PRUDENTIAL FINANCIAL INC

Insider Reports History

Location
Newark, NJ
Signature
By: /s/ Richard Baker, Second Vice President
All insider transactions
Transactions in reports broken out by “transaction date” reported in original SEC filing, see here for transactions aggregated across transaction date

Holdings reported by PRUDENTIAL FINANCIAL INC:

Company Role Class Num Shares Value Price $ Report Date Ownership
PGIM Private Real Estate Fund, Inc. 10%+ Owner Class I Common Stock, par value $0.001 per share 1,998,159 $55,089,251 $27.57 30 Nov 2022 Indirect
ClearBridge Energy Midstream Opportunity Fund Inc. 10%+ Owner Series N Mandatory Redeemable Preferred Stock (EMO) 457,143 $16,000,005 $35.00 09 Sep 2024 By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person
TORTOISE ENERGY INFRASTRUCTURE CORP 10%+ Owner Series G Mandatory Redeemable Preferred Stock 1,500,000 $15,000,000 $10.00 18 Dec 2024 By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person
TORTOISE ENERGY INFRASTRUCTURE CORP 10%+ Owner Series J Mandatory Redeemable Preferred Stock 1,500,000 $15,000,000 $10.00 21 Aug 2025 By PRUCO Life Insurance Company, a wholly-owned subsidiary of the Reporting Person
ClearBridge Energy Midstream Opportunity Fund Inc. 10%+ Owner Series M Mandatory Redeemable Preferred Stock (EMO) 314,286 $11,000,010 $35.00 09 Sep 2024 By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person
ClearBridge Energy Midstream Opportunity Fund Inc. 10%+ Owner Series R Mandatory Redeemable Preferred Stock (EMO) 285,715 $10,000,025 $35.00 09 Sep 2024 By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person
TORTOISE ENERGY INFRASTRUCTURE CORP 10%+ Owner Series I Mandatory Redeemable Preferred Stock 300,000 $7,500,000 $25.00 23 Dec 2024 By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person
ClearBridge Energy Midstream Opportunity Fund Inc. 10%+ Owner Series L Mandatory Redeemable Preferred Stock (EMO) 142,858 $5,000,030 $35.00 09 Sep 2024 By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person
ClearBridge MLP & Midstream Fund Inc. 10%+ Owner Series I Mandatory Redeemable Preferred Stock (CEM) 0 $0 $100000.00 09 Sep 2024 By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person
ClearBridge MLP & Midstream Fund Inc. 10%+ Owner Series M Mandatory Redeemable Preferred Stock (CEM) 0 $0 $35.00 09 Sep 2024 By ThePrudentialInsuranceCompanyofAmerica,a wholly-ownedsubsidiaryof theReportingPerson
ClearBridge MLP & Midstream Total Return Fund Inc. 10%+ Owner Series E Mandatory Redeemable Preferred Stock (CTR) 0 $0 $30.00 09 Sep 2024 By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person
PGIM Private Credit Fund 10%+ Owner Class I Common Shares of Beneficial Interest 4,285,940 05 May 2023 Indirect
Tortoise Midstream Energy Fund, Inc. 10%+ Owner Series H Mandatory Redeemable Preferred Stock 300,000 17 Dec 2021 By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person
PGIM Private Real Estate Fund, Inc. 10%+ Owner Class D Common Stock, par value $0.001 per share 1,000 15 Aug 2022 Indirect
PGIM Private Real Estate Fund, Inc. 10%+ Owner Class S Common Stock, par value $0.001 per share 1,000 15 Aug 2022 Indirect
PGIM Private Real Estate Fund, Inc. 10%+ Owner Class T Common Stock, par value $0.001 per share 1,000 15 Aug 2022 Indirect
TORTOISE ENERGY INFRASTRUCTURE CORP 10%+ Owner 2.50% Senior Note Series UU, due December 17, 2028 $5,000,000 23 Dec 2024 By The Prudential Gibraltar Financial Life Insurance Co., Ltd. a wholly-owned sub of Reporting Prsn
TORTOISE ENERGY INFRASTRUCTURE CORP 10%+ Owner 2.50% Senior Note Series UU, due December 17, 2028 $15,000,000 23 Dec 2024 By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person
TORTOISE ENERGY INFRASTRUCTURE CORP 10%+ Owner 3.97% Senior Note Series SS, due October 16, 2025 $1,111,146 23 Dec 2024 By Prudential Arizona Reinsurance Term Company, a wholly-owned subsidiary of the Reporting Person
TORTOISE ENERGY INFRASTRUCTURE CORP 10%+ Owner 3.97% Senior Note Series SS, due October 16, 2025 $1,111,146 23 Dec 2024 By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person
TORTOISE ENERGY INFRASTRUCTURE CORP 10%+ Owner 4.02% Senior Note Series TT, due October 16, 2026 $1,191,622 23 Dec 2024 By Prudential Annuities Life Assurance Corporation, a wholly-owned sub of the Reporting Person
TORTOISE ENERGY INFRASTRUCTURE CORP 10%+ Owner 4.02% Senior Note Series TT, due October 16, 2026 $744,764 23 Dec 2024 By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person
TORTOISE ENERGY INFRASTRUCTURE CORP 10%+ Owner 5.83% Senior Notes, Series RR, due December 18, 2031 $1,460,000 18 Dec 2024 By PRUCO Life Insurance Company of New Jersey, a wholly-owned subsidiary of the Reporting Person
TORTOISE ENERGY INFRASTRUCTURE CORP 10%+ Owner 5.83% Senior Notes, Series RR, due December 18, 2031 $23,540,000 18 Dec 2024 By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person
Tortoise Midstream Energy Fund, Inc. 10%+ Owner 2.50% Senior Notes, Series S, due December 17, 2028 $5,000,000 17 Dec 2021 By The Prudential Gibraltar Financial Life Insurance Co., Ltd., a wholly-owned subsidiary of the Rep
Tortoise Midstream Energy Fund, Inc. 10%+ Owner 2.50% Senior Notes, Series S, due December 17, 2028 $20,000,000 17 Dec 2021 By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person

