Key facts
- This page summarizes Randall C. Barnes's Form 4 filing for Guggenheim Active Allocation Fund (GUG).
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 07 Jun 2023, 12:25.
Randall C. Barnes - 07 Jun 2023 Form 4 Insider Report for Guggenheim Active Allocation Fund (GUG)
- Reporting relationship
- Director, TRUSTEE
- Issuer ticker
- GUG
- Reported as of
- 07 Jun 2023
- Net transaction value
- +$4,278
- SEC form
- 4
- Accepted by SEC
- 07 Jun 2023, 12:25:12 UTC
- Prior SEC filing
- 01 Jun 2023
- Next SEC filing
- 03 Jul 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Randall C. Barnes, by Mark E. Mathiasen Pursuant to a Power of Attorney
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Filing notes and source
Key filing fact
Randall C. Barnes filed Form 4 for Guggenheim Active Allocation Fund (GUG) on 07 Jun 2023.
Change
- Previous filing in this sequence was filed on 01 Jun 2023.
- Current net transaction value: +$4,278.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
GUG
transaction
Common Stock
Purchase
- Transaction value
- $4,278
- Shares
- +310
- Change %
- +1.6%
- Price
- $13.80
- Shares after
- 20,246
- Date
- 07 Jun 2023
- Ownership
- Direct
* marks a reported price that did not pass the local price check.