SEC ownership of PRUDENTIAL FINANCIAL INC

Top holders, 13D/G large-stake signals, insider positions, and transaction flow tied to CIK 0001137774.

Comparable stake leader

VANGUARD CAPITAL MANAGEMENT LLC

Disclosed value leader

BlackRock, Inc.

Comparable rows

50/50

Latest evidence

31 Mar 2026

Ownership snapshot CIK-linked ownership evidence from parsed SEC filings. 3 signals
Comparable ownership rows
50 of 50
Meaning: Rows with safely comparable ownership %
Latest 13D/G holder
VANGUARD CAPITAL MANAGEMENT LLC
Source: Latest parsed Schedule 13D/G stake
Latest parsed ownership date
31 Mar 2026
Freshness: Most recent filing date in this holder set
Issuer Names, identifiers, and filing context for this profile. 2 identity fields
Issuer CIK
0001137774
Issuer location
Newark, NJ

Ownership snapshot

Top shareholders of PRUDENTIAL FINANCIAL INC (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
VANGUARD CAPITAL MANAGEME...
Disclosed value leader
BlackRock, Inc.
Comparable rows
50/50
Latest evidence
31 Mar 2026
13D/G 13F Lead comparable stake: 7.5% 13D/G row: VANGUARD CAPITAL MANAGEMENT LLC Showing 1-8 of 50 holder rows.

Quick read

VANGUARD CAPITAL MANAGEMENT LLC leads the comparable SEC ownership view at 7.5%.

50 of 50 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens VANGUARD CAPITAL MANAGEMENT LLC's linked filing trail.
Comparable ownership Top 5
VANGUARD CAPITAL MANAGEMENT LLC 7.5%
BlackRock, Inc. 9.6%
STATE STREET CORP 4.9%
VANGUARD PORTFOLIO MANAGEMENT LLC 4.7%
GEODE CAPITAL MANAGEMENT, LLC 3.2%

Ownership % is shown only when SEC disclosures are safely comparable across share classes.

Detailed SEC evidence table Showing 1-8 of 50 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
VANGUARD CAPITAL MANAGEMENT LLC
13D/G 13F
Vanguard Capital Management · Company
7.5%
$2,498,502,169
26,137,694 shares
$0 31 Mar 2026
BlackRock, Inc.
13F
Company
13F
9.6%
$3,269,329,418
33,466,367 shares
31 Mar 2026
STATE STREET CORP
13F
Company
13F
4.9%
$1,656,390,708
16,955,581 shares
31 Mar 2026
VANGUARD PORTFOLIO MANAGEMENT LLC
13F
Company
13F
4.7%
$1,591,134,765
16,287,591 shares
31 Mar 2026
GEODE CAPITAL MANAGEMENT, LLC
13F
Company
13F
3.2%
$1,084,965,875
11,039,329 shares
31 Mar 2026
MORGAN STANLEY
13F
Company
13F
1.8%
$601,238,654
6,154,554 shares
31 Mar 2026
GOLDMAN SACHS GROUP INC
13F
Company
13F
1.5%
$498,243,353
5,100,250 shares
31 Mar 2026
Invesco Ltd.
13F
Company
13F
1.4%
$465,656,480
4,766,675 shares
31 Mar 2026
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Forms 3/4/5 flow

Insider trading overview

Net insider flow leans to selling over the last 12 months. Net value: -$8,467,962.

Buys
$168,840
Insiders: 3
Sells
$8,636,802
Insiders: 4
Net
-$8,467,962
Shares: -78,649
Window
Last 12 months
4 rolling buckets
Buy value Sell value
Shares: 1,650 Shares: 80,299
Window (months) Buy shares Sell shares Buy value Sell value Net value
0-3 0 13,580 $0 $1,402,135 -$1,402,135
3-6 1,650 0 $168,840 $0 +$168,840
6-9 0 62,719 $0 $6,796,067 -$6,796,067
9-12 0 4,000 $0 $438,600 -$438,600

Reporting owners

Insider holders from Forms 3/4/5

Showing 1-20 of 35 reporting-owner rows connected to PRUDENTIAL FINANCIAL INC. Open a relationship link for the CIK-to-CIK filing trail.

