Comparable stake leader
VANGUARD CAPITAL MANAGEMENT LLC
SEC ownership of PRUDENTIAL FINANCIAL INC
Top holders, 13D/G large-stake signals, insider positions, and transaction flow tied to CIK 0001137774.
Disclosed value leader
BlackRock, Inc.
Comparable rows
2/50
Latest evidence
30 Sep 2026
- Public ticker
- PRU, PFH, PRH, PRS on NYSE
- Parsed ownership sources
-
13D/G and 13F
Source: Parsed SEC ownership filingsUse: Compare filing families carefully
- Largest SEC-reported holder
-
VANGUARD CAPITAL MANAGEMENT LLC
Ranking: Comparable ownership first, then disclosed value
- Comparable ownership rows
-
2 of 50
Meaning: Rows with safely comparable ownership %
- Latest 13D/G holder
-
VANGUARD CAPITAL MANAGEMENT LLC
Source: Latest parsed Schedule 13D/G stake
- Latest parsed ownership date
-
30 Sep 2026
Freshness: Most recent filing date in this holder set
- Issuer CIK
- 0001137774
- Issuer location
- Newark, NJ
Ownership snapshot
CIK-linked ownership evidence from parsed SEC filings.
3 signals
Issuer
Names, identifiers, and filing context for this profile.
2 identity fields
Ownership snapshot
Top shareholders of PRUDENTIAL FINANCIAL INC (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
VANGUARD CAPITAL MANAGEME...
Disclosed value leader
BlackRock, Inc.
Comparable rows
2/50
Latest evidence
30 Sep 2026
13D/G
13F
Lead comparable stake: 7.5%
48 rows are not safely comparable across share classes.
13D/G row: VANGUARD CAPITAL MANAGEMENT LLC
Showing 1-8 of 50 holder rows.
Quick read
VANGUARD CAPITAL MANAGEMENT LLC leads the comparable SEC ownership view at 7.5%.
2 of 50 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens VANGUARD CAPITAL MANAGEMENT LLC's linked filing trail.
Comparable ownership
Top 2
VANGUARD CAPITAL MANAGEMENT LLC
7.5%
STATE STREET CORP
5.1%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-8 of 50 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| VANGUARD CAPITAL MANAGEMENT LLC |
13D/G
13F
Vanguard Capital Management · Company
|
7.5%
Reported 13D/G
· 31 Mar 2026
|
$2,498,502,169
26,137,694 shares
|
$0 | 31 Mar 2026 |
| STATE STREET CORP |
13D/G
13F
STATE STREET CORPORATION · Company
|
5.1%
Reported 13D/G
· 30 Sep 2026
|
$1,982,203,828
17,459,736 shares
|
$0 | 30 Sep 2026 |
| BlackRock, Inc. |
13F
Company
|
—
denominator unverified
|
$3,507,480,593
32,497,736 shares
|
— | 30 Jun 2026 |
| VANGUARD PORTFOLIO MANAGEMENT LLC |
13F
Company
|
—
denominator unverified
|
$1,761,486,243
16,320,636 shares
|
— | 30 Jun 2026 |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
Company
|
—
denominator unverified
|
$1,225,331,639
11,259,368 shares
|
— | 30 Jun 2026 |
| MORGAN STANLEY |
13F
Company
|
—
denominator unverified
|
$634,832,182
5,881,885 shares
|
— | 30 Jun 2026 |
| Invesco Ltd. |
13F
Company
|
—
denominator unverified
|
$552,715,084
5,121,051 shares
|
— | 30 Jun 2026 |
| GOLDMAN SACHS GROUP INC |
13F
Company
|
—
denominator unverified
|
$526,356,099
4,876,829 shares
|
— | 30 Jun 2026 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Forms 3/4/5 flow
Insider trading overview
Net insider flow leans to selling over the last 12 months. Net value: -$3,813,606.
