Prudential Financial Inc - Nov 17, 2022 Form 4 Insider Report for ClearBridge MLP & Midstream Fund Inc. (CEM)

Role
10%+ Owner
Signature
Prudential Financial, Inc., By: /s/ Richard Baker, Second Vice President
Stock symbol
CEM
Transactions as of
Nov 17, 2022
Transactions value $
$10,000,025
Form type
4
Date filed
11/21/2022, 02:24 PM
Previous filing
Jun 28, 2023
Next filing
Jun 28, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CEM Series D Mandatory Redeemable Preferred Stock Other -$16M -160 -100% $100,000.00* 0 Nov 17, 2022 By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person F1
transaction CEM Series I Mandatory Redeemable Preferred Stock Other $16M +160 $100,000.00* 160 Nov 17, 2022 By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person F2
transaction CEM Series M Mandatory Redeemable Preferred Stock Purchase $10M +286K $35.00 286K Nov 17, 2022 By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Share transfer to Issuer on 11/17/2022 in exchange for Series I Mandatory Redeemable Preferred Stock.
F2 Share transfer from Issuer on 11/17/2022 in exchange for Series D Mandatory Redeemable Preferred Stock.