Charles M. Royce - Dec 29, 2021 Form 4 Insider Report for ROYCE MICRO-CAP TRUST, INC. (RMT)

Role
Portfolio Manager
Signature
Dani Eng, Attorney-in-Fact
Stock symbol
RMT
Transactions as of
Dec 29, 2021
Transactions value $
-$4,859,400
Form type
4
Date filed
12/30/2021, 01:27 PM
Next filing
Apr 3, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RMT Common Stock Gift -$4.86M -420K -28.69% $11.57 1.04M Dec 29, 2021 Direct F2
holding RMT Common Stock 35.5K Dec 29, 2021 Family Investment Entity F1
holding RMT Common Stock 420K Dec 29, 2021 Shares held in The Royce Charitable Trust.
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares held in a family investment entity of which the reporting person is the sole managing member and in which the reporting person has a substantial pecuniary interest (which may vary from time to time). The reporting person disclaims beneficial ownership of the portion of such shares owned by the family investment entity in which he has no pecuniary interest.
F2 Gift of shares to The Royce Charitable Trust.