Buys
$168,840
Insiders: 3
Sells
$3,982,447
Insiders: 3
Net
-$3,813,606
Shares: -34,137
Window
Last 12 months
4 rolling buckets
Buy value
Sell value
Shares: 1,650
Shares: 35,787
| Window (months) | Buy shares | Sell shares | Buy value | Sell value | Net value |
|---|---|---|---|---|---|
| 0-3 | 0 | 7,652 | $0 | $956,577 | -$956,577 |
| 3-6 | 0 | 13,580 | $0 | $1,402,135 | -$1,402,135 |
| 6-9 | 250 | 0 | $25,742 | $0 | +$25,742 |
| 9-12 | 1,400 | 14,555 | $143,098 | $1,623,735 | -$1,480,637 |
Reporting owners
Insider holders from Forms 3/4/5
Showing 1-20 of 35 reporting-owner rows connected to PRUDENTIAL FINANCIAL INC. Open a relationship link for the CIK-to-CIK filing trail.
Rows
35
Largest Forms 3/4/5 holder
Robert Falzon
Net 12M change
-$3.81M
Full value: -$3,813,606 · USD · 12-month changeLatest report
06 Nov 2026
| Name | Relationship | Holdings Value | Past Year Net Change | Change % | Valuation | Report Date |
|---|---|---|---|---|---|---|
| Robert Falzon | EVP and Vice Chairman | $34,113,269 | Mixed | 28 Feb 2025 | ||
| Charles F. Lowrey | Chairman of the Board, Director | $28,864,498 | Mixed | 28 Feb 2026 | ||
| Caroline Feeney | Executive Vice President | $9,874,422 | -$762,215 | -7.2% | Mixed | 09 Feb 2026 |
| Andrew F. Sullivan | Chief Executive Officer, Director, Chairman of the Board | $9,546,455 | Mixed | 06 Nov 2026 | ||
| George P. Waldeck Jr. | Executive Vice President | $8,080,989 | Median | 31 Oct 2026 | ||
| Lucien Alziari | Executive Vice President | $7,633,965 | Mixed | 28 Feb 2025 | ||
| Thomas J. Baltimore Jr. | Director | $6,568,714 | Mixed | 15 Mar 2023 | ||
| Gilbert F. Casellas | Director | $5,335,227 | Mixed | 10 Sep 2026 | ||
| Martina Hundmejean | Director | $5,112,094 | Mixed | 10 Sep 2026 | ||
| Douglas A. Scovanner | Director | $4,779,023 | Mixed | 13 May 2025 | ||
| Kenneth Tanji | EVP and CFO | $4,623,134 | Mixed | 29 Feb 2024 | ||
| Karl J. Krapek | Director | $4,043,159 | Mixed | 09 May 2023 | ||
| Stacey Goodman | Executive Vice President | $3,965,844 | Mixed | 29 Feb 2024 | ||
| Christine A. Poon | Director | $3,508,178 | Mixed | 10 Sep 2026 | ||
| Ann M. Kappler | EVP and General Counsel | $3,376,191 | -$2,358,712 | -41% | Mixed | 06 Nov 2026 |
| Yanela Frias | EVP and CFO | $3,339,830 | Mixed | 28 Feb 2026 | ||
| Timothy L. Schmidt | Senior Vice President | $3,101,868 | -$861,520 | -22% | Mixed | 28 Feb 2026 |
| Michael Todman | Director | $3,094,268 | Mixed | 10 Sep 2026 | ||
| Sandra Pianalto | Director | $3,020,410 | Mixed | 10 Sep 2026 | ||
| Nicholas C. Silitch | Senior Vice President | $2,474,479 | Mixed | 03 Mar 2022 |
Recent insider transactions for PRUDENTIAL FINANCIAL INC
Showing up to 300 recent insider transactions from the last 12 months.
