A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.

Why are some filings missing?

New filings appear as the SEC updates EDGAR, and older records can vary by availability.

How often is this page updated?

Updates follow new EDGAR submissions and periodic data refreshes.

Filer Snapshot

Charles M. Royce

CIK 0001009121. SEC filing timeline plus parsed ownership intelligence from 13F, 13D/G, and Forms 3/4/5 where available.

Entity Type

Individual

Total Filings

155

Latest Filing

12 Nov 2025

Industry

n/a

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Open 13F if you want portfolio holdings.
Open 13D/G or insider pages only when this CIK has those rows.

Open reporting owner context

Source: SEC Forms 3/4/5

4 filed on 12 Nov 2025 for CIK 0001009121.

View Source Filing

Business address: C/O Royce & Associates, Llc, 745 Fifth Avenue, New York, NY, 10151
Top holdings (ownership): RGT, RMT, OXSQ, and RVT
State of incorporation: NY
Fiscal year end: 31 December

Filer intelligence

What SEC filings say about Charles M. Royce

A compact read of parsed XML filings. 13F, 13D/G, and Forms 3/4/5 are shown separately because they answer different ownership questions.

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Quick read

Forms 3/4/5 show insider context for RGT worth $18.24M.

SEC source mix

Counts show available parsed rows, not one combined ownership total.

XML parsed

13F portfolio No rows yet

Quarterly institutional portfolio holdings.

Open

13D/G stakes No rows yet

Beneficial ownership and large-stake disclosures.

Open

Forms 3/4/5 5 rows

Officer, director, and 10% owner holdings or transactions.

Open

Forms 3/4/5 insider context

RGT

10 Nov 2025

$18.24M

Issuer page Owner page

RMT

05 Nov 2025

$11.15M

Issuer page Owner page

OXSQ

14 Jun 2023

$5.64M

Issuer page Owner page

RVT

26 Jun 2025

$4.98M

Issuer page Owner page

Latest update

What changed recently for Charles M. Royce

Ownership report updated

Latest ownership report period: 10 Nov 2025. Open the source-backed page to inspect the fresh filing or facts context.

Update date

12 Nov 2025

Page type

Ownership filings

Latest period

10 Nov 2025

Ownership context was refreshed from SEC Forms 3/4/5 filed on 12 Nov 2025.

Open ownership filings Browse recent public updates

Filer Overview

Charles M. Royce has filed 155 SEC EDGAR filings since 13 Mar 1996. Common forms include 4, 3, 144, SC 13D and more.

Charles M. Royce SEC filings Charles M. Royce owner filings

Latest Filings

Recent SEC filings for Charles M. Royce with direct links to document and filing folders.

4 File 811-22532

4 filing

Filing date: 12 Nov 2025
Reporting date: 10 Nov 2025
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-22532

4 filing

Filing date: 07 Nov 2025
Reporting date: 06 Nov 2025
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-22532

4 filing

Filing date: 06 Nov 2025
Reporting date: 05 Nov 2025
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-08030

4 filing

Filing date: 06 Nov 2025
Reporting date: 05 Nov 2025
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-22532

4 filing

Filing date: 27 Jun 2025
Reporting date: 26 Jun 2025
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-04875

4 filing

Filing date: 27 Jun 2025
Reporting date: 26 Jun 2025
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-08030

4 filing

Filing date: 06 May 2025
Reporting date: 05 May 2025
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-08030

4 filing

Filing date: 05 May 2025
Reporting date: 02 May 2025
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-08030

4 filing

Filing date: 17 Apr 2025
Reporting date: 16 Apr 2025
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-08030

4 filing

Filing date: 19 Feb 2025
Reporting date: 18 Feb 2025
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-08030

4 filing

Filing date: 03 Feb 2025
Reporting date: 29 Jan 2025
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 814-00638

4 filing

Filing date: 07 Jul 2023
Reporting date: 14 Jun 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

3 File 811-23847

FORM 3

Filing date: 03 Apr 2023
Reporting date: 03 Apr 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-22532

