PRUDENTIAL FINANCIAL INC - 17 Nov 2022 Form 4 Insider Report for ClearBridge MLP & Midstream Fund Inc.

Role
10%+ Owner
Signature
Prudential Financial, Inc., By: /s/ Richard Baker, Second Vice President
Issuer symbol
N/A
Transactions as of
17 Nov 2022
Net transactions value
+$10,000,025
Form type
4
Filing time
21 Nov 2022, 14:24:10 UTC
Previous filing
28 Jun 2023
Next filing
28 Jun 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CEM Series D Mandatory Redeemable Preferred Stock Other $16,000,000 -160 -100% $100000.00* 0 17 Nov 2022 By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person F1
transaction CEM Series I Mandatory Redeemable Preferred Stock Other $16,000,000 +160 $100000.00* 160 17 Nov 2022 By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person F2
transaction CEM Series M Mandatory Redeemable Preferred Stock Purchase $10,000,025 +285,715 $35.00 285,715 17 Nov 2022 By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Share transfer to Issuer on 11/17/2022 in exchange for Series I Mandatory Redeemable Preferred Stock.
F2 Share transfer from Issuer on 11/17/2022 in exchange for Series D Mandatory Redeemable Preferred Stock.