| Insider | Symbol | Class | Transaction | % | SEC-reported value | SEC-reported price | Shares | Shares owned | Date | Ownership |
|---|---|---|---|---|---|---|---|---|---|---|
| Robert E. Boyle | PRU | Common Stock | Sale | -31.7% | -2,794 | 6,008 | 06 Nov 2026 | Direct | ||
| Robert E. Boyle | PRU | Common Stock | Options Exercise | 62.4% | 2,876 | 7,482 | 06 Nov 2026 | Direct | ||
| Robert E. Boyle | PRU | 2018 Employee Stock Option (Right to Buy) | Options Exercise | -100% | -1,366 | 0 | 06 Nov 2026 | Direct | ||
| Robert E. Boyle | PRU | 2017 Employee Stock Option (Right to Buy) | Options Exercise | -100% | -1,510 | 0 | 06 Nov 2026 | Direct | ||
| Ann M. Kappler | PRU | Common Stock | Sale | -16.2% | -2,797 | 14,482 | 06 Nov 2026 | Direct | ||
| Ann M. Kappler | PRU | Common Stock | Options Exercise | 21.6% | 2,919 | 16,432 | 06 Nov 2026 | Direct | ||
| Ann M. Kappler | PRU | 2018 Employee Stock Option (Right to Buy) | Options Exercise | -50% | -894 | 895 | 06 Nov 2026 | Direct | ||
| Ann M. Kappler | PRU | 2017 Employee Stock Option (Right to Buy) | Options Exercise | -100% | -2,025 | 0 | 06 Nov 2026 | Direct | ||
| Andrew F. Sullivan | PRU | Common Stock | Sale | -6.58% | -3,544 | 50,317 | 06 Nov 2026 | Direct | ||
| Andrew F. Sullivan | PRU | Common Stock | Options Exercise | 7.55% | 3,705 | 52,793 | 06 Nov 2026 | Direct | ||
| Andrew F. Sullivan | PRU | 10/2/17 Employee Stock Option (Right to Buy) | Options Exercise | -100% | -1,128 | 0 | 06 Nov 2026 | Direct | ||
| Andrew F. Sullivan | PRU | 2017 Employee Stock Option (Right to Buy) | Options Exercise | -100% | -2,577 | 0 | 06 Nov 2026 | Direct | ||
| George P. Waldeck Jr. | PRU | Common Stock | Tax liability | -1.15% | -823 | 70,784 | 31 Oct 2026 | Direct | ||
| George P. Waldeck Jr. | PRU | Common Stock | Options Exercise | 2.54% | 1,774 | 71,607 | 31 Oct 2026 | Direct | ||
| George P. Waldeck Jr. | PRU | 10/10/2023 Restricted Stock Units | Options Exercise | -100% | -1,774 | 0 | 31 Oct 2026 | Direct | ||
| Andrew F. Sullivan | PRU | Deferred Compensation Shares | Award | 1.15% | 143 | 12,559 | 10 Sep 2026 | Direct | ||
| Joseph J. Wolk | PRU | 2026 Restricted Stock Units | Award | 1.18% | 21 | 1,798 | 10 Sep 2026 | Direct | ||
| Joseph J. Wolk | PRU | 9/30/25 Restricted Stock Units | Award | 1.16% | 21 | 1,826 | 10 Sep 2026 | Direct | ||
| Michael Todman | PRU | 2026 Restricted Stock Units | Award | 1.18% | 21 | 1,798 | 10 Sep 2026 | Direct | ||
| Michael Todman | PRU | Notional Shares - Optional | Award | 1.18% | 151 | 12,943 | 10 Sep 2026 | Direct | ||
| Michael Todman | PRU | Notional Shares - Mandatory | Award | 1.18% | 155 | 13,334 | 10 Sep 2026 | Direct | ||
| Thomas D. Stoddard | PRU | 2026 Restricted Stock Units | Award | 1.18% | 21 | 1,798 | 10 Sep 2026 | Direct | ||
| Thomas D. Stoddard | PRU | Notional Shares - Mandatory | Award | 1.13% | 20 | 1,783 | 10 Sep 2026 | Direct | ||
| Christine A. Poon | PRU | 2026 Restricted Stock Units | Award | 1.18% | 21 | 1,798 | 10 Sep 2026 | Direct | ||
