Charles M. Royce - 26 Jun 2025 Form 4 Insider Report for ROYCE SMALL-CAP TRUST, INC. (RVT)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
27 Jun 2025, 16:23:19 UTC
Prior SEC filing
06 May 2025
Next SEC filing
06 Nov 2025
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
Dani Eng, Attorney-in-Fact

Key filing fact

Charles M. Royce filed Form 4 for ROYCE SMALL-CAP TRUST, INC. (RVT) on 27 Jun 2025.

Key facts

  • This page summarizes Charles M. Royce's Form 4 filing for ROYCE SMALL-CAP TRUST, INC. (RVT).
  • 1 reported transaction and 0 derivative rows are listed below.
  • Accepted by SEC: 27 Jun 2025, 16:23.

Change

  • Previous filing in this sequence was filed on 06 May 2025.
  • Current net transaction value: -$325,156.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001009121 Primary reporting owner

ROYCE CHARLES M

Relationship
Sr. Advisor Royce & Associates
Address
ROYCE SMALL-CAP TRUST, INC., ONE MADISON AVENUE, NEW YORK
Signature
Dani Eng, Attorney-in-Fact
Signature date
27 Jun 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

RVT transaction

Common Stock

Sale

Transaction value
$325,156
Shares
-21,735
Change %
-20%
Price
$14.96
Shares after
86,938
Date
26 Jun 2025
Ownership
Family Investment Entity
Footnotes
F1
RVT holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
147,962
Date
26 Jun 2025
Ownership
Shares in the Royce Charitable Trust
RVT holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
100,491
Date
26 Jun 2025
Ownership
Direct
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

Shares held in a family investment entity of which the reporting person is the sole managing member and in which the reporting person has a substantial pecuniary interest (which may vary from time to time). The reporting person disclaims beneficial ownership of the portion of such shares owned the by the family investment entity in which he has no pecuniary interest.

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