FORM 4

Filing date: 30 Dec 2021
Reporting date: 29 Dec 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-08030

FORM 4

Filing date: 30 Dec 2021
Reporting date: 29 Dec 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-04875

FORM 4

Filing date: 30 Dec 2021
Reporting date: 29 Dec 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-08030

FORM 4

Filing date: 22 Sep 2020
Reporting date: 21 Sep 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-08030

FORM 4

Filing date: 21 Sep 2020
Reporting date: 18 Sep 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-08030

FORM 4

Filing date: 17 Sep 2020
Reporting date: 16 Sep 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-08030

FORM 4

Filing date: 16 Sep 2020
Reporting date: 15 Sep 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-08030

FORM 4

Filing date: 15 Sep 2020
Reporting date: 14 Sep 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

144

144 filing

Filing date: 11 Sep 2020
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13D

SC 13D filing

Filing date: 11 Sep 2020
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-22532

FORM 4

Filing date: 03 Sep 2020
Reporting date: 02 Sep 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-22532

FORM 4

Filing date: 30 Apr 2020
Reporting date: 29 Apr 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-22532

FORM 4

Filing date: 29 Apr 2020
Reporting date: 28 Apr 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-22532

FORM 4

Filing date: 24 Apr 2020
Reporting date: 23 Apr 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-22532

FORM 4

Filing date: 11 Dec 2018
Reporting date: 10 Dec 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-04875

FORM 4

Filing date: 10 Jul 2018
Reporting date: 09 Jul 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-22532

FORM 4

Filing date: 09 Aug 2016
Reporting date: 09 Aug 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-22532

FORM 4

Filing date: 05 Aug 2016
Reporting date: 05 Aug 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-22532

FORM 4

Filing date: 02 Aug 2016
Reporting date: 02 Aug 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-22532

FORM 4

Filing date: 29 Jul 2016
Reporting date: 29 Jul 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-22532

FORM 4

Filing date: 28 Jul 2016
Reporting date: 27 Jul 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 814-00638

FORM 4

Filing date: 21 Jun 2016
Reporting date: 17 Jun 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 814-00638

FORM 4

Filing date: 16 Jun 2016
Reporting date: 14 Jun 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 814-00638

FORM 4

Filing date: 08 Jun 2016
Reporting date: 06 Jun 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 814-00638

FORM 4

Filing date: 03 Jun 2016
Reporting date: 01 Jun 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 814-00638

FORM 4

Filing date: 31 May 2016
Reporting date: 26 May 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 814-00638

FORM 4

Filing date: 25 May 2016
Reporting date: 23 May 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 814-00638

FORM 4

Filing date: 20 May 2016
Reporting date: 18 May 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 814-00638

FORM 4

Filing date: 17 May 2016
Reporting date: 13 May 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 814-00638

FORM 4

Filing date: 12 May 2016
Reporting date: 10 May 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 814-00638

FORM 4

Filing date: 09 May 2016
Reporting date: 05 May 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-22532

FORM 4

Filing date: 01 Sep 2015
Reporting date: 31 Aug 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-22532

FORM 4

Filing date: 28 Aug 2015
Reporting date: 27 Aug 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-05379

FORM 4

Filing date: 09 Mar 2015
Reporting date: 06 Mar 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-22532

FORM 4

Filing date: 14 Nov 2014
Reporting date: 14 Nov 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-22532

FORM 4

Filing date: 13 Nov 2014
Reporting date: 12 Nov 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-22532

FORM 4

Filing date: 12 Nov 2014
Reporting date: 10 Nov 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-22532

FORM 4

Filing date: 28 Feb 2014
Reporting date: 27 Feb 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-22532

FORM 4

Filing date: 24 Feb 2014
Reporting date: 21 Feb 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-22532

FORM 4

Filing date: 19 Feb 2014
Reporting date: 18 Feb 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-22532

FORM 4

Filing date: 23 Dec 2013
Reporting date: 20 Dec 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-22532

FORM 4

Filing date: 19 Dec 2013
Reporting date: 18 Dec 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-22532