| Christine A. Poon | PRU | Notional Shares - Optional | Award | 1.17% | 49 | 4,248 | 10 Sep 2026 | Direct | ||
| Christine A. Poon | PRU | Notional Shares - Mandatory | Award | 1.18% | 161 | 13,840 | 10 Sep 2026 | Direct | ||
| Sandra Pianalto | PRU | 2026 Restricted Stock Units | Award | 1.18% | 21 | 1,798 | 10 Sep 2026 | Direct | ||
| Sandra Pianalto | PRU | Notional Shares - Optional | Award | 1.18% | 84 | 7,227 | 10 Sep 2026 | Direct | ||
| Sandra Pianalto | PRU | Notional Shares - Mandatory | Award | 1.18% | 214 | 18,394 | 10 Sep 2026 | Direct | ||
| Mannen Maryann T. | PRU | 2026 Restricted Stock Units | Award | 1.18% | 21 | 1,798 | 10 Sep 2026 | Direct | ||
| Wendy Elizabeth Jones | PRU | 2026 Restricted Stock Units | Award | 1.18% | 21 | 1,798 | 10 Sep 2026 | Direct | ||
| Wendy Elizabeth Jones | PRU | Notional Shares - Optional | Award | 1.17% | 21 | 1,809 | 10 Sep 2026 | Direct | ||
| Wendy Elizabeth Jones | PRU | Notional Shares - Mandatory | Award | 1.18% | 115 | 9,895 | 10 Sep 2026 | Direct | ||
| Martina Hundmejean | PRU | 2026 Restricted Stock Units | Award | 1.18% | 21 | 1,798 | 10 Sep 2026 | Direct | ||
| Martina Hundmejean | PRU | Notional Shares - Optional | Award | 1.18% | 336 | 28,783 | 10 Sep 2026 | Direct | ||
| Martina Hundmejean | PRU | Notional Shares - Mandatory | Award | 1.18% | 180 | 15,434 | 10 Sep 2026 | Direct | ||
| Carmine di Sibio | PRU | 2026 Restricted Stock Units | Award | 1.18% | 21 | 1,798 | 10 Sep 2026 | Direct | ||
| Carmine di Sibio | PRU | Notional Shares - Mandatory | Award | 1.16% | 37 | 3,236 | 10 Sep 2026 | Direct | ||
| Gilbert F. Casellas | PRU | 2026 Restricted Stock Units | Award | 1.18% | 21 | 1,798 | 10 Sep 2026 | Direct | ||
| Gilbert F. Casellas | PRU | Notional Shares - Mandatory | Award | 1.18% | 513 | 43,957 | 10 Sep 2026 | Direct | ||
| Robert E. Boyle | PRU | Common Stock | Tax liability | -1.89% | -115 | 5,972 | 31 Aug 2026 | Direct | ||
| Robert E. Boyle | PRU | Common Stock | Options Exercise | 6.16% | 353 | 6,087 | 31 Aug 2026 | Direct | ||
| Robert E. Boyle | PRU | 8/10/2023 Restricted Stock Units | Options Exercise | -100% | -353 | 0 | 31 Aug 2026 | Direct | ||
| Ann M. Kappler | PRU | Common Stock | Sale | -34.7% | -$956,577 | $125.01 | -7,652 | 14,407 | 14 Aug 2026 | Direct |
| Andrew F. Sullivan | PRU | Deferred Compensation Shares | Award | 1.29% | 158 | 12,415 | 11 Jun 2026 | Direct | ||
| Joseph J. Wolk | PRU | 2026 Restricted Stock Units | Award | 1.31% | 23 | 1,777 | 11 Jun 2026 | Direct | ||
| Joseph J. Wolk | PRU | 9/30/25 Restricted Stock Units | Award | 1.29% | 23 | 1,805 | 11 Jun 2026 | Direct | ||
| Michael Todman | PRU | 2026 Restricted Stock Units | Award | 1.31% | 23 | 1,777 | 11 Jun 2026 | Direct | ||
| Michael Todman | PRU | Notional Shares - Optional | Award | 1.31% | 165 | 12,792 | 11 Jun 2026 | Direct | ||
| Michael Todman | PRU | Notional Shares - Mandatory | Award | 1.31% | 170 | 13,179 | 11 Jun 2026 | Direct |
* marks a reported price that did not pass the local price check.