Randall C. Barnes

Insider Reports History

Entity
Individual
Location
2455 Corporate West Drive, Lisle, IL
Signature
/s/ Randall C. Barnes by Mark E. Mathiasen Pursuant to a Power of Attorney
All insider transactions
Transactions in reports broken out by “transaction date” reported in original SEC filing, see here for transactions aggregated across transaction date

Holdings reported by Randall C. Barnes:

Stock Role Class Num Shares Value Price $ Report Date Ownership
Guggenheim Active Allocation Fund Director, TRUSTEE Common Stock 65.3K $1.07M $16.45 Oct 3, 2024 Direct
ADVENT CONVERTIBLE & INCOME FUND Director, TRUSTEE Common Stock 15.1K $171K $11.28 Oct 17, 2024 Direct
GUGGENHEIM STRATEGIC OPPORTUNITIES FUND Director, TRUSTEE Common Stock 0 $0 $15.02 Jul 2, 2024 Direct

Insider Reports Filed by Randall C. Barnes

Symbol Company Period Transactions Value $ Form Type Date Filed Role
AVK ADVENT CONVERTIBLE & INCOME FUND Oct 17, 2024 1 $42.7K 4 Oct 21, 2024 Director, TRUSTEE
GUG Guggenheim Active Allocation Fund Oct 3, 2024 1 -$8.23K 4 Oct 4, 2024 Director, TRUSTEE
GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND Jul 2, 2024 1 -$87.9K 4 Jul 3, 2024 Director, TRUSTEE
GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND Feb 1, 2024 1 -$140K 4 Feb 1, 2024 Director, TRUSTEE
GUG Guggenheim Active Allocation Fund Jan 30, 2024 1 $5.58K 4 Jan 30, 2024 Director, TRUSTEE
GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND Jan 5, 2024 1 -$272K 4 Jan 5, 2024 Director, TRUSTEE
GUG Guggenheim Active Allocation Fund Dec 13, 2023 1 $81.8K 4 Dec 13, 2023 Director, TRUSTEE
GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND Dec 13, 2023 1 -$82K 4 Dec 13, 2023 Director, TRUSTEE
GUG Guggenheim Active Allocation Fund Dec 8, 2023 1 $28.1K 4 Dec 11, 2023 Director, TRUSTEE
GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND Dec 8, 2023 1 -$27.7K 4 Dec 11, 2023 Director, TRUSTEE
GUG Guggenheim Active Allocation Fund Dec 7, 2023 1 $109K 4 Dec 8, 2023 Director, TRUSTEE
GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND Dec 7, 2023 1 -$110K 4 Dec 8, 2023 Director, TRUSTEE
GUG Guggenheim Active Allocation Fund Dec 6, 2023 1 $206K 4 Dec 7, 2023 Director, TRUSTEE
GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND Dec 6, 2023 1 -$219K 4 Dec 7, 2023 Director, TRUSTEE
GUG Guggenheim Active Allocation Fund Dec 5, 2023 1 $83.5K 4 Dec 6, 2023 Director, TRUSTEE
GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND Dec 5, 2023 1 -$269K 4 Dec 6, 2023 Director, TRUSTEE
GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND Dec 4, 2023 1 -$40.1K 4 Dec 4, 2023 Director, TRUSTEE
GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND Dec 1, 2023 1 -$83K 4 Dec 4, 2023 Director, TRUSTEE
GUG Guggenheim Active Allocation Fund Nov 30, 2023 1 $13.9K 4 Nov 30, 2023 Director, TRUSTEE
GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND Nov 30, 2023 1 -$133K 4 Nov 30, 2023 Director, TRUSTEE
GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND Nov 29, 2023 1 -$13.3K 4 Nov 30, 2023 Director, TRUSTEE
GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND Nov 28, 2023 1 -$13.3K 4 Nov 28, 2023 Director, TRUSTEE
GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND Nov 3, 2023 1 -$134K 4 Nov 6, 2023 Director, TRUSTEE
GUG Guggenheim Active Allocation Fund Oct 31, 2023 1 $13K 4 Nov 1, 2023 Director, TRUSTEE
GUG Guggenheim Active Allocation Fund Sep 29, 2023 1 $24.2K 4 Sep 29, 2023 Director, TRUSTEE
GUG Guggenheim Active Allocation Fund Sep 5, 2023 1 $19.4K 4 Sep 5, 2023 Director, TRUSTEE
GUG Guggenheim Active Allocation Fund Sep 1, 2023 1 $4.7K 4 Sep 1, 2023 Director, TRUSTEE
GUG Guggenheim Active Allocation Fund Aug 1, 2023 1 $24.5K 4 Aug 1, 2023 Director, TRUSTEE
GUG Guggenheim Active Allocation Fund Jul 1, 2023 1 $23.6K 4 Jul 3, 2023 Director, TRUSTEE
GUG Guggenheim Active Allocation Fund Jun 7, 2023 1 $4.28K 4 Jun 7, 2023 Director, TRUSTEE
GUG Guggenheim Active Allocation Fund Jun 1, 2023 1 $19.3K 4 Jun 1, 2023 Director, TRUSTEE
GUG Guggenheim Active Allocation Fund May 1, 2023 1 $16.2K 4 May 2, 2023 Director, TRUSTEE
GUG Guggenheim Active Allocation Fund Apr 28, 2023 1 $7.04K 4 May 1, 2023 Director, TRUSTEE
GUG Guggenheim Active Allocation Fund Mar 10, 2023 1 $23K 4 Mar 10, 2023 Director, TRUSTEE
GUG Guggenheim Active Allocation Fund Feb 1, 2023 1 $22.9K 4 Feb 1, 2023 Director, TRUSTEE
GUG Guggenheim Active Allocation Fund Dec 30, 2022 1 $22.2K 4 Jan 3, 2023 Director, TRUSTEE
GUG Guggenheim Active Allocation Fund Dec 21, 2022 1 $33K 4 Dec 22, 2022 Director, TRUSTEE
GUG Guggenheim Active Allocation Fund Dec 20, 2022 1 $28.2K 4 Dec 20, 2022 Director, TRUSTEE
GUG Guggenheim Active Allocation Fund Nov 30, 2022 1 $21.5K 4 Nov 30, 2022 Director, TRUSTEE
GUG Guggenheim Active Allocation Fund Nov 28, 2022 1 $40.1K 4 Nov 28, 2022 Director, TRUSTEE
GUG Guggenheim Active Allocation Fund Nov 1, 2022 1 $21.3K 4 Nov 1, 2022 Director, TRUSTEE
GUG Guggenheim Active Allocation Fund Oct 25, 2022 1 $3.52K 4 Oct 26, 2022 Director, TRUSTEE
GUG Guggenheim Active Allocation Fund Sep 8, 2022 1 $3.5K 4 Sep 9, 2022 Director, TRUSTEE
GUG Guggenheim Active Allocation Fund Jul 13, 2022 1 $2.41K 4 Jul 13, 2022 Director, TRUSTEE
GUG Guggenheim Active Allocation Fund Jun 21, 2022 1 $3.83K 4 Jun 21, 2022 Director, TRUSTEE
GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND Jun 16, 2022 1 $0 4 Jun 16, 2022 Director, TRUSTEE
GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND Jun 15, 2022 3 -$19 4 Jun 15, 2022 Director, TRUSTEE
GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND Jun 2, 2022 1 -$229K 4/A Jun 8, 2022 Director, TRUSTEE
GUG Guggenheim Active Allocation Fund Apr 12, 2022 1 $12.3K 4 Apr 12, 2022 Director, TRUSTEE
AVK ADVENT CONVERTIBLE & INCOME FUND Jan 13, 2022 1 $24.5K 4 Jan 13, 2022 Director, TRUSTEE
AVK ADVENT CONVERTIBLE & INCOME FUND Jan 10, 2022 1 $18.2K 4 Jan 11, 2022 Director, TRUSTEE
AVK ADVENT CONVERTIBLE & INCOME FUND Jan 4, 2022 1 $18.3K 4 Jan 5, 2022 Director, TRUSTEE
AVK ADVENT CONVERTIBLE & INCOME FUND Dec 30, 2021 1 $17.8K 4 Dec 30, 2021 Director, TRUSTEE
GUG Guggenheim Active Allocation Fund Nov 24, 2021 0 $0 3 Nov 24, 2021 Director, Trustee
GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND Nov 2, 2021 1 -$630K 4 Nov 3, 2021 Director, Trustee
AVK ADVENT CONVERTIBLE & INCOME FUND Jul 19, 2021 1 $11.6K 4 Jul 20, 2021 Director, Trustee