PRUDENTIAL FINANCIAL INC

Insider Reports History

Identity Names, identifiers, and filing context for this profile. 1 identity field
Reporting-owner location
Newark, NJ
SEC source record Original filing metadata and source links for verification. 1 source field
Latest reporting-owner signature
Prudential Financial, Inc., By: /s/ Richard Baker, Second Vice President
Source: Latest parsed Forms 3/4/5 signature
Source evidence Original filing metadata and source links for verification. 1 source field
Transaction source note
Rows are grouped by transaction date from the original SEC filing. Open the aggregated insider activity page to review issuer-level activity across dates.

Reported holdings for PRUDENTIAL FINANCIAL INC

Form 4 holding 10%+ Owner

PGIM Private Real Estate Fund, Inc.

Security class
Class I Common Stock, par value $0.001 per share
Shares / value
1,998,159
Estimated value
$55,089,251
Report date
30 Nov 2022
Price
$27.57
Ownership
Indirect
Form 4 holding 10%+ Owner

TORTOISE ENERGY INFRASTRUCTURE CORP

Security class
Series K Mandatory Redeemable Preferred Stock
Shares / value
3,000,000
Estimated value
$30,000,000
Report date
15 Jul 2026
Price
$10.00
Ownership
By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person
Form 4 holding 10%+ Owner

TORTOISE ENERGY INFRASTRUCTURE CORP

Security class
Series L Mandatory Redeemable Preferred Stock
Shares / value
3,000,000
Estimated value
$30,000,000
Report date
15 Jul 2026
Price
$10.00
Ownership
By PRUCO Life Insurance Company, a wholly-owned subsidiary of the Reporting Person
Form 4 holding 10%+ Owner

ClearBridge Energy Midstream Opportunity Fund Inc.

Security class
Series N Mandatory Redeemable Preferred Stock (EMO)
Shares / value
457,143
Estimated value
$16,000,005
Report date
09 Sep 2024
Price
$35.00
Ownership
By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person
Form 4 holding 10%+ Owner

TORTOISE ENERGY INFRASTRUCTURE CORP

Security class
Series G Mandatory Redeemable Preferred Stock
Shares / value
1,500,000
Estimated value
$15,000,000
Report date
18 Dec 2024
Price
$10.00
Ownership
By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person
Form 4 holding 10%+ Owner

TORTOISE ENERGY INFRASTRUCTURE CORP

Security class
Series J Mandatory Redeemable Preferred Stock
Shares / value
1,500,000
Estimated value
$15,000,000
Report date
21 Aug 2025
Price
$10.00
Ownership
By PRUCO Life Insurance Company, a wholly-owned subsidiary of the Reporting Person
Form 4 holding 10%+ Owner

ClearBridge Energy Midstream Opportunity Fund Inc.

Security class
Series M Mandatory Redeemable Preferred Stock (EMO)
Shares / value
314,286
Estimated value
$11,000,010
Report date
09 Sep 2024
Price
$35.00
Ownership
By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person
Form 4 holding 10%+ Owner

ClearBridge Energy Midstream Opportunity Fund Inc.

Security class
Series R Mandatory Redeemable Preferred Stock (EMO)
Shares / value
285,715
Estimated value
$10,000,025
Report date
09 Sep 2024
Price
$35.00
Ownership
By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person
Form 4 holding 10%+ Owner

TORTOISE ENERGY INFRASTRUCTURE CORP

Security class
Series I Mandatory Redeemable Preferred Stock
Shares / value
300,000
Estimated value
$7,500,000
Report date
23 Dec 2024
Price
$25.00
Ownership
By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person
Form 4 holding 10%+ Owner

ClearBridge Energy Midstream Opportunity Fund Inc.

Security class
Series L Mandatory Redeemable Preferred Stock (EMO)
Shares / value
142,858
Estimated value
$5,000,030
Report date
09 Sep 2024
Price
$35.00
Ownership
By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person
Form 4 holding 10%+ Owner

ClearBridge MLP & Midstream Fund Inc.

Security class
Series M Mandatory Redeemable Preferred Stock (CEM)
Shares / value
0
Estimated value
$0
Report date
09 Sep 2024
Price
$35.00
Ownership
By ThePrudentialInsuranceCompanyofAmerica,a wholly-ownedsubsidiaryof theReportingPerson
Form 4 holding 10%+ Owner

ClearBridge MLP & Midstream Total Return Fund Inc.

