Key facts
- This page summarizes Randall C. Barnes's Form 4 filing for Guggenheim Active Allocation Fund (GUG).
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 09 Mar 2026, 10:36.
Randall C. Barnes - 06 Mar 2026 Form 4 Insider Report for Guggenheim Active Allocation Fund (GUG)
- Reporting relationship
- Director, TRUSTEE
- Issuer ticker
- GUG
- Reported as of
- 06 Mar 2026
- Net transaction value
- -$47,550
- SEC form
- 4
- Accepted by SEC
- 09 Mar 2026, 10:36:04 UTC
- Prior SEC filing
- 04 Nov 2025
- Next SEC filing
- 13 Mar 2026
- Source filing
- View source filing
- Reporting owner signature
- /s/ Randall C. Barnes, by Mark E. Mathiasen Pursuant to a Power of Attorney
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Randall C. Barnes filed Form 4 for Guggenheim Active Allocation Fund (GUG) on 09 Mar 2026.
Change
- Previous filing in this sequence was filed on 04 Nov 2025.
- Current net transaction value: -$47,550.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reporting Owners (1)
CIK 0001298064
Primary reporting owner
Barnes Randall C
- Relationship
- Director, TRUSTEE
- Address
- 227 W. MONROE STREET, CHICAGO
- Signature
- /s/ Randall C. Barnes, by Mark E. Mathiasen Pursuant to a Power of Attorney
- Signature date
- 09 Mar 2026
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
GUG
transaction
Common Stock
Sale
- Transaction value
- $47,550
- Shares
- -3,000
- Change %
- -4.6%
- Price
- $15.85
- Shares after
- 62,322
- Date
- 06 Mar 2026
- Ownership
- Direct
* marks a reported price that did not pass the local price check.