2022, 09:31
AVK ADVENT CONVERTIBLE & INCOME FUND 04 Jan 2022 1 +$18,250 4 Director, TRUSTEE 05 Jan 2022, 10:11
AVK ADVENT CONVERTIBLE & INCOME FUND 30 Dec 2021 1 +$17,750 4 Director, TRUSTEE 30 Dec 2021, 09:25
GUG Guggenheim Active Allocation Fund 24 Nov 2021 0 $0 3 Director, Trustee 24 Nov 2021, 14:06
GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND 02 Nov 2021 1 -$629,640 4 Director, Trustee 03 Nov 2021, 09:39
AVK ADVENT CONVERTIBLE & INCOME FUND 19 Jul 2021 1 +$11,629 4 Director, Trustee 20 Jul 2021, 10:32