PRUDENTIAL FINANCIAL INC - 17 Nov 2022 Form 4 Insider Report for ClearBridge Energy Midstream Opportunity Fund Inc. (EMO)

Role
10%+ Owner
Signature
Prudential Financial, Inc., By: /s/ Richard Baker, Second Vice President
Issuer symbol
EMO
Transactions as of
17 Nov 2022
Net transactions value
+$5,000,010
Form type
4
Filing time
21 Nov 2022, 16:03:27 UTC
Previous filing
28 Jun 2023
Next filing
28 Jun 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EMO Series G Mandatory Redeemable Preferred Stock Other $2,400,000 -24 -100% $100000.00* 0 17 Nov 2022 By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person F1, F2
transaction EMO Series K Mandatory Redeemable Preferred Stock Other $2,400,000 +24 $100000.00* 24 17 Nov 2022 By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person F2, F3
transaction EMO Series G Mandatory Redeemable Preferred Stock Other $8,500,000 -85 -100% $100000.00* 0 17 Nov 2022 By Prudential Legacy Insurance Company of New Jersey, a wholly-owned subsidiary of the Reporting Per F1, F4
transaction EMO Series K Mandatory Redeemable Preferred Stock Other $8,500,000 +85 $100000.00* 85 17 Nov 2022 By Prudential Legacy Insurance Company of New Jersey, a wholly-owned subsidiary of the Reporting Per F3, F4
transaction EMO Series L Mandatory Redeemable Preferred Stock Purchase $5,000,010 +166,667 $30.00 166,667 17 Nov 2022 By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Share transfer to Issuer on 11/17/2022 in exchange for Series K Mandatory Redeemable Preferred Stock.
F2 As grantor of the PICA Hartford Life & Annuity Comfort Trust.
F3 Share transfer from Issuer on 11/17/2022 in exchange for Series G Mandatory Redeemable Preferred Stock.
F4 Preferred stock owned directly by Prudential Legacy Insurance Company of New Jersey, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company.