Prudential Financial Inc - Nov 17, 2022 Form 4 Insider Report for ClearBridge Energy Midstream Opportunity Fund Inc. (EMO)

Role
10%+ Owner
Signature
Prudential Financial, Inc., By: /s/ Richard Baker, Second Vice President
Stock symbol
EMO
Transactions as of
Nov 17, 2022
Transactions value $
$5,000,010
Form type
4
Date filed
11/21/2022, 04:03 PM
Previous filing
Jun 28, 2023
Next filing
Jun 28, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EMO Series G Mandatory Redeemable Preferred Stock Other -$2.4M -24 -100% $100,000.00* 0 Nov 17, 2022 By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person F1, F2
transaction EMO Series K Mandatory Redeemable Preferred Stock Other $2.4M +24 $100,000.00* 24 Nov 17, 2022 By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person F2, F3
transaction EMO Series G Mandatory Redeemable Preferred Stock Other -$8.5M -85 -100% $100,000.00* 0 Nov 17, 2022 By Prudential Legacy Insurance Company of New Jersey, a wholly-owned subsidiary of the Reporting Per F1, F4
transaction EMO Series K Mandatory Redeemable Preferred Stock Other $8.5M +85 $100,000.00* 85 Nov 17, 2022 By Prudential Legacy Insurance Company of New Jersey, a wholly-owned subsidiary of the Reporting Per F3, F4
transaction EMO Series L Mandatory Redeemable Preferred Stock Purchase $5M +167K $30.00 167K Nov 17, 2022 By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Share transfer to Issuer on 11/17/2022 in exchange for Series K Mandatory Redeemable Preferred Stock.
F2 As grantor of the PICA Hartford Life & Annuity Comfort Trust.
F3 Share transfer from Issuer on 11/17/2022 in exchange for Series G Mandatory Redeemable Preferred Stock.
F4 Preferred stock owned directly by Prudential Legacy Insurance Company of New Jersey, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company.