Charles M. Royce

Insider Reports History

Entity
Individual
Location
C/O Royce & Associates, Llc, 745 Fifth Avenue, New York, NY
Signature
/s/ Charles M. Royce
All insider transactions
Transactions in reports broken out by “transaction date” reported in original SEC filing, see here for transactions aggregated across transaction date

Holdings reported by Charles M. Royce:

Stock Role Class Num Shares Value Price $ Report Date Ownership
ROYCE MICRO-CAP TRUST, INC. Portfolio Manager Common Stock 1.04M $8.7M $8.33 Dec 29, 2021 Direct
ROYCE GLOBAL VALUE TRUST, INC. Portfolio Manager Common Stock 858K $7.59M $8.85 Dec 29, 2021 Family Investment Entity
Oxford Square Capital Corp. Director Common Stock, par value $0.01 per share 1.73M $4.6M $2.66 Jun 14, 2023 Held by Royce Family Investments, LLC
ROYCE MICRO-CAP TRUST, INC. Portfolio Manager Common Stock 420K $3.5M $8.33 Dec 29, 2021 Shares held in The Royce Charitable Trust.
ROYCE VALUE TRUST, INC. Portfolio Manager Common Stock 148K $1.99M $13.42 Dec 29, 2021 Family Investment Entity
ROYCE VALUE TRUST, INC. Portfolio Manager Common Stock 125K $1.68M $13.42 Dec 29, 2021 Shares in The Royce Charitable Trust.
ROYCE VALUE TRUST, INC. Portfolio Manager Common Stock 100K $1.35M $13.42 Dec 29, 2021 Direct
ROYCE GLOBAL VALUE TRUST, INC. Portfolio Manager Common Stock 119K $1.05M $8.85 Dec 29, 2021 Shares held in The Royce Charitable Trust.
Oxford Square Capital Corp. Director Common Stock, par value $0.01 per share 392K $1.04M $2.66 Jun 14, 2023 Held by Royce Family Fund, Inc.
ROYCE MICRO-CAP TRUST, INC. Portfolio Manager Common Stock 35.5K $296K $8.33 Dec 29, 2021 Family Investment Entity
Oxford Park Income Fund, Inc. 10%+ Owner Common Stock 10K Apr 3, 2023 Held by Royce Family Investments, LLC
Oxford Square Capital Corp. Director Transferable Subscription Rights (right to buy) 0 Jun 14, 2023 Held by Royce Family Fund, Inc.
Oxford Square Capital Corp. Director Transferable Subscription Rights (right to buy) 0 Jun 14, 2023 Held by Royce Family Investments, LLC
ROYCE GLOBAL VALUE TRUST, INC. Portfolio Manager Common Stock 0 $8.85 Dec 29, 2021 Direct

Insider Reports Filed by Charles M. Royce

Symbol Company Period Transactions Value $ Form Type Date Filed Role
OXSQ Oxford Square Capital Corp. Jun 14, 2023 4 $1.58M 4 Jul 7, 2023 Director
NONE Oxford Park Income Fund, Inc. Apr 3, 2023 0 $0 3 Apr 3, 2023 10%+ Owner
RGT ROYCE GLOBAL VALUE TRUST, INC. Dec 29, 2021 1 -$1.55M 4 Dec 30, 2021 Portfolio Manager
RMT ROYCE MICRO-CAP TRUST, INC. Dec 29, 2021 1 -$4.86M 4 Dec 30, 2021 Portfolio Manager
RVT ROYCE VALUE TRUST, INC. Dec 29, 2021 1 -$2.41M 4 Dec 30, 2021 Portfolio Manager