FORM 4

Filing date: 17 Dec 2013
Reporting date: 16 Dec 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-22532

FORM 4

Filing date: 13 Dec 2013
Reporting date: 13 Dec 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-22532

FORM 4

Filing date: 12 Dec 2013
Reporting date: 11 Dec 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-22532

FORM 4

Filing date: 06 Dec 2013
Reporting date: 05 Dec 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-22532

FORM 4

Filing date: 04 Dec 2013
Reporting date: 03 Dec 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-22532

FORM 4

Filing date: 02 Dec 2013
Reporting date: 29 Nov 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-05379

FORM 4

Filing date: 02 Dec 2013
Reporting date: 29 Nov 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-22532

FORM 4

Filing date: 27 Nov 2013
Reporting date: 26 Nov 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-05379

FORM 4

Filing date: 27 Nov 2013
Reporting date: 26 Nov 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-22532

FORM 4

Filing date: 26 Nov 2013
Reporting date: 25 Nov 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-05379

FORM 4

Filing date: 26 Nov 2013
Reporting date: 25 Nov 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-22532

FORM 4

Filing date: 25 Nov 2013
Reporting date: 22 Nov 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-05379

FORM 4

Filing date: 25 Nov 2013
Reporting date: 22 Nov 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-22532

FORM 4

Filing date: 22 Nov 2013
Reporting date: 21 Nov 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-05379

FORM 4

Filing date: 21 Nov 2013
Reporting date: 20 Nov 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-22532

FORM 4

Filing date: 20 Nov 2013
Reporting date: 19 Nov 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-22532

FORM 4

Filing date: 19 Nov 2013
Reporting date: 18 Nov 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-05379

FORM 4

Filing date: 19 Nov 2013
Reporting date: 18 Nov 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-05379

FORM 4

Filing date: 18 Nov 2013
Reporting date: 15 Nov 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

3 File 811-22532

FORM 3

Filing date: 21 Oct 2013
Reporting date: 18 Oct 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-04875

FORM 4

Filing date: 03 Oct 2012
Reporting date: 02 Oct 2012
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-05379

FORM 4

Filing date: 03 Oct 2012
Reporting date: 02 Oct 2012
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

AMENDMENT NO. 1 TO SCHEDULE 13G

Filing date: 10 May 2012
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 814-00638

FORM 4

Filing date: 23 Dec 2011
Reporting date: 21 Dec 2011
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 814-00638

FORM 4

Filing date: 21 Dec 2011
Reporting date: 19 Dec 2011
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 814-00638

FORM 4

Filing date: 01 Dec 2011
Reporting date: 29 Nov 2011
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 814-00638

FORM 4

Filing date: 15 Aug 2011
Reporting date: 11 Aug 2011
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 814-00638

FORM 4

Filing date: 11 Aug 2011
Reporting date: 10 Aug 2011
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 814-00638

FORM 4

Filing date: 10 Aug 2011
Reporting date: 09 Aug 2011
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13D/A

SC 13D/A filing

Filing date: 04 Feb 2011
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-22432

4 filing

Filing date: 25 Jan 2011
Reporting date: 25 Jan 2011
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

SC 13G filing

Filing date: 25 Jan 2011
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

3 File 811-22432

3 filing

Filing date: 19 Jan 2011
Reporting date: 19 Jan 2011
SEC evidence: Open document Open filing
Next action: Verify source filing

144

144 filing

Filing date: 18 Jan 2011
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-04875

PRIMARY DOCUMENT

Filing date: 30 Jun 2010
Reporting date: 29 Jun 2010
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 811-04875

PRIMARY DOCUMENT

Filing date: 24 Jun 2010
Reporting date: 23 Jun 2010
SEC evidence: Open document Open filing
Next action: Verify source filing

About this filer

Charles M. Royce files with the SEC under CIK 0001009121. This page aggregates EDGAR filings and related ownership activity.

FAQ

What is a CIK?: A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?: New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?: Updates follow new EDGAR submissions and periodic data refreshes.