Security class
Series E Mandatory Redeemable Preferred Stock (CTR)
Shares / value
0
Estimated value
$0
Report date
09 Sep 2024
Price
$30.00
Ownership
By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person
Form 4 holding 10%+ Owner

PGIM Private Credit Fund

Security class
Class I Common Shares of Beneficial Interest
Shares / value
4,285,940
Estimated value
Report date
05 May 2023
Price
Ownership
Indirect
Form 4 holding 10%+ Owner

Tortoise Midstream Energy Fund, Inc.

Security class
Series H Mandatory Redeemable Preferred Stock
Shares / value
300,000
Estimated value
Report date
17 Dec 2021
Price
Ownership
By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person
Form 4 holding 10%+ Owner

ClearBridge MLP & Midstream Fund Inc.

Security class
Series I Mandatory Redeemable Preferred Stock (CEM)
Shares / value
0
Estimated value
Report date
09 Sep 2024
Price
Ownership
By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person
Form 4 holding 10%+ Owner

TORTOISE ENERGY INFRASTRUCTURE CORP

Security class
2.50% Senior Note Series UU, due December 17, 2028
Shares / value
$5,000,000
Estimated value
Report date
23 Dec 2024
Price
Ownership
By The Prudential Gibraltar Financial Life Insurance Co., Ltd. a wholly-owned sub of Reporting Prsn
Form 4 holding 10%+ Owner

TORTOISE ENERGY INFRASTRUCTURE CORP

Security class
2.50% Senior Note Series UU, due December 17, 2028
Shares / value
$15,000,000
Estimated value
Report date
23 Dec 2024
Price
Ownership
By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person
Form 4 holding 10%+ Owner

TORTOISE ENERGY INFRASTRUCTURE CORP

Security class
3.97% Senior Note Series SS, due October 16, 2025
Shares / value
$1,111,146
Estimated value
Report date
23 Dec 2024
Price
Ownership
By Prudential Arizona Reinsurance Term Company, a wholly-owned subsidiary of the Reporting Person
Form 4 holding 10%+ Owner

TORTOISE ENERGY INFRASTRUCTURE CORP

Security class
3.97% Senior Note Series SS, due October 16, 2025
Shares / value
$1,111,146
Estimated value
Report date
23 Dec 2024
Price
Ownership
By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person
Form 4 holding 10%+ Owner

TORTOISE ENERGY INFRASTRUCTURE CORP

Security class
4.02% Senior Note Series TT, due October 16, 2026
Shares / value
$1,191,622
Estimated value
Report date
23 Dec 2024
Price
Ownership
By Prudential Annuities Life Assurance Corporation, a wholly-owned sub of the Reporting Person
Form 4 holding 10%+ Owner

TORTOISE ENERGY INFRASTRUCTURE CORP

Security class
4.02% Senior Note Series TT, due October 16, 2026
Shares / value
$744,764
Estimated value
Report date
23 Dec 2024
Price
Ownership
By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person
Form 4 holding 10%+ Owner

TORTOISE ENERGY INFRASTRUCTURE CORP

Security class
5.83% Senior Notes, Series RR, due December 18, 2031
Shares / value
$1,460,000
Estimated value
Report date
18 Dec 2024
Price
Ownership
By PRUCO Life Insurance Company of New Jersey, a wholly-owned subsidiary of the Reporting Person
Form 4 holding 10%+ Owner

TORTOISE ENERGY INFRASTRUCTURE CORP

Security class
5.83% Senior Notes, Series RR, due December 18, 2031
Shares / value
$23,540,000
Estimated value
Report date
18 Dec 2024
Price
Ownership
By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person
Form 4 holding 10%+ Owner

Tortoise Midstream Energy Fund, Inc.

Security class
2.50% Senior Notes, Series S, due December 17, 2028
Shares / value
$5,000,000
Estimated value
Report date
17 Dec 2021
Price
Ownership
By The Prudential Gibraltar Financial Life Insurance Co., Ltd., a wholly-owned subsidiary of the Rep
Form 4 holding 10%+ Owner

Tortoise Midstream Energy Fund, Inc.

Security class
2.50% Senior Notes, Series S, due December 17, 2028
Shares / value
$20,000,000
Estimated value
Report date
17 Dec 2021
Price
Ownership
By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person

Insider Reports Filed by PRUDENTIAL FINANCIAL INC

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