Security Snapshot

ROYCE SMALL-CAP TRUST, INC. - Common Stock (RVT) Institutional Ownership

CUSIP: 780910105

13F Institutional Holders and Ownership History from Q1 2014 to Q3 2026

13F reference period

Q2 2026

Institutions Reporting

209

Shares (Excl. Options)

38.92MFull value: 38,917,154 · shares · 30 Jun 2026

Price

$18.47

The headline uses the Q2 2026 reference period after its reporting deadline. Available reports may still be incomplete or amended. Newer periods in the history table contain incoming reports and may be incomplete.

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Security type / class
Equity / Common Stock
Symbol
RVT on NYSE
All holders as of 30 Jun 2026
Q2 2026
Total 13F shares
38,917,154
Latest holder snapshot 5 signals
Total 13F value
$718,540,561
Portfolio coverage rank
0%
Share change
+2,713,125
Value change
+$50,839,447
Number of holders
209
Issuer context Names, identifiers, and filing context for this profile. 3 identity fields
Shares outstanding
119,293,082
SEC-reported price per share
$17.17
Insider filing price
$17.17
13F Shares, Excluding Options vs Price
13F Value, Excluding Options
Total Investors
Filing notes and source

Key facts

  • RVT - ROYCE SMALL-CAP TRUST, INC. - Common Stock is tracked under CUSIP 780910105.
  • 209 institutions reported positions in Q2 2026.
  • 1 significant owner is listed from Schedule 13D/13G reporting.

Change

  • Holder count moved from 199 to 209 between Q1 2026 and Q2 2026.
  • SEC-reported value moved from
    $599.8MFull value: $599,796,029 · USD · 31 Mar 2026
    to
    $718.54MFull value: $718,540,561 · USD · 30 Jun 2026
    .

Research use

  • You can quickly see who holds this security, then open quarter and manager detail pages for full evidence.
  • 13F and Schedule 13D/13G sections are kept together so you can cross-check institutional and beneficial ownership context.

Evidence

Source: SEC Form 13F

Latest holder context comes from 209 institutions filings for Q2 2026.

Open SEC evidence

Security key

780910105

13F reference period

Q2 2026

13F holders

209

13D/G owners

1

CIK / CUSIP context first

Open Q2 2026 holders RVT full holder history ROYCE SMALL-CAP TRUST, INC. SEC filings ROYCE SMALL-CAP TRUST, INC. insider transactions

Broader feeds

Latest 13F filings Latest 13D/G filings All securities

13D/G owners

Significant owners

Large-stake holder rows connected to Schedule 13D/G evidence.

Rows
1
Security
RVT
Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
BANK OF AMERICA CORP /DE/ 4.9% -4% $95,396,292 -$58,132 5,845,361 -0.06% BANK OF AMERICA CORP /DE/ 30 Sep 2025
As of 30 Jun 2026, 209 institutional investors reported holding
38.92MFull value: 38,917,154 · shares · 30 Jun 2026
shares of ROYCE SMALL-CAP TRUST, INC. - Common Stock (RVT). This represents 33% of the company’s total
119.29MFull value: 119,293,082 · shares · Stored outstanding share count
outstanding shares.

13F concentration

Top 25 institutional shareholders

Largest 13F positions for this security by reported shares and value.