Insider Reports Filed by PRUDENTIAL FINANCIAL INC

Symbol Company Period Transactions Value $ Form Type Role Filing Time
TYG TORTOISE ENERGY INFRASTRUCTURE CORP 21 Aug 2025 1 +$15,000,000 4 10%+ Owner 25 Aug 2025, 14:19
TYG TORTOISE ENERGY INFRASTRUCTURE CORP 23 Dec 2024 8 +$279,443,933,484,043 4 10%+ Owner 26 Dec 2024, 13:12
TYG TORTOISE ENERGY INFRASTRUCTURE CORP 18 Dec 2024 3 +$556,263,215,000,000 4 10%+ Owner 20 Dec 2024, 14:54
EMO ClearBridge Energy Midstream Opportunity Fund Inc. 09 Sep 2024 5 +$37,000,060 4 10%+ Owner 11 Sep 2024, 19:15
/report/000113777424000184-prudential-financial-inc-2024-09-09 ClearBridge MLP & Midstream Total Return Fund Inc. 09 Sep 2024 1 -$11,000,010 4 10%+ Owner 11 Sep 2024, 17:37
/report/000113777424000183-prudential-financial-inc-2024-09-09 ClearBridge MLP & Midstream Fund Inc. 09 Sep 2024 2 -$26,000,025 4 10%+ Owner 11 Sep 2024, 16:28
/report/000110465923075837-prudential-financial-inc-2023-05-05-restatement PGIM Private Credit Fund 05 May 2023 0 $0 3/A 10%+ Owner 28 Jun 2023, 16:37
/report/000113777422000127-prudential-financial-inc-2022-11-17 ClearBridge MLP & Midstream Total Return Fund Inc. 17 Nov 2022 0 $0 3 10%+ Owner 28 Nov 2022, 09:11
EMO ClearBridge Energy Midstream Opportunity Fund Inc. 17 Nov 2022 5 +$5,000,010 4 10%+ Owner 21 Nov 2022, 16:03
/report/000113777422000124-prudential-financial-inc-2022-11-17 ClearBridge MLP & Midstream Fund Inc. 17 Nov 2022 3 +$10,000,025 4 10%+ Owner 21 Nov 2022, 14:24
/report/000110465923075844-prudential-financial-inc-2022-09-28 PGIM Private Real Estate Fund, Inc. 28 Sep 2022 5 +$47,408,233 4 10%+ Owner 28 Jun 2023, 16:40
/report/000110465923075841-prudential-financial-inc-2022-08-15 PGIM Private Real Estate Fund, Inc. 15 Aug 2022 0 $0 3 10%+ Owner 28 Jun 2023, 16:39
/report/000113777421000148-prudential-financial-inc-2021-12-17 Tortoise Midstream Energy Fund, Inc. 17 Dec 2021 3 +$425,000,007,500,000 4 10%+ Owner 21 Dec 2021, 16:58
TYG TORTOISE ENERGY INFRASTRUCTURE CORP 17 Dec 2021 4 +$41,500,020,000,000 4 10%+ Owner 21 Dec 2021, 16:16