Prudential Financial Inc - Sep 9, 2024 Form 4 Insider Report for ClearBridge MLP & Midstream Total Return Fund Inc. (CTR)

Role
10%+ Owner
Signature
Prudential Financial, Inc., By: /s/ Richard Baker, Second Vice President
Stock symbol
CTR
Transactions as of
Sep 9, 2024
Transactions value $
-$11,000,010
Form type
4
Date filed
9/11/2024, 05:37 PM
Previous filing
Jun 28, 2023
Next filing
Dec 20, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CTR Series E Mandatory Redeemable Preferred Stock (CTR) Other -$11M -367K -100% $30.00 0 Sep 9, 2024 By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Prudential Financial Inc is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Share exchange made in connection with the merger of (i) ClearBridge MLP and Midstream Total Return Inc. (CTR) and (ii) ClearBridge MLP and Midstream Fund, Inc. (CEM) with and into (iii) ClearBridge Energy Midstream Opportunity Fund (EMO), effective September 9, 2024. See separate Form 4 filings for CEM and EMO.
F2 CTR Series E shares exchanged for EMO Series M Mandatory Redeemable Preferred Stock.
F3 Mandatory Redeemable Preferred Stock owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company.