Top holder share
26%
Institution Ownership % Shares Held Share Change % Portfolio % Holdings Value
BANK OF AMERICA CORP /DE/ 5.1% 6,054,512 +3.7% 0.01% $111,826,829
MORGAN STANLEY 4.9% 5,903,525 -3.4% 0.01% $109,038,124
RAYMOND JAMES FINANCIAL INC 2.6% 3,088,819 +9.1% 0.02% $57,050,506
LPL Financial LLC 2% 2,396,929 +5.1% 0.01% $44,271,285
WELLS FARGO & COMPANY/MN 1.4% 1,646,540 -2.7% 0.01% $30,411,603
ROYAL BANK OF CANADA 1.4% 1,639,146 +0.88% 0.01% $30,276,000
Penserra Capital Management LLC 1.2% 1,384,409 +4% 0.2% $25,570,000
Saba Capital Management, L.P. 1% 1,247,806 0.7% $23,046,977
STIFEL FINANCIAL CORP 0.71% 848,245 +2.8% 0.01% $15,667,119
Janney Montgomery Scott LLC 0.62% 742,462 +1.9% 0.03% $13,713,000
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.57% 674,729 +3.2% 1.6% $12,462,237
LAZARD ASSET MANAGEMENT LLC 0.51% 612,315 0% 0.02% $11,309,458
RIVERNORTH CAPITAL MANAGEMENT, LLC 0.51% 607,243 +0.88% 0.53% $11,215,778
Shaker Financial Services, LLC 0.51% 605,745 +337% 3.5% $11,188,111
Waterfront Wealth Inc. 0.42% 495,162 -12% 1.4% $8,967,390
OSAIC HOLDINGS, INC. 0.41% 484,010 +40% 0.01% $8,939,880
Modern Wealth Management, LLC 0.4% 480,230 -2.4% 0.11% $8,869,851
UBS Group AG 0.39% 465,248 -20% 0% $8,593,130
GUGGENHEIM CAPITAL LLC 0.35% 423,470 -6.5% 0.05% $7,821,491
Advisors Asset Management, Inc. 0.28% 336,541 +5.1% 0.09% $6,215,913
Paller Financial Services Inc 0.25% 303,412 -1.8% 4.2% $5,604,020
Steward Partners Investment Advisory, LLC 0.24% 290,748 +5.3% 0.03% $5,370,108
Allspring Global Investments Holdings, LLC 0.24% 287,283 +52% 0.01% $5,306,117
ROTHSCHILD INVESTMENT LLC 0.21% 250,772 +4.4% 0.17% $4,631,751
CAPTRUST FINANCIAL ADVISORS 0.21% 249,028 -3.2% 0.01% $4,599,551

Quarter history

Institutional holders across reporting periods

Holder count, reported shares/value, and median price by quarter.

Periods
51
Headline period
Q2 2026
Rows shown
1-25 of 51
Period 13F Shares, Excl. Options Value, Excl. Options Value Change Price (Median) Investors
2026 Q3 4,816,101 $82,299,314 +$1,733,123 $17.13 79
2026 Q2 38,917,154 $718,540,561 +$50,839,447 $18.47 209
2026 Q1 36,123,767 $599,796,029 +$3,345,710 $16.60 199
2025 Q4 35,928,189 $579,431,997 +$4,648,150 $16.10 197
2025 Q3 34,875,366 $562,363,412 +$17,286,656 $16.13 194
2025 Q2 33,820,529 $508,991,572 +$13,755,972 $15.05 186
2025 Q1 32,941,094 $469,024,266 +$19,835,419 $14.24 182
2024 Q4 31,743,601 $501,698,937 +$16,178,753 $15.80 185
2024 Q3 30,741,944 $482,652,491 +$4,026,574 $15.70 181
2024 Q2 30,639,324 $443,352,090 +$6,068,988 $14.47 174
2024 Q1 29,961,177 $454,279,912 +$5,557,045 $15.17 167
2023 Q4 29,578,757 $430,655,387 +$12,523,893 $14.56 164
2023 Q3 28,693,998 $369,197,831 +$13,642,332 $12.87 158
2023 Q2 27,618,590 $381,296,048 +$5,433,267 $13.80 157
2023 Q1 27,244,074 $369,756,031 -$4,674,164 $13.57 163
2022 Q4 27,568,780 $365,878,505 +$6,766,818 $13.26 159
2022 Q3 27,048,472 $340,006,464 -$5,415,864 $12.55 145
2022 Q2 27,761,998 $388,100,583 +$15,938,207 $13.97 140
2022 Q1 28,931,769 $491,196,848 -$43,170,126 $16.99 144
2021 Q4 31,268,294 $612,565,458 -$14,028,108 $19.59 159
2021 Q3 31,579,237 $569,283,387 -$5,275,874 $18.02 151
2021 Q2 31,842,854 $604,266,911 +$1,102,796 $18.97 163
2021 Q1 31,795,896 $575,886,115 +$63,617,766 $18.11 159
2020 Q4 28,109,645 $453,828,424 +$25,219,017 $16.14 150
2020 Q3 26,329,693 $332,948,465 +$17,239,721 $12.64 139
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