Rows
35
Largest Forms 3/4/5 holder
Robert Falzon
Net 12M change
-$8,467,961
Latest report
11 Jun 2026
Name Relationship Holdings Value Past Year Net Change Change % Valuation Report Date
Robert Falzon EVP and Vice Chairman $34,113,269 Mixed 28 Feb 2025
Charles F. Lowrey Chairman of the Board, Director $28,864,498 -$5,172,332 -15% Mixed 28 Feb 2026
Caroline Feeney Executive Vice President $9,874,422 -$762,215 -7.2% Mixed 09 Feb 2026
Andrew F. Sullivan Chief Executive Officer, Director, Chairman of the Board $8,758,542 Mixed 11 Jun 2026
Lucien Alziari Executive Vice President $7,633,965 Mixed 28 Feb 2025
George P. Waldeck Jr. Executive Vice President $6,906,622 Mixed 28 Feb 2026
Thomas J. Baltimore Jr. Director $6,568,714 Mixed 15 Mar 2023
Gilbert F. Casellas Director $5,335,227 Mixed 11 Jun 2026
Martina Hundmejean Director $5,112,094 Mixed 11 Jun 2026
Douglas A. Scovanner Director $4,779,023 Mixed 13 May 2025
Kenneth Tanji EVP and CFO $4,623,134 Mixed 29 Feb 2024
Karl J. Krapek Director $4,043,159 Mixed 09 May 2023
Ann M. Kappler EVP and General Counsel $3,987,022 -$1,840,735 -32% Mixed 14 May 2026
Stacey Goodman Executive Vice President $3,965,844 Mixed 29 Feb 2024
Christine A. Poon Director $3,508,178 Mixed 11 Jun 2026
Yanela Frias EVP and CFO $3,339,830 Mixed 28 Feb 2026
Timothy L. Schmidt Senior Vice President $3,101,868 -$861,520 -22% Mixed 28 Feb 2026
Michael Todman Director $3,094,268 Mixed 11 Jun 2026
Sandra Pianalto Director $3,020,410 Mixed 11 Jun 2026
Nicholas C. Silitch Senior Vice President $2,474,479 Mixed 03 Mar 2022

Recent insider transactions for PRUDENTIAL FINANCIAL INC

Showing up to 300 recent insider transactions from the last 12 months.

Insider Symbol Class Transaction % SEC-reported value SEC-reported price Shares Shares owned Date Ownership
Andrew F. Sullivan PRU Deferred Compensation Shares Award 1.29% 158 12,415 11 Jun 2026 Direct
Joseph J. Wolk PRU 2026 Restricted Stock Units Award 1.31% 23 1,777 11 Jun 2026 Direct
Joseph J. Wolk PRU 9/30/25 Restricted Stock Units Award 1.29% 23 1,805 11 Jun 2026 Direct
Michael Todman PRU 2026 Restricted Stock Units Award 1.31% 23 1,777 11 Jun 2026 Direct
Michael Todman PRU Notional Shares - Optional Award 1.31% 165 12,792 11 Jun 2026 Direct
Michael Todman PRU Notional Shares - Mandatory Award 1.31% 170 13,179 11 Jun 2026 Direct
Thomas D. Stoddard PRU 2026 Restricted Stock Units Award 1.31% 23 1,777 11 Jun 2026 Direct
Thomas D. Stoddard PRU 7/8/25 Restricted Stock Units Award 1.26% 22 1,762 11 Jun 2026 Direct
Christine A. Poon PRU 2026 Restricted Stock Units Award 1.31% 23 1,777 11 Jun 2026 Direct
Christine A. Poon PRU Notional Shares - Optional Award 1.3% 54 4,198 11 Jun 2026 Direct
Christine A. Poon PRU Notional Shares - Mandatory Award 1.31% 177 13,679 11 Jun 2026 Direct
Sandra Pianalto PRU 2026 Restricted Stock Units Award 1.31% 23 1,777 11 Jun 2026 Direct
Sandra Pianalto PRU Notional Shares - Optional Award 1.3% 92 7,142 11 Jun 2026 Direct
Sandra Pianalto PRU Notional Shares - Mandatory Award 1.32% 236 18,179 11 Jun 2026 Direct
Mannen Maryann T. PRU 2026 Restricted Stock Units Award 1.31% 23 1,777 11 Jun 2026 Direct
Wendy Elizabeth Jones PRU 2026 Restricted Stock Units Award 1.31% 23 1,777 11 Jun 2026 Direct
Wendy Elizabeth Jones PRU Notional Shares - Optional Award 1.3% 23 1,788 11 Jun 2026 Direct
Wendy Elizabeth Jones PRU Notional Shares - Mandatory Award 1.31% 126 9,779 11 Jun 2026 Direct
Martina Hundmejean PRU 2026 Restricted Stock Units Award 1.31% 23 1,777 11 Jun 2026 Direct
Martina Hundmejean PRU Notional Shares - Optional Award 1.31% 369 28,447 11 Jun 2026 Direct
Martina Hundmejean PRU Notional Shares - Mandatory Award 1.31% 197 15,254 11 Jun 2026 Direct
Carmine di Sibio PRU 2026 Restricted Stock Units Award 1.31% 23 1,777 11 Jun 2026 Direct
Carmine di Sibio PRU Notional Shares - Mandatory Award 1.3% 41 3,198 11 Jun 2026 Direct
Gilbert F. Casellas PRU 2026 Restricted Stock Units Award 1.31% 23 1,777 11 Jun 2026 Direct
Gilbert F. Casellas PRU Notional Shares - Mandatory Award 1.31% 563 43,444 11 Jun 2026 Direct
Ann M. Kappler PRU Common Stock Sale -38.1% $1,402,135 $103.25 -13,580 22,059 14 May 2026 Direct
Joseph J. Wolk PRU 2026 Restricted Stock Units Award 1,754 1,754 12 May 2026 Direct
Michael Todman PRU 2026 Restricted Stock Units Award 1,754 1,754 12 May 2026 Direct
Thomas D. Stoddard PRU 2026 Restricted Stock Units Award 1,754 1,754 12 May 2026 Direct
Christine A. Poon PRU Common Stock Disposed to Issuer -13.2% -1,765 11,583 12 May 2026 Direct
Christine A. Poon PRU Common Stock Options Exercise 15.2% 1,765 13,348 12 May 2026 Direct
Christine A. Poon PRU 2025 Restricted Stock Units Options Exercise -100% -1,765 0 12 May 2026 Direct
Christine A. Poon PRU 2026 Restricted Stock Units Award 1,754 1,754 12 May 2026 Direct
Sandra Pianalto PRU 2026 Restricted Stock Units Award 1,754 1,754 12 May 2026 Direct
Wendy Elizabeth Jones PRU 2026 Restricted Stock Units Award 1,754 1,754 12 May 2026 Direct
Martina Hundmejean PRU 2026 Restricted Stock Units Award 1,754 1,754 12 May 2026 Direct
Carmine di Sibio PRU 2026 Restricted Stock Units Award 1,754 1,754 12 May 2026 Direct
Gilbert F. Casellas PRU Common Stock Disposed to Issuer -77.9% -1,765 500 12 May 2026 Direct
Gilbert F. Casellas PRU Common Stock Options Exercise 353% 1,765 2,265 12 May 2026 Direct
Gilbert F. Casellas PRU 2025 Restricted Stock Units Options Exercise -100% -1,765 0 12 May 2026 Direct
Gilbert F. Casellas PRU 2026 Restricted Stock Units Award 1,754 1,754 12 May 2026 Direct
Mannen Maryann T. PRU 2026 Restricted Stock Units Award 1,754 1,754 12 May 2026 Direct
Jacques Chappuis PRU Common Stock Tax liability -60.3% -5,715 3,757 30 Apr 2026 Direct
Jacques Chappuis PRU Common Stock Options Exercise 10,333 7,922 30 Apr 2026 Direct
Jacques Chappuis PRU 4/24/25 Restricted Stock Units Options Exercise -33.3% -10,333 20,669 30 Apr 2026 Direct
Andrew F. Sullivan PRU Deferred Compensation Shares Award 1.2% 145 12,256 12 Mar 2026 Direct
Joseph J. Wolk PRU 9/30/25 Restricted Stock Units Award 1.48% 26 1,781 12 Mar 2026 Direct
Michael Todman PRU 2025 Restricted Stock Units Award 1.5% 26 1,765 12 Mar 2026 Direct
Michael Todman PRU Notional Shares - Optional Award 1.51% 162 10,861 12 Mar 2026 Direct
Michael Todman PRU Notional Shares - Mandatory Award 1.51% 194 13,008 12 Mar 2026 Direct
* marks a reported price that did not pass the local price check.
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