Charles M. Royce

Insider Reports History

Identity Names, identifiers, and filing context for this profile. 1 identity field
Reporting-owner location
New York, NY
SEC source record Original filing metadata and source links for verification. 1 source field
Latest reporting-owner signature
Dani Eng, Attorney-in-Fact
Source: Latest parsed Forms 3/4/5 signature
Source evidence Original filing metadata and source links for verification. 1 source field
Transaction source note
Rows are grouped by transaction date from the original SEC filing. Open the aggregated insider activity page to review issuer-level activity across dates.

Reported holdings for Charles M. Royce

Form 4 holding Sr. Advisor Royce & Associates

ROYCE GLOBAL TRUST, INC.

Security class
Conmon Stock
Shares / value
682,883
Estimated value
$8,597,496
Report date
06 Nov 2025
Price
$12.59
Ownership
Family Investment Entity
Form 4 holding Director

Oxford Square Capital Corp.

Security class
Common Stock, par value $0.01 per share
Shares / value
1,727,510
Estimated value
$4,595,177
Report date
14 Jun 2023
Price
$2.66
Ownership
Held by Royce Family Investments, LLC
Form 4 holding Sr. Advisor Royce & Associates

ROYCE GLOBAL TRUST, INC.

Security class
Common Stock
Shares / value
122,881
Estimated value
$1,591,308
Report date
10 Nov 2025
Price
$12.95
Ownership
Shares held in the Royce Charitable Trust
Form 4 holding Director

Oxford Square Capital Corp.

Security class
Common Stock, par value $0.01 per share
Shares / value
392,285
Estimated value
$1,043,478
Report date
14 Jun 2023
Price
$2.66
Ownership
Held by Royce Family Fund, Inc.
Form 4 holding Sr. Advisor Royce & Associates

ROYCE GLOBAL TRUST, INC.

Security class
Conmon Stock
Shares / value
122,881
Estimated value
Report date
06 Nov 2025
Price
Ownership
Shares held in the Royce Charititable Trust
Form 4 holding 10%+ Owner

Oxford Park Income Fund, Inc.

Security class
Common Stock
Shares / value
10,000
Estimated value
Report date
03 Apr 2023
Price
Ownership
Held by Royce Family Investments, LLC
Form 4 holding Director

Oxford Square Capital Corp.

Security class
Transferable Subscription Rights (right to buy)
Shares / value
0
Estimated value
Report date
14 Jun 2023
Price
Ownership
Held by Royce Family Fund, Inc.
Underlying class
Common Stock
Underlying amount
Form 4 holding Director

Oxford Square Capital Corp.

Security class
Transferable Subscription Rights (right to buy)
Shares / value
0
Estimated value
Report date
14 Jun 2023
Price
Ownership
Held by Royce Family Investments, LLC
Underlying class
Common stock
Underlying amount

Insider Reports Filed by Charles